Part 1 of 2
4: THE MIND OF HITLER AND THE ROOTS OF THE THIRD REICHHITLER WANTED TO CALL his book "Four and a Half Years of Struggle against Lies, Stupidity and Cowardice," but Max Amann, the hardheaded manager of the Nazi publishing business, who was to bring it out, rebelled against such a ponderous -- and unsalable -- title and shortened it to My Struggle (Mein Kampf). Amann was sorely disappointed in the contents. He had hoped, first, for a racy personal story in which Hitler would recount his rise from an unknown "worker" in Vienna to world renown. As we have seen, there was little autobiography in the book. The Nazi business manager had also counted on an inside story of the Beer Hall Putsch, the drama and double-dealing of which, he was sure, would make good reading. But Hitler was too shrewd at this point, when the party fortunes were at their lowest ebb, to rake over old coals. [i] There is scarcely a word of the unsuccessful putsch in Mein Kampf.
The first volume was published in the autumn of 1925. A work of some four hundred pages, it was priced at twelve marks (three dollars), about twice the price of most books brought out in Germany at that time. It did not by any means become an immediate best seller. Amann boasted that it sold 23,000 copies the first year and that sales continued upward -- a claim that was received with skepticism in anti-Nazi circles.
Thanks to the Allied seizure in 1945 of the royalty statements of the Eher Verlag, the Nazi publishing firm, the facts about the actual sale of Mein Kampf can now be disclosed. In 1925 the book sold 9,473 copies, and thereafter for three years the sales decreased annually. They slumped to 6,913 in 1926, to 5,607 in 1927 and to a mere 3,015 in 1928, counting both volumes. They were up a little -- to 7,664 -- in 1929, rose with the fortunes of the Nazi Party in 1930, when an inexpensive one-volume edition at eight marks appeared, to 54,086, dropped slightly to 50,808 the following year and jumped to 90,351 in 1932.
Hitler's royalties -- his chief source of income from 1925 on -- were considerable when averaged over those first seven years. But they were nothing compared to those received in 1933, the year he became Chancellor. In his first year of office Mein Kampf sold a million copies, and Hitler's income from the royalties, which had been increased from 10 to 15 per cent after January 1, 1933, was over one million marks (some $300,- 000), making him the most prosperous author in Germany and for the first time a millionaire. [ii] Except for the Bible, no other book sold as well during the Nazi regime, when few family households felt secure without a copy on the table. It was almost obligatory -- and certainly politic -- to present a copy to a bride and groom at their wedding, and nearly every school child received one on graduation from whatever school. By 1940, the year after World War II broke out, six million copies of the Nazi bible had been sold in Germany. [1]
Not every German who bought a copy of Mein Kampf necessarily read it. I have heard many a Nazi stalwart complain that it was hard going and not a few admit -- in private -- that they were never able to get through to the end of its 782 turgid pages. But it might be argued that had more non-Nazi Germans read it before 1933 and had the foreign statesmen of the world perused it carefully while there still was time, both Germany and the world might have been saved from catastrophe. For whatever other accusations can be made against Adolf Hitler, no one can accuse him of not putting down in writing exactly the kind of Germany he intended to make if he ever came to power and the kind of world he meant to create by armed German conquest. The blueprint of the Third Reich and, what is more, of the barbaric New Order which Hitler inflicted on conquered Europe in the triumphant years between 1939 and 1945 is set down in all its appalling crudity at great length and in detail between the covers of this revealing book.
***
As we have seen, Hitler's basic ideas were formed in his early twenties in Vienna, and we have his own word for it that he learned little afterward and altered nothing in his thinking. [iii] When he left Austria for Germany in 1913 at the age of twenty-four, he was full of a burning passion for German nationalism, a hatred for democracy, Marxism and the Jews and a certainty that Providence had chosen the Aryans, especially the Germans, to be the master race.
In Mein Kampf he expanded his views and applied them specifically to the problem of not only restoring a defeated and chaotic Germany to a place in the sun greater than it had ever had before but making a new kind of state, one which would be based on race and would include all Germans then living outside the Reich's frontiers, and in which would be established the absolute dictatorship of the Leader -- himself -- with an array of smaller leaders taking orders from above and giving them to those below. Thus the book contains, first, an outline of the future German state and of the means by which it can one day become "lord of the earth," as the author puts it on the very last page; and, second, a point of view, a conception of life, or, to use Hitler's favorite German word, a Weltanschauung. That this view of life would strike a normal mind of the twentieth century as a grotesque hodgepodge concocted by a half-baked, uneducated neurotic goes without saying. What makes it important is that it was embraced so fanatically by so many millions of Germans and that if it led, as it did, to their ultimate ruin it also led to the ruin of so many millions of innocent, decent human beings inside and especially outside Germany.
Now, how was the new Reich to regain her position as a world power and then go on to world mastery? Hitler pondered the question in the first volume, written mostly when he was in prison in 1924, returning to it at greater length in Volume Two, which was finished in 1926.
In the first place, there must be a reckoning with France, "the inexorable mortal enemy of the German people." The French aim, he said, would always be to achieve a "dismembered and shattered Germany ... a hodgepodge of little states." This was so self-evident, Hitler added, that "... if I were a Frenchman ... I could not and would not act any differently from Clemenceau." Therefore, there must be "a final active reckoning with France ... a last decisive struggle ... only then will we be able to end the eternal and essentially so fruitless struggle between ourselves and France; presupposing, of course, that Germany actually regards the destruction of France as only a means which will afterward enable her finally to give our people the expansion made possible elsewhere." [2]
Expansion elsewhere? Where? In this manner Hitler leads to the core of his ideas on German foreign policy which he was to attempt so faithfully to carry out when he became ruler of the Reich. Germany, he said bluntly, must expand in the East -- largely at the expense of Russia.
In the first volume of Mein Kampf Hitler discoursed at length on this problem of Lebensraum -- living space -- a subject which obsessed him to his dying breath. The Hohenzollern Empire, he declared, had been mistaken in seeking colonies in Africa. "Territorial policy cannot be fulfilled in the Cameroons but today almost exclusively in Europe." But the soil of Europe was already occupied. True, Hitler recognized, "but nature has not reserved this soil for the future possession of any particular nation or race; on the contrary, this soil exists for the people which possesses the force to take it." What if the present possessors object? "Then the law of self-preservation goes into effect; and what is refused to amicable methods, it is up to the fist to take." [3]
Acquisition of new soil, Hitler continued, in explaining the blindness of German prewar foreign policy, "was possible only in the East ... If land was desired in Europe, it could be obtained by and large only at the expense of Russia, and this meant that the new Reich must again set itself on the march along the road of the Teutonic Knights of old, to obtain by the German sword sod for the German plow and daily bread for the nation." [4]
As if he had not made himself entirely clear in the initial volume, Hitler returned to the subject in the second one.
Only an adequate large space on this earth assures a nation of freedom of existence ... Without consideration of "traditions" and prejudices [the National Socialist movement] must find the courage to gather our people and their strength for an advance along the road that will lead this people from its present restricted living space to new land and soil ... The National Socialist movement must strive to eliminate the disproportion between our population and our area -- viewing this latter as a source of food as well as a basis for power politics ... We must hold unflinchingly to our aim to secure for the German people the land and soil to which they are entitled ... [5]
How much land are the German people entitled to? The bourgeoisie, says Hitler scornfully, "which does not possess a single creative political idea for the future," had been clamoring for the restoration of the 1914 German frontiers.
The demand for restoration of the frontiers of 1914 is a political absurdity of such proportions and consequences as to make it seem a crime. Quite aside from the fact that the Reich's frontiers in 1914 were anything but logical. For in reality they were neither complete in the sense of embracing the people of German nationality nor sensible with regard to geomilitary expediency. They were not the result of a considered political action, but momentary frontiers in a political struggle that was by no means concluded ... With equal right and in many cases with more right, some other sample year of German history could be picked out, and the restoration of the conditions at that time declared to be the aim in foreign affairs. [6]
Hitler's "sample year" would go back some six centuries, to when the Germans were driving the Slavs back in the East. The push eastward must be resumed. "Today we count eighty million Germans in Europe! This foreign policy will be acknowledged as correct only if, after scarcely a hundred years, there are two hundred and fifty million Germans on this continent." [7] And all of them within the borders of the new and expanded Reich.
Some other peoples, obviously, will have to make way for so many Germans. What other peoples?
And so we National Socialists ... take up where we broke off six hundred years ago. We stop the endless German movement to the south and west, and turn our gaze toward the land in the East.
If we speak of soil in Europe today, we can primarily have in mind only Russia and her vassal border states. [iv] [8]
Fate, Hitler remarks, was kind to Germany in this respect. It had handed over Russia to Bolshevism, which, he says, really meant handing over Russia to the Jews. "The giant empire in the East," he exults, "is ripe for collapse. And the end of Jewish rule in Russia will also be the end of Russia as a state." So the great steppes to the East, Hitler implies, could be taken over easily on Russia's collapse without much cost in blood to the Germans.
Can anyone contend that the blueprint here is not clear and precise? France will be destroyed, but that is secondary to the German drive eastward. First the immediate lands to the East inhabited predominantly by Germans will be taken. And what are these? Obviously Austria, the Sudetenland in Czechoslovakia and the western part of Poland, including Danzig. After that, Russia herself. Why was the world so surprised, then, when Chancellor Hitler, a bare few years later, set out to achieve these very ends?
***
On the nature of the future Nazi State, Hitler's ideas in Mein Kampf are less concise. He made it clear enough that there would be no "democratic nonsense" and that the Third Reich would be ruled by the Fuehrerprinzip, the leadership principle -- that is, that it would be a dictatorship. There is almost nothing about economics in the book. The subject bored Hitler and he never bothered to try to learn something about it beyond toying with the crackpot ideas of Gottfried Feder, the crank who was against "interest slavery."
What interested Hitler was political power; economics could somehow take care of itself.
The state has nothing at all to do with any definite economic conception or development ... The state is a racial organism and not an economic organization ... The inner strength of a state coincides only in the rarest cases with so-called economic prosperity; the latter, in innumerable cases, seems to indicate the state's approaching decline ... Prussia demonstrates with marvelous sharpness that not material qualities but ideal virtues alone make possible the formation of a state. Only under their protection can economic life flourish. Always when in Germany there was an upsurge of political power the economic conditions began to improve; but always when economics became the sole content of our people's life, stifling the ideal virtues, the state collapsed and in a short time drew economic life with it ... Never yet has a state been founded by peaceful economic means ... [9]
Therefore, as Hitler said in a speech in Munich in 1923, "no economic policy is possible without a sword, no industrialization without power." Beyond that vague, crude philosophy and a passing reference in Mein Kampf to "economic chambers," "chambers of estates" and a "central economic parliament" which "would keep the national economy functioning," Hitler refrains from any expression of opinion on the economic foundation of the Third Reich.
And though the very name of the Nazi Party proclaimed it as "socialist," Hitler was even more vague on the kind of "socialism" he envisaged for the new Germany. This is not surprising in view of a definition of a "socialist" which he gave in a speech on July 28, 1922:
Whoever is prepared to make the national cause his own to such an extent that he knows no higher ideal than the welfare of his nation; whoever has understood our great national anthem, "Deutschland ueber Alles," to mean that nothing in the wide world surpasses in his eyes this Germany, people and land -- that man is a Socialist. [10]
Considerable editorial advice and even pruning on the part of at least three helpers could not prevent Hitler from meandering from one subject to another in Mein Kampf. Rudolf Hess, who took most of the dictation first at Landsberg prison and later at Haus Wachenfeld near Berchtesgaden, did his best to tidy up the manuscript, but he was no man to stand up to the Leader. More successful in this respect was Father Bernhard Stempfle, a former member of the Hieronymite order and an anti-Semitic journalist of some notoriety in Bavaria. This strange priest, of whom more will be heard in this history, corrected some of Hitler's bad grammar, straightened out what prose he could and crossed out a few passages which he convinced the author were politically objectionable. The third adviser was Josef Czerny, of Czech origin, who worked on the Nazi newspaper, Voelkischer Beobachter, and whose anti-Jewish poetry endeared him to Hitler. Czerny was instrumental in revising the first volume of Mein Kampf for its second printing, in which certain embarrassing words and sentences were eliminated or changed; and he went over carefully the proofs of Volume Two.
Nevertheless, most of the meanderings remained. Hitler insisted on airing his thoughts at random on almost every conceivable subject, including culture, education, the theater, the movies, the comics, art, literature, history, sex, marriage, prostitution and syphilis. Indeed, on the subject of syphilis, Hitler devotes ten turgid pages, declaring it is "the task of the nation -- not just one more task," [v] to eradicate it. To combat this dread disease Hitler demands that all the propaganda resources of the nation be mobilized. "Everything," he says, "depends on the solution of this question." The problem of syphilis and prostitution must also be attacked, he states, by facilitating earlier marriages, and he gives a foretaste of the eugenics of the Third Reich by insisting that "marriage cannot be an end in itself, but must serve the one higher goal: the increase and preservation of the species and the race. This alone is its meaning and its task." [11]
And so with this mention of the preservation of the species and of the race in Mein Kampf we come to the second principal consideration: Hitler's Weltanschauung, his view of life, which some historians, especially in England, have seen as a crude form of Darwinism but which in reality, as we shall see, has its roots deep in German history and thought. Like Darwin but also like a whole array of German philosophers, historians, kings, generals and statesmen, Hitler saw all life as an eternal struggle and the world as a jungle where the fittest survived and the strongest ruled -- a "world where one creature feeds on the other and where the death of the weaker implies the life of the stronger."
Mein Kampf is studded with such pronouncements: "In the end only the urge for self-preservation can conquer ... Mankind has grown great in eternal struggle, and only in eternal peace does it perish.... Nature ... puts living creatures on this globe and watches the free play of forces. She then confers the master's right on her favorite child, the strongest in courage and industry ... The stronger must dominate and not blend with the weaker, thus sacrificing his own greatness. Only the born weakling can view this as cruel ..." For Hitler the preservation of culture "is bound up with the rigid law of necessity and the right to victory of the best and strongest in the world. Those who want to live, let them fight, and those who do not want to fight, in this world of eternal struggle, do not deserve to live. Even if this were hard -- that is how it is!'' [12]
And who is "nature's favorite child, the strongest in courage and industry" on whom Providence has conferred "the master's right"? The Aryan. Here in Mein Kampf we come to the kernel of the Nazi idea of race superiority, of the conception of the master race, on which the Third Reich and Hitler's New Order in Europe were based.
All the human culture, all the results of art, science and technology that we see before us today, are almost exclusively the creative product of the Aryan. This very fact admits of the not unfounded inference that he alone was the founder of all higher humanity, therefore representing the prototype of all that we understand by the word "man." He is the Prometheus of mankind from whose shining brow the divine spark of genius has sprung at all times, forever kindling anew that fire of knowledge which illumined the night of silent mysteries and thus caused man to climb the path to mastery over the other beings of this earth ... It was he who laid the foundations and erected the walls of every great structure in human culture. [13]
And how did the Aryan accomplish so much and become so supreme? Hitler's answer is: By trampling over others. Like so many German thinkers of the nineteenth century, Hitler fairly revels in a sadism (and its opposite, masochism) which foreign students of the German spirit have always found so difficult to comprehend.
Thus, for the formation of higher cultures the existence of lower human types was one of the most essential preconditions ... It is certain that the first culture of humanity was based less on the tamed animal than on the use of lower human beings. Only after the enslavement of subject races did the same fate strike beasts. For first the conquered warrior drew the plow -- and only after him the horse. Hence it is no accident that the first cultures arose in places where the Aryan, in his encounters with lower peoples, subjugated them and bent them to his will ... As long as he ruthlessly upheld the master attitude, not only did he remain master, but also the preserver and increaser of culture. [14]
Then something happened which Hitler took as a warning to the Germans.
As soon as the subjected people began to raise themselves up and approach the level of their conqueror, a phase of which probably was the use of his language, the barriers between master and servant broke down.
But even worse than sharing the master's language was something else.
The Aryan gave up the purity of his blood and, therefore, lost his sojourn in the paradise which he had made for himself. He became submerged in a racial mixture and gradually lost his cultural creativeness.
To the young Nazi leader this was the cardinal error.
Blood mixture and the resultant drop in the racial level is the sole cause of the dying out of old cultures; for men do not perish as a result of lost wars, but by the loss of that force of resistance which is continued only in pure blood. All who are not of good race in this world are chaff. [15]
Chaff were the Jews and the Slavs, and in time, when he became dictator and conqueror, Hitler would forbid the marriage of a German with any member of these races, though a fourth-grade schoolmarm could have told him that there was a great deal of Slavic blood in the Germans, especially in those who dwelt in the eastern provinces. In carrying out his racial ideas, it must again be admitted, Hitler was as good as his word. In the New Order which he began to impose on the Slavs in the East during the war, the Czechs, the Poles, the Russians were -- and were to remain, if the grotesque New Order had endured -- the hewers of wood and the drawers of water for their German masters.
It was an easy step for a man as ignorant of history and anthropology as Hitler to make of the Germans the modern Aryans -- and thus the master race. To Hitler the Germans are "the highest species of humanity on this earth" and will remain so if they "occupy themselves not merely with the breeding of dogs, horses and cats but also with care for the purity of their own blood." [16]
Hitler's obsession with race leads to his advocacy of the "folkish" state. Exactly what kind of state that was -- or was intended to be -- I never clearly understood despite many rereadings of Mein Kampf and listening to dozens of addresses on the subject by the Fuehrer himself, though more than once I heard the dictator declare that it was the central point of his whole thinking. The German word Volk cannot be translated accurately into English. Usually it is rendered as "nation" or "people," but in German there is a deeper and somewhat different meaning that connotes a primitive, tribal community based on blood and soil. In Mein Kampf Hitler has a difficult time trying to define the folkish state, announcing, for example, on page 379 that he will clarify "the 'folkish' concept" only to shy away from any clarification and wander off on other subjects for several pages. Finally he has a go at it:
In opposition to [the bourgeois and the Marxist-Jewish worlds], the folkish philosophy finds the importance of mankind in its basic racial elements. In the state it sees only·a means to an end and construes its end as the preservation of the racial existence of man. Thus, it by no means believes in an equality of races, but along with their difference it recognizes their higher or lesser value and feels itself obligated to promote the victory of the better and stronger, and demand the subordination of the inferior and weaker in accordance with the eternal will that dominates this universe. Thus, in principle, it serves the basic aristocratic idea of nature and believes in the validity of this law down to the last individual. It sees not only the different value of the races, but also the different value of individuals. From the mass it extracts the importance of the individual personality and thus ... it has an organizing effect. It believes in the necessity of an idealization of humanity, in which alone it sees the premise for the existence of humanity. But it cannot grant the right to existence even to an ethical idea if this idea represents a danger for the racial life of the bearers of a higher ethics; for in a bastardized and niggerized world all the concepts of the humanly beautiful and sublime. as well as all ideas of an idealized future of our humanity. would be lost forever ...
And so the folkish philosophy of life corresponds to the innermost will of nature, since it restores that free play of forces which must lead to a continuous mutual higher breeding. until at last the best of humanity, having achieved possession of this earth, will have a free path for activity in domains which will lie partly above it and partly outside it.
We all sense that in the distant future humanity must be faced by problems which only a highest race, become master people and supported by the means and possibilities of an "entire globe, will be equipped to overcome. [17]
"Thus," Hitler declares a little farther on, "the highest purpose of a folkish state is concern for the preservation of those original racial elements which bestow culture and create the beauty and dignity of a higher mankind." [18] This again leads him to a matter of eugenics:
The folkish state ... must set race in the center of all life. It must take care to keep it pure ... It must see to it that only the healthy beget children; that there is only one disgrace: despite one's own sickness and deficiencies, to bring children into the world; and one highest honor: to renounce doing so. And conversely it must be considered reprehensible to withhold healthy children from the nation. Here the [folkish] state must act as guardian of a millennial future in the face of which the wishes and the selfishness of the individual must appear as nothing and submit ... A folkish state must therefore begin by raising marriage from the level of a continuous defilement of the race and give it the consecration of an institution which is called upon to produce images of the Lord and not monstrosities halfway between man and ape. [19]
Hitler's fantastic conception of the folkish state leads to a good many other wordy considerations which, if heeded, he says, will bring the Germans the mastery of the earth -- German domination has become an obsession with him. At one point he argues that the failure to keep the Germanic race simon-pure "has robbed us of world domination. If the German people had possessed that herd unity which other peoples enjoyed, the German Reich today would doubtless be mistress of the globe." [20] Since a folkish state must be based on race, "the German Reich must embrace all Germans" -- this is a key point in his argument, and one he did not forget nor fail to act upon when he came to power.
Since the folkish state is to be based "on the aristocratic idea of nature" it follows that democracy is out of the question and must be replaced by the Fuehrerprinzip. The authoritarianism of the Prussian Army is to be adopted by the Third Reich: "authority of every leader downward and responsibility upward."
There must be no majority decisions, but only responsible persons ... Surely every man will have advisers by his side, but the decision will be made by one man. [vi] ... only he alone may possess the authority and the right to command ... It will not be possible to dispense with Parliament. But their councilors will then actually give counsel ... In no chamber does a vote ever take place. They are working institutions and not voting machines. This principle -- absolute responsibility unconditionally combined with absolute authority -- will gradually breed an elite of leaders such as today, in this era of irresponsible parliamentarianism, is utterly inconceivable. [21]
Such were the ideas of Adolf Hitler, set down in all their appalling crudeness as he sat in Landsberg prison gazing out at a flowering orchard above the River Lech, [vii] or later, in 1925-26, as he reclined on the balcony of a comfortable inn at Berchtesgaden and looked out across the towering Alps toward his native Austria, dictating a torrent of words to his faithful Rudolf Hess and dreaming of the Third Reich which he would build on the shoddy foundations we have seen, and which he would rule with an iron hand. That one day he would build it and rule it he had no doubts whatsoever, for he was possessed of that burning sense of mission peculiar to so many geniuses who have sprouted, seemingly, from nowhere and from nothing throughout the ages. He would unify a chosen people who had never before been politically one. He would purify their race. He would make them strong. He would make them lords of the earth.
A crude Darwinism? A sadistic fancy? An irresponsible egoism? A megalomania? It was all of these in part. But it was something more. For the mind and the passion of Hitler-all the aberrations that possessed his feverish brain -- had roots that lay deep in German experience and thought. Nazism and the Third Reich, in fact, were but a logical continuation of German history.
THE HISTORICAL ROOTS OF THE THIRD REICHIn the delirious days of the annual rallies of the Nazi Party at Nuremberg at the beginning of September, I used to be accosted by a swarm of hawkers selling a picture postcard on which were shown the portraits of Frederick the Great, Bismarck, Hindenburg and Hitler. The inscription read: "What the King conquered, the Prince formed, the Field Marshal defended, the Soldier saved and unified." Thus Hitler, the soldier, was portrayed not only as the savior and unifier of Germany but as the successor of these celebrated figures who had made the country great. The implication of the continuity of German history, culminating in Hitler's rule, was not lost upon the multitude. The very expression "the Third Reich" also served to strengthen this concept. The First Reich had been the medieval Holy Roman Empire; the Second Reich had been that which was formed by Bismarck in 1871 after Prussia's defeat of France. Both had added glory to the German name. The Weimar Republic, as Nazi propaganda had it, had dragged that fair name in the mud. The Third Reich restored it, just as Hitler had promised. Hitler's Germany, then, was depicted as a logical development from all that had gone before -- or at least of all that had been glorious.
But the onetime Vienna vagabond, however littered his mind, knew enough history to realize that there had been German failures in the past, failures that must be set against the successes of France and Britain. He never forgot that by the end of the Middle Ages, which had seen Britain and France emerge as unified nations, Germany remained a crazy patchwork of some three hundred individual states. It was this lack of national development which largely determined the course of German history from the end of the Middle Ages to midway in the nineteenth century and made it so different from that of the other great nations of Western Europe.
To the lack of political and dynastic unity was added, in the sixteenth and seventeenth centuries, the disaster of religious differences which followed the Reformation. There is not space in this book to recount adequately the immense influence that Martin Luther, the Saxon peasant who became an Augustinian monk and launched the German Reformation, had on the Germans and their subsequent history. But it may be said, in passing, that this towering but erratic genius,
this savage anti-Semite and hater of Rome, who combined in his tempestuous character so many of the best and the worst qualities of the German -- the coarseness, the boisterousness, the fanaticism, the intolerance, the violence, but also the honesty, the simplicity, the self-scrutiny, the passion for learning and for music and for poetry and for righteousness in the eyes of God -- left a mark on the life of the Germans, for both good and bad, more indelible, more fateful, than was wrought by any other single individual before or since. Through his sermons and his magnificent translation of the Bible, Luther created the modern German language, aroused in the people not only a new Protestant vision of Christianity but a fervent German nationalism and taught them, at least in religion, the supremacy of the individual conscience. But tragically for them, Luther's siding with the princes in the peasant risings, which he had largely inspired, and his passion for political autocracy ensured a mindless and provincial political absolutism which reduced the vast majority of the German people to poverty, to a horrible torpor and a demeaning subservience. Even worse perhaps, it helped to perpetuate and indeed to sharpen the hopeless divisions not only between classes but also between the various dynastic and political groupings of the German people. It doomed for centuries the possibility of the unification of Germany.
The Thirty Years' War and the Peace of Westphalia of 1648, which ended it, brought the final catastrophe to Germany, a blow so devastating that the country has never fully recovered from it. This was the last of Europe's great religious wars, but before it was over it had degenerated from a Protestant-Catholic conflict into a confused dynastic struggle between the Catholic Austrian Hapsburgs on the one side and the Catholic French Bourbons and the Swedish Protestant monarchy on the other. In the savage fighting, Germany itself was laid waste, the towns and countryside were devastated and ravished, the people decimated. It has been estimated that one third of the German people perished in this barbarous war.
The Peace of Westphalia was almost as disastrous to the future of Germany as the war had been. The German princes, who had sided with France and Sweden, were confirmed as absolute rulers of their little domains, some 350 of them, the Emperor remaining merely as a figurehead so far as the German lands were concerned. The surge of reform and enlightenment which had swept Germany at the end of the fifteenth and the beginning of the sixteenth centuries was smothered. In that period the great free cities had enjoyed virtual independence; feudalism was gone in them, the arts and commerce thrived. Even in the countryside the German peasant had secured liberties far greater than those enjoyed in England and France. Indeed, at the beginning of the sixteenth century Germany could be said to be one of the fountains of European civilization.
Now, after the Peace of Westphalia, it was reduced to the barbarism of Muscovy. Serfdom was reimposed, even introduced in areas where it had been unknown. The towns lost their self-government. The peasants, the laborers, even the middle-class burghers, were exploited to the limit by the princes, who held them down in a degrading state of servitude. The pursuit of learning and the arts all but ceased. The greedy rulers had no feeling for German nationalism and patriotism and stamped out any manifestations of them in their subjects. Civilization came to a standstill in Germany. The Reich, as one historian has put it, "was artificially stabilized at a medieval level of confusion and weakness." [22]
Germany never recovered from this setback. Acceptance of autocracy, of blind obedience to the petty tyrants who ruled as princes, became ingrained in the German mind. The idea of democracy, of rule by parliament, which made such rapid headway in England in the seventeenth and eighteenth centuries, and which exploded in France in 1789, did not sprout in Germany. This political backwardness of the Germans, divided as they were into so many petty states and isolated in them from the surging currents of European thought and development, set Germany apart from and behind the other countries of the West. There was no natural growth of a nation. This has to be borne in mind if one is to comprehend the disastrous road this people subsequently took and the warped state of mind which settled over it. In the end the German nation was forged by naked force and held together by naked aggression.
***
Beyond the Elbe to the east lay Prussia. As the nineteenth century waned, this century which had seen the sorry failure of the confused and timid liberals at Frankfurt in 1848-49 to create a somewhat democratic, unified Germany, Prussia took over the German destiny. For centuries this Germanic state had lain outside the main stream of German historical development and culture. It seemed almost as if it were a freak of history. Prussia had begun as the remote frontier state of Brandenburg on the sandy wastes east of the Elbe which, beginning with the eleventh century, had been slowly conquered from the Slavs. Under Brandenburg's ruling princes, the Hohenzollerns, who were little more than military adventurers, the Slavs, mostly Poles, were gradually pushed back along the Baltic. Those who resisted were either exterminated or made landless serfs. The imperial law of the German Empire forbade the princes from assuming royal titles, but in 1701 the Emperor acquiesced in the Elector Frederick Ill's being crowned King in Prussia at Koenigsberg.
By this time Prussia had pulled itself up by its own bootstraps to be one of the ranking military powers of Europe. It had none of the resources of the others. Its land was barren and bereft of minerals. The population was small. There were no large towns, no industry and little culture. Even the nobility was poor, and the landless peasants lived like cattle. Yet by a supreme act of will and a genius for organization the Hohenzollerns managed to create a Spartan military state whose well-drilled Army won one victory after another and whose Machiavellian diplomacy of temporary alliances with whatever power seemed the strongest brought constant additions to its territory.
There thus arose quite artificially a state born of no popular force nor even of an idea except that of conquest, and held together by the absolute power of the ruler, by a narrow-minded bureaucracy which did his bidding and by a ruthlessly disciplined army. Two thirds and sometimes as much as five sixths of the annual state revenue was expended on the Army, which became, under the King, the state itself. "Prussia," remarked Mirabeau, "is not a state with an army, but an army with a state." And the state, which was run with the efficiency and soullessness of a factory, became all; the people were little more than cogs in the machinery. Individuals were taught not only by the kings and the drill sergeants but by the philosophers that their role in life was one of obedience, work, sacrifice and duty. Even Kant preached that duty demands the suppression of human feeling, and the Prussian poet Willibald Alexis gloried in the enslavement of the people under the Hohenzollerns. To Lessing, who did not like it, "Prussia was the most slavish country of Europe."
The Junkers, who were to play such a vital role in modern Germany, were also a unique product of Prussia. They were, as they said, a master race. It was they who occupied the land conquered from the Slavs and who farmed it on large estates worked by these Slavs, who became landless serfs quite different from those in the West. There was an essential difference between the agrarian system in Prussia and that of western Germany and Western Europe. In the latter, the nobles, who owned most of the land, received rents or feudal dues from the peasants, who though often kept in a state of serfdom had certain rights and privileges and could, and did, gradually acquire their own land and civic freedom. In the West, the peasants formed a solid part of the community; the landlords, for all their drawbacks, developed in their leisure a cultivation which led to, among other things, a civilized quality of life that could be seen in the refinement of manners, of thought and of the arts.
The Prussian Junker was not a man of leisure. He worked hard at managing his large estate, much as a factory manager does today. His landless laborers were treated as virtual slaves. On his large properties he was the absolute lord. There were no large towns nor any substantial middle class, as there were in the West, whose civilizing influence might rub against him. In contrast to the cultivated grand seigneur in the West, the Junker developed into a rude, domineering, arrogant type of man, without cultivation or culture, aggressive, conceited, ruthless, narrow-minded and given to a petty profit-seeking that some German historians noted in the private life of Otto von Bismarck, the most successful of the Junkers.
It was this political genius, this apostle of "blood and iron," who between 1866 and 1871 brought an end to a divided Germany which had existed for nearly a thousand years and, by force, replaced it with Greater Prussia, or what might be called Prussian Germany. Bismarck's unique creation is the Germany we have known in our time, a problem child of Europe and the world for nearly a century, a nation of gifted, vigorous people in which first this remarkable man and then Kaiser Wilhelm II and finally Hitler, aided by a military caste and by many a strange intellectual, succeeded in inculcating a lust for power and domination, a passion for unbridled militarism, a contempt for democracy and individual freedom and a longing for authority, for authoritarianism. Under such a spell, this nation rose to great heights, fell and rose again, until it was seemingly destroyed with the end of Hitler in the spring of 1945 -- it is perhaps too early to speak of that with any certainty.
"The great questions of the day," Bismarck declared on becoming Prime Minister of Prussia in 1862, "will not be settled by resolutions and majority votes -- that was the mistake of the men of 1848 and 1849 -- but by blood and iron." That was exactly the way he proceeded to settle them, though it must be said that he added a touch of diplomatic finesse, often of the most deceitful kind. Bismarck's aim was to destroy liberalism, bolster the power of conservatism-that is, of the Junkers, the Army and the crown-and make Prussia, as against Austria, the dominant power not only among the Germans but, if possible, in Europe as well. "Germany looks not to Prussia's liberalism," he told the deputies in the Prussian parliament, "but to her force."
Bismarck first built up the Prussian Army and when the parliament refused to vote the additional credits he merely raised them on his own and finally dissolved the chamber. With a strengthened Army he then struck in three successive wars. The first, against Denmark in 1864, brought the duchies of Schleswig and Holstein under German rule. The second, against Austria in 1866, had far-reaching consequences. Austria, which for centuries had been first among the German states, was finally excluded from German affairs. It was not allowed to join the North German Confederation which Bismarck now proceeded to establish.
"In 1866," the eminent German political scientist Wilhelm Roepke once wrote, "Germany ceased to exist." Prussia annexed outright all the German states north of the Main which had fought against her, except Saxony; these included Hanover, Hesse, Nassau, Frankfurt and the Elbe duchies. All the other states north of the Main were forced into the North German Confederation. Prussia, which now stretched from the Rhine to Koenigsberg, completely dominated it, and within five years, with the defeat of Napoleon Ill's France, the southern German states, with the considerable kingdom of Bavaria in the lead, would be drawn into Prussian Germany. [23]
Bismarck's crowning achievement, the creation of the Second Reich, came on January 18, 1871, when King Wilhelm I of Prussia was proclaimed Emperor of Germany in the Hall of Mirrors at Versailles. Germany had been unified by Prussian armed force. It was now the greatest power on the Continent; its only rival in Europe was England.
Yet there was a fatal flaw. The German Empire, as Treitschke said, was in reality but an extension of Prussia. "Prussia," he emphasized, "is the dominant factor ... The will of the Empire can be nothing but the will of the Prussian state." This was true, and it was to have disastrous consequences for the Germans themselves. From 1871 to 1933 and indeed to Hitler's end in 1945, the course of German history as a consequence was to run, with the exception of the interim of the Weimar Republic, in a straight line and with utter logic.
Despite the democratic facade put up by the establishment of the Reichstag, whose members were elected by universal manhood suffrage, the German Empire was in reality a militarist autocracy ruled by the King of Prussia, who was also Emperor. The Reichstag possessed few powers; it was little more than a debating society where the representatives of the people let off steam or bargained for shoddy benefits for the classes they represented. The throne had the power -- by divine right. As late as 1910 Wilhelm II could proclaim that the royal crown had been "granted by God's Grace alone and not by parliaments, popular assemblies and popular decision ... Considering myself an instrument of the Lord," he added, "I go my way."
He was not impeded by Parliament. The Chancellor he appointed was responsible to him, not to the Reichstag. The assembly could not overthrow a Chancellor nor keep him in office. That was the prerogative of the monarch. Thus, in contrast to the development in other countries in the West, the idea of democracy, of the people sovereign, of the supremacy of parliament, never got a foothold in Germany, even after the twentieth century began. To be sure, the Social Democrats, after years of persecution by Bismarck and the Emperor, had become the largest single political party in the Reichstag by 1912. They loudly demanded the establishment of a parliamentary democracy. But they were ineffective. And, though the largest party, they were still a minority. The middle classes, grown prosperous by the belated but staggering development of the industrial revolution and dazzled by the success of Bismarck's policy of force and war, had traded for material gain any aspirations for political freedom they may have had. [viii] They accepted the Hohenzollern autocracy. They gladly knuckled under to the Junker bureaucracy and they fervently embraced Prussian militarism. Germany's star had risen and they -- almost all the people -- were eager to do what their masters asked to keep it high.
At the very end, Hitler, the Austrian, was one of them. To him Bismarck's Second Reich, despite its mistakes and its "terrifying forces of decay" was a work of splendor in which the Germans at last had come into their own.
Was not Germany above all other countries a marvelous example of an empire which had risen from foundations of a policy purely of power? Prussia, the germ cell of the Empire, came into being through resplendent heroism and not through financial operations or commercial deals, and the Reich itself in turn was only the glorious reward of aggressive political leadership and the death-defying courage of its soldiers ...
The very founding of the [Second] Reich seemed gilded by the magic of an event which uplifted the entire nation. After a series of incomparable victories, a Reich was born for the sons and grandsons -- a reward for immortal heroism ... This Reich, which did not owe its existence to the trickery of parliamentary fractions, towered above the measure of other states by the very exalted manner of its founding; for not in the cackling of a parliamentary battle of words but in the thunder and rumbling of the front surrounding Paris was the solemn act performed: a proclamation of our will, declaring that the Germans, princes and people, were resolved in the future to constitute a Reich and once again to raise the imperial crown to symbolic heights ... No deserters and slackers were the founders of the Bismarckian state, but the regiments at the front.
This unique birth and baptism of fire in themselves surrounded the Reich with a halo of historic glory such as only the oldest states -- and they but seldom -- could boast.
And what an ascent now began!
Freedom on the outside provided daily bread within. The nation became rich in numbers and earthly goods. The honor of the state, and with it that of the whole people, was protected and shielded by an army which could point most visibly to the difference from the former German Union. [24]
That was the Germany which Hitler resolved to restore. In Mein Kampf he discourses at great length on what he believes are the reasons for its fall: its tolerance of Jews and Marxists, the crass materialism and selfishness of the middle class, the nefarious influence of the "cringers and lickspittles" around the Hohenzollern throne, the "catastrophic German alliance policy" which linked Germany to the degenerate Hapsburgs and the untrustworthy Italians instead of with England, and the lack of a fundamental "social" and racial policy. These were failures which, he promised, National Socialism would correct.