Obedience to Authority, by Stanley Milgram

Your relationship with government is simple: government knows everything about you, and you know nothing about government. In practice this means government can do whatever it wants to you before you know it's going to happen. Government policy makers think this is a good way of ensuring citizen compliance. Thus, all of these investigations are retrospective -- they look back at the squirrely shit that government has pulled, and occasionally wring their hands about trying to avoid it happening in the future. Not inspiring reading, but necessary if you are to face the cold reality that Big Brother is more than watching.

Re: Obedience to Authority, by Stanley Milgram

Postby admin » Thu Oct 17, 2013 9:48 pm

2. Method of Inquiry

Simplicity is the key to effective scientific inquiry. This is especially true in the case of subject matter with a psychological content. Psychological matter, by its nature, is difficult to get at and likely to have many more sides to it than appear at first glance. Complicated procedures only get in the way of clear scrutiny of the phenomenon itself. To study obedience most simply, we must create a situation in which one person orders another person to perform an observable action and we must note when obedience to the imperative occurs and when it fails to occur.

If we are to measure the strength of obedience and the conditions by which it varies, we must force it against some powerful factor that works in the direction of disobedience, and whose human import is readily understood.

Of all moral principles, the one that comes closest to being universally accepted is this: one should not inflict suffering on a helpless person who is neither harmful nor threatening to oneself. This principle is the counterforce we shall set in opposition to obedience.

A person coming to our laboratory will be ordered to act against another individual in increasingly severe fashion. Accordingly, the pressures for disobedience will build up. At a point not known beforehand, the subject may refuse to carry out this command, withdrawing from the experiment. Behavior prior to this rupture is termed obedience. The point of rupture is the act of disobedience and may occur sooner or later in the sequence of commands, providing the needed measure.

The precise mode of acting against the victim is not of central importance. For technical reasons, the delivery of electric shock was chosen for the study. It seemed suitable, first, because it would be easy for the subject to understand the notion that shocks can be graded in intensity; second, its use would be consistent with the general scientific aura of the laboratory; and finally, it would be relatively easy to simulate the administration of shock in the laboratory.

Let us now move to an account of the details of the investigation.

Obtaining Participants for the Study

Yale undergraduates, being close at hand and readily available, would have been the easiest subjects to study. Moreover, in psychology it is traditional for experiments to be carried out on undergraduates. But for this experiment the use of undergraduates from an elite institution did not seem wholly suitable. The possibility that subjects from Yale would have heard of it from fellow students who had already participated in it seemed too great a risk. It appeared better to draw subjects from a much larger source, the entire New Haven community of 300,000 people. There was a second reason for relying on New Haven rather than the university: the students were too homogeneous a group. They were virtually all in their late teens or early twenties, were highly intelligent, and had some familiarity with psychological experimentation. I wanted a wide range of individuals drawn from a broad spectrum of class backgrounds.

Image
Fig. 1. Announcement placed in local newspaper to recruit subjects.

To recruit subjects, an advertisement was placed in the local newspaper. It called for people of all occupations to take part in a study of memory and learning, and it offered $4 payment and 50 cents carfare for one hour of participation (see illustration). A total of 296 responded. As these were not sufficient for the experiment, this mode of recruitment was supplemented by direct mail solicitation. Names were sampled from the New Haven telephone directory, and a letter of invitation was sent to several thousand residents. The return rate for this invitation was approximately 12 percent. The respondents, for whom we had information on sex, age, and occupation, constituted a pool of subjects, and specific appointments were made with participants a few days before they were to appear in the study.

Typical subjects were postal clerks, high school teachers, salesmen, engineers, and laborers. Subjects ranged in educational level from one who had not finished high school to those who had doctoral and other professional degrees. Several experimental conditions (variations of the basic experiment) were contemplated, and from the outset, I thought it important to balance each condition for age and occupational types. The occupational composition for each experiment was: workers, skilled and unskilled: 40 percent; white-collar, sales, business: 40 percent; professionals: 20 percent. The occupations were intersected with three age categories (subjects in twenties, thirties, and forties assigned to each experimental condition in the proportions of 20, 40, and 40 percent respectively).

Locale and Personnel

The experiment was conducted in the elegant Interaction Laboratory of Yale University. This detail is relevant to the perceived legitimacy of the experiment. In some subsequent variations, the experiment was dissociated from the university (see Chapter 6). The role of experimenter was played by a thirty-one-year-old high school teacher of biology. Throughout the experiment, his manner was impassive and his appearance somewhat stern. He was dressed in a gray technician’s coat. The victim was played by a forty-seven-year-old accountant, trained for the role; he was of Irish-American descent and most observers found him mild-mannered and likable.

Image
Fig. 2. The "victim."

Procedure

One naive subject and one victim performed in each experiment. A pretext had to be devised that would justify the administration of electric shock by the naive subject. (This if true because in every instance of legitimate authority the subordinate must perceive some connection, however tenuous, between the specific type of authority and the commands he issues.) The experimenter oriented the subjects toward the situation in which he wished to assess obedience with the following instructions:

Psychologists have developed several theories to explain how people learn various types of material.

Some of the better-known theories are treated in this book. (The subject was shown a book on the teaching- learning process.)

One theory is that people learn things correctly whenever they get punished for making a mistake.

A common application of this theory would be when parents spank a child if he does something wrong.

The expectation is that spanking, a form of punishment, will teach the child to remember better, will teach him to learn more effectively.

But actually, we know very little about the effect of punishment on learning, because almost no truly scientific studies have been made of it in human beings.

For instance, we don't know how much punishment is best for learning -- and we don’t know how much difference it makes as to who is giving the punishment, whether an adult learns best from a younger or an older person than himself -- or many things of that sort.

So in this study we are bringing together a number of adults of different occupations and ages. And we’re asking some of them to be teachers and some of them to be learners.

We want to find out just what effect different people have on each other as teachers and learners, and also what effect punishment will have on learning in this situation.

Therefore, I’m going to ask one of you to be the teacher here tonight and the other one to be the learner.

Does either of you have a preference --

[Subject and accomplice are allowed to express preference.]

Well, I guess the fairest way of doing this is for me to write the word Teacher on one slip of paper and Learner on the other and let you both draw.

[The subject draws first, then the accomplice.]

Well, which of you is which?

All right. Now the first thing we'll have to do is to set the Learner up so that he can get some type of punishment.

If you’ll both come with me into this next room.


The drawing described above had been rigged so that the subject was always the teacher and the accomplice always the learner. (Both slips contained the word “Teacher.”) Immediately after the drawing, the teacher and learner were taken to an adjacent room and the learner was strapped into an “electric chair” apparatus.

The experimenter explained that the straps were to prevent excessive movement while the learner was being shocked. The effect was to make it appear impossible for him to escape from the situation. An electrode was attached to the learner’s wrist, and electrode paste was applied “to avoid blisters and burns.” Subjects were told that the electrode was attached to the shock generator in the adjoining room.

To improve credibility the experimenter declared, in response to a question by the learner, “Although the shocks can be extremely painful, they cause no permanent tissue damage.”

Learning Task

The lesson conducted by the subject was a paired-associate learning task. The subject read a series of word pairs to the learner, and then read the first word of the pair along with four terms. For example, the subject read such pairs as:

blue box
nice day
wild duck
etc.


Then, in the testing sequence he would read:

blue: sky ink box lamp


The learner was to indicate which of the four terms had originally been paired with the first word. He communicated his answer by pressing one of four switches in front of him, which lit up one of four numbered quadrants in an answer box located on top of the shock generator.

Shock Generator

The instrument panel consisted of 30 lever switches set in a horizontal line. Each switch was clearly labeled with a voltage designation that ranged from 15 to 450 volts. The labels showed a I5-volt increment from one switch to the next, going from left to right. In addition, the following verbal designations were clearly indicated for groups of four switches, going from left to right: Slight Shock, Moderate Shock, Strong Shock, Very Strong Shock, Intense Shock, Extreme Intensity Shock, Danger: Severe Shock. Two switches after this last designation were simply marked XXX.

When a switch was depressed, a pilot light corresponding to each switch was illuminated in bright red; an electric buzzing was heard; an electric blue light, labeled “voltage energizer, flashed; the dial on the voltage meter swung to the right; and various relay clicks were sounded.

The upper left-hand corner of the generator was labeled SHOCK GENERATOR, TYPE ZLB, DYSON INSTRUMENT COMPANY, WALTHAM, MASS. OUTPUT 15 VOLTS—450 VOLTS.

Sample Shock

Each subject was given a sample shock from the shock generator, prior to beginning his run as teacher. This shock was always 45 volts and was applied by pressing the third switch of the generator. The shock was applied to the wrist of the subject, and the jolt strengthened the subject’s belief in the authenticity of the generator.

Shock Instructions

The subject was told to administer a shock to the learner each time he gave a wrong response. Moreover -- and this is the key command -- the subject was instructed to “move one level higher on the shock generator each time the learner gives a wrong answer. He was also instructed to announce the voltage level before administering a shock. This served to continually remind the subjects of the increasing intensity of shocks administered to the learner. [1] If the subject reached the 30th shock level (450 volts), he was instructed to continue the procedure using this maximum voltage. After two further trials, the experimenter called a halt to the experiment. [2]

Experimenter Feedback

At various points in the experiment the subject would turn to the experimenter for advice on whether he should continue to administer shocks. Or he would indicate that he did not wish to go on.

The experimenter responded with a sequence of “prods,” using as many as necessary to bring the subject into line.

Prod 1: Please continue, or, Please go on.
Prod 2: The experiment requires that you continue.
Prod 3: It is absolutely essential that you continue.
Prod 4: You have no other choice, you must go on.


The prods were made in sequence: Only if Prod 1 had been unsuccessful could Prod 2 be used. If the subject refused to obey the experimenter after Prod 4, the experiment was terminated. The experimenter’s tone of voice was at all times firm, but not impolite. The sequence was begun anew on each occasion that the subject balked or showed reluctance to follow orders.

Special Prods

If the subject asked if the learner was liable to suffer permanent physical injury, the experimenter said:

Although the shocks may be painful, there is no permanent tissue damage, so please go on. (Followed by Prods 2, 3, and 4, if necessary.)


If the subject said that the learner did not want to go on, the experimenter replied:

Whether the learner likes it or not, you must go on until he has learned all the word pairs correctly. So please go on. (Followed by Prods 2, 3, and 4, if necessary.)


Feedback from the Victim

In all conditions the learner gave a predetermined set of responses to the word-pair test, based on a schedule of approximately three wrong answers to one correct answer.

The victim’s responses were a key element in the situation and needed to be worked out carefully. In pilot studies, at first no vocal feedback from the victim was used. It was thought that the verbal and voltage designations on the control panel would create sufficient pressure to curtail the subject’s obedience. However, this proved not to be the case. In the absence of protests from the learner, virtually every subject in the pilot study, once commanded, went blithely to the end of the board, seemingly indifferent to the verbal designations. This deprived us of an adequate basis for measuring obedient tendencies. A force had to be introduced that would strengthen the subject’s resistance to the experimenter’s commands, and reveal individual differences in terms of a distribution of break off points.

This force took the form of protests from the victim. Initially, mild protests were used, but these proved inadequate. Subsequently, more vehement protests were inserted into the experimental procedure. To our consternation, even the strongest protests from the victim did not prevent many subjects from administering the harshest punishment ordered by the experimenter. But the protests did lower the mean of the maximum shocks somewhat and created some spread in the subject’s performance; therefore, the victim’s cries were recorded on tape and incorporated into the regular experimental procedure.

The situation did more than highlight the technical difficulties of finding a workable experimental procedure: it indicated that subjects would obey authority to a greater extent than we had supposed. It also pointed to the importance of feedback from the victim in controlling the subject’s behavior.

Each vocal response of the victim was coordinated to a particular voltage level on the shock generator. It is difficult to convey on the printed page the full tenor of the victim’s responses, for we have no adequate notation for vocal intensity, timing, and general qualities of delivery. In general, however, the victim indicated no discomfort until the:75-volt shock was administered, at which time there was a little grunt. Similar reactions followed the 90- and 105-volt shocks, and at 120 volts the victim shouted to the experimenter that the shocks were becoming painful. Painful groans were heard on administration of the 135 volt shock, and at 150 volts the victim cried out, “Experimenter, get me out of here! I won’t be in the experiment any more! I refuse to go on!” Cries of this type continue with generally rising intensity, so that at 180 volts the victim cried out, “I can’t stand the pain,” and by 270 volts his response to the shock was definitely an agonized scream. Throughout, from 150 volts on, he insisted that he be let out of the experiment. At 300 volts the victim shouted in desperation that he would no longer provide answers to the memory test.

At this juncture, it was found, subjects would usually turn to the experimenter for guidance. The experimenter would instruct the subject to treat the absence of a response as a wrong answer, and to shock the subject according to the usual schedule. He advised the subjects to allow 5 to 10 seconds before considering no response as a wrong answer, and to increase the shock level one step each time the learner failed to respond correctly. At 315 volts, after a violent scream, the victim reaffirmed vehemently that he was no longer a participant. He provided no answers, but shrieked in agony whenever a shock was administered. After 330 volts he was not heard from, nor did his answers reappear on the four-way signal box.

Measures

The main measure for any subject is the maximum shock he administers before he refuses to go any further. In principle this may vary from 0 (for a subject who refuses to administer even the first shock) to 30 (for a subject who administers the highest shock on the generator).

Interview and Debriefing

An important aspect of the procedure occurred at the end of the experimental session. A careful post experimental treatment was administered to all subjects. The exact content of the session varied from condition to condition and with increasing experience on our part. At the very least every subject was told that the victim had not received dangerous electric shocks. Each subject had a friendly reconciliation with the unharmed victim and an extended discussion with the experimenter. The experiment was explained to defiant subjects in a way that supported their decision to disobey the experimenter. Obedient subjects were assured that their behavior was entirely normal and that their feelings of conflict or tension were shared by other participants. Subjects were told that they would receive a comprehensive report at the conclusion of the experimental series. In some instances, additional detailed and lengthy discussions of the experiment were also carried out with individual subjects.

When the experimental series was complete, subjects received a written report which presented details of the experimental procedure and results. Again, their own part in the experiments was treated in a dignified way and their behavior in the experiment respected. All subjects received a follow-up questionnaire regarding their participation in the research, which again allowed expression of thoughts and feelings about their behavior.

Recapitulation

In this situation the subject must resolve a conflict between two mutually incompatible demands from the social field. He may continue to follow the orders of the experimenter and shock the learner with increasing severity, or he may refuse to follow the orders of the experimenter and heed the learner’s pleas. The experimenter’s authority operates not in a free field but against ever-mounting countervailing pressures from the person being punished.

Image
Fig. 3: Shock generator; Victim is strapped into chair; Subject receives sample shock; Subject breaks off experiment.

This laboratory situation gives us a framework in which to study the subject’s reactions to the principal conflict of the experiment. Again, this conflict is between the experimenter’s demands that he continue to administer the electric shock and the learner’s demands, which become increasingly insistent, that the experiment be stopped. The crux of the study is to vary systematically the factors believed to alter the degree of obedience to the experimental commands and to learn under what condition submission to authority is most probable and under what conditions defiance is brought to the fore.

What the experimental situation does is to condense the elements present when obedience occurs in the larger world such that the essential ingredients are brought into a relatively narrow arena where they are open to scientific scrutiny. The power of the situation derives from the fact that we are able to see, and the subject can experience, the concurrent operation of antagonistic forces that in the larger world rarely impinge on him at the identical instant.
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Re: Obedience to Authority, by Stanley Milgram

Postby admin » Thu Oct 17, 2013 9:52 pm

3. Expected Behavior

Too often, the value of a work in social science is played down by asserting the self-evident character of the findings. But rarely do we have clear information on exactly how people expect behavior to unfold in a given set of circumstances. If we acquire this information, we will be able to compare it with the actual outcome of the study. It will provide us with a benchmark from which to see how much or little we learn through the experiment. Further, should there be a disparity between what people expect and what actually occurs, we are left with the interesting problem of accounting for the gap. For the expectations then come to have the character of an illusion, and we must ask whether such an illusion is a chance expression of ignorance or performs some definite function in social life. [LC-1]

The procedure for getting at such expectations is straightforward. In each case the respondents consist of an audience that has come to hear a lecture on the topic of obedience to authority. The experiment is described in detail without, however, disclosing the results in any way. The audience is provided with a schematic diagram of the shock generator, showing verbal and voltage designations. Each respondent is asked to reflect on the experiment, then privately to record how he himself would perform in it. Predictions were made by three groups: psychiatrists, college students, and an audience of middle-class adults of varied occupations.

Image
Fig. 4. Diagram of control panel.

Table 1 summarizes the breakoff points predicted by these groups.

Each one of the 110 respondents sees himself disobeying the experimenter at some point in the command series, and typical explanations offered to explain their disobedience are:

‘... I myself am scared stiff of shocks and I couldn’t give shocks to people that were protesting because I was causing the pain. I couldn’t deliberately hurt a perfect stranger.” (Maximum: 90 volts)

“I do not think any experiment is worth inflicting strong shock on another human being. The fact that the subject responded as he did indicates to me that he was suffering from severe discomfort. I could not be the one to inflict this pain on him. The moment the subject insists he wants to leave the experiment, I respect his judgment.” (Maximum: 135 volts)

‘... I can’t stand to see people suffer. If the learner wanted to get out, I would free him so as not to make him suffer pain.” (Maximum 150 volts)

... since the subject volunteered, and I volunteered, and since the experimenter has no physical authority over me, the subject should be released when he is at such a point that he asks to be released, and I would release him.” (Maximum: 150 volts)

‘The reason I would break off is because the person would scream with pain. Knowing how I would feel if I even scraped my knee, I would then feel compassion for the learner.” (Maximum: 180 volts)


Image
Table 1. Individuals Predict Their Own Breakoff Points

These subjects see their reactions flowing from empathy, compassion, and a sense of justice. They enunciate a conception of what is desirable and assume that action follows accordingly. But they show little insight into the web of forces that operate in a real social situation.

Image
Fig. 5. Psychiatrists' predictions of behavior in Voice-Feedback Experiment.

Perhaps the question posed to them was unfair. People like to see themselves in a favorable light. So we asked also a somewhat different question to eliminate the bias induced by vanity. We asked them to predict how other people would perform. (And more specifically, we requested that they plot the distribution of break off points of one hundred Americans of diverse ages and occupations.) Psychiatrists, graduate students and faculty in the behavioral sciences, college sophomores, and middle-class adults responded to the question, and there is remarkable similarity in the predictions of the several groups. They predict that virtually all subjects will refuse to obey the experimenter; only a pathological fringe, not exceeding one or two per cent, was expected to proceed to the end of the shock board. The psychiatrists’ predictions are shown in detail in Figure 5. They predicted that most subjects would not go beyond the 10th shock level (150 volts, when the victim makes his first explicit demand to be freed); about 4 percent would reach the 20th shock level, and about one subject in a thousand would administer the highest shock on the board.

What are the assumptions that underlie these predictions? First, that people are by and large decent and do not readily hurt the innocent. Second, that unless coerced by physical force or threat, the individual is preeminently the source of his own behavior. A person acts in a particular way because he has decided to do so. Action takes place in a physical-social setting, but this is merely the stage for its occurrence. The behavior itself flows from an inner core of the person; within the core personal values are weighed, gratification’s assessed, and resulting decisions are translated into action.

Most people start with presuppositions of this sort when asked to think about the obedience experiment. They focus on the character of the autonomous individual rather than on the situation in which he finds himself. With this view, they are likely to expect few subjects to go along with the experimenter’s orders.

_______________

Librarian's Comment:

The illusion that "most people are basically good" is created by the authorities in order to hide their tremendous power to negatively affect our actions, to make it easier for them to control us, to render us impotent against their attacks, and to create a large number of people who will egotistically protect them from any criticism. It also creates the opposite category of "a few bad people," to promote their idea that when people want to do evil, it is their own choice, and not due to any situational factors. The illusion benefits entirely the authorities.
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Re: Obedience to Authority, by Stanley Milgram

Postby admin » Thu Oct 17, 2013 9:57 pm

4. Closeness of the Victim

Now let us look at the actual performance of subjects in the experiment. To begin, we shall consider the results of the Remote- Feedback variation (Experiment 1). It differs slightly from the usual situation in that no vocal complaint is heard from the victim. He is placed in another room where he cannot be seen by the subject, nor can his voice be heard; his answers flash silently on the signal box. However, at 300 volts the laboratory walls resound as he pounds in protest. After 315 volts, no further answers appear, and the pounding ceases.

It is instructive to reprint the subjects’ remarks at the point of defiance, as transcribed from the tape recordings:

“I think he’s trying to communicate, he’s knocking.... Well it’s not fair to shock the guy ... these are terrific volts. I don’t think this is very humane. Oh, I can’t go on with this; no, this isn’t right. It’s a hell of an experiment. The guy is suffering in there. No, I don’t want to go on. This is crazy.” (Subject refuses to administer more shocks.)

“He’s banging in there. I’m gonna chicken out. I’d like to continue, but I can’t do that to a man. I’m sorry I can’t do that to a man. I’ll hurt his heart. You take your check.... No really, I couldn’t do it.”


Of the 40 subjects, 26 obeyed the orders of the experimenter to the end, proceeding to punish the victim until they reached the most potent shock available on the generator. After the 450-volt shock was administered three times, the experimenter called a halt to the session.

Subjects were frequently in an agitated state. Sometimes, verbal protest was at a minimum, and the subject simply got up from his chair in front of the shock generator, indicating that he wished to leave the laboratory. Some obedient subjects expressed reluctance to administer shocks beyond the 300-volt level and displayed tensions similar to those who defied the experimenter.

After the maximum shocks had been delivered, and the experimenter called a halt to the proceedings, many obedient subjects heaved sighs of relief, mopped their brews, rubbed their fingers over their eyes, or nervously fumbled cigarettes. Some shook their heads, apparently in regret. Some subjects had remained calm throughout the experiment and displayed only minimal signs of tension from beginning to end.

Bringing the Victim Closer

An experiment differs from a demonstration in that in an experiment, once an effect has been observed, it becomes possible to alter systematically the conditions under which it is produced, and in this way to learn the relevant causes.

What we have seen thus far applies only to a situation in which the victim is out of sight and unable to communicate with his own voice. The recipient of the punishment is thus remote, nor does he indicate his wishes very clearly. There is pounding on the wall, but this has an inherently ambiguous meaning; possibly, some subjects did not interpret this pounding as evidence of the victim’s distress. The resulting obedience may be attributable to this. Perhaps there will be no obedience when the victim’s suffering is more clearly communicated; when the victim is given a sense of presence, and he is seen, heard, and felt.

Behavior noted in our pilot studies lent credence to this notion. In those studies the victim could be dimly perceived by the subject through a silvered glass. Subjects frequently averted their eyes from the person they were shocking, often turning their heads in an awkward and conspicuous manner. One subject explained, “I didn’t want to see the consequences of what I had done.” Observers noted:

... subjects show a reluctance to look at the victim, whom they could see through the glass in front of them. When this fact was brought to their attention, they indicated that it caused them discomfort to see the victim in agony. We note, however, that although the subject refuses to look at the victim, he continues to administer shocks.


This suggested that the salience of the victim may have, in some degree, regulated the subject’s performance. If in obeying the experimenter the subject found it necessary to avoid scrutiny of the victim, would the reverse be true? If the victim were rendered increasingly more salient to the subject, would obedience diminish? A set of four experiments was designed to answer this question. We have already described the Remote condition.

Experiment 2 (Voice-Feedback) was identical to the first except that vocal protests were introduced. As in the first condition, the victim was placed in an adjacent room, but his complaints could be heard clearly through the walls of the laboratory.

Experiment 3 (Proximity) was similar to the second, except that the victim was placed in the same room as the subject, a few feet from him. Thus he was visible as well as audible, and voice cues were provided.

Experiment 4 (Touch-Proximity) was identical to the third, with this exception: the victim received a shock only when his hand rested on a shock plate. At the 150-volt level the victim demanded to be let free and refused to place his hand on the shock plate. The experimenter ordered the subject to force the victim’s hand onto the plate. Thus obedience in this condition required that the subject have physical contact with the victim in order to give him punishment at or beyond the 150-volt level.

Forty adult subjects were studied in each condition. The results, shown in Table 2, revealed that obedience was significantly reduced as the victim was rendered more immediate to the subject. The mean maximum shock for the conditions is shown in Figure 6.

Image
Table 2. Maximum Shocks Administered in Experiments 1, 2, 3, and 4

Thirty-five percent of the subjects defied the experimenter in the Remote condition, 37.5 percent in Voice-Feedback, 60 percent in Proximity, and 70 percent in Touch-Proximity.

Image
Fig. 6. Mean maximum shocks in Experiments 1, 2, 3 and 4.

How are we to account for the diminishing obedience as the victim is brought closer? Several factors may be at work.

1. Empathic cues. In the Remote and, to a lesser extent, the Voice-Feedback conditions, the victim’s suffering possesses an abstract, remote quality for the subject. He is aware, but only in a conceptual sense, that his actions cause pain to another person; the fact is apprehended but not felt. The phenomenon is common enough. The bombardier can reasonably suppose that his weapons will inflict suffering and death, yet this knowledge is divested of affect and does not arouse in him an emotional response to the suffering he causes.

Image
Fig. 7: General arrangement for Touch-Proximity Condition; Obedience subject in Touch-Proximity Condition.

It is possible that the visual cues associated with the victim’s suffering trigger empathic responses in the subject and give him a more complete grasp of the victim’s experience. It is also possible that the empathic responses are themselves unpleasant, possessing drive properties which cause the subject to terminate the arousal situation. Diminishing obedience, then, would be explained by the enrichment of empathic cues in the successive experimental conditions.

2. Denial and narrowing of the cognitive field. The Remote condition allows a narrowing of the cognitive field so that the victim is put out of mind. When the victim is close it is more difficult to exclude him from thought. He necessarily intrudes on the subject’s awareness, since he is continuously visible. In the first two conditions his existence and reactions are made known only after the shock has been administered. The auditory feedback is sporadic and discontinuous. In the Proximity conditions his inclusion in the immediate visual field renders him a continuously salient element for the subject. The mechanism of denial can no longer be brought into play. One subject in the Remote condition said, “It’s funny how you really begin to forget that there’s a guy out there, even though you can hear him. For a long time I just concentrated on pressing the switches and reading the words.”

3. Reciprocal fields. If in the Proximity conditions, the subject is in an improved position to observe the victim, the reverse is also true: the actions of the subject now come under scrutiny by the victim. Possibly, it is easier to harm a person when he is unable to observe our actions than when he can see what we are doing. His surveillance of the action directed against him may give rise to shame or guilt, which may then serve to curtail the action. Many expressions of language refer to the discomfort or inhibitions that arise in face-to-face attack. It is often said that it is easier to criticize a man “behind his back” than to confront him directly. If we are lying to someone, it is reputedly difficult to “look him in the eye.” We “turn away in shame” or in “embarrassment,” and this action serves to reduce our discomfort. The manifest function of allowing the victim of a firing squad to be blindfolded is to make the occasion less stressful for him, but it may also serve a latent function of reducing the stress of the executioner. In short, in the Proximity conditions, the subject may sense that he has become more salient in the victim’s field of awareness and consequently becomes more self-conscious, embarrassed, and inhibited in his punishment of the victim.

4. Experienced unity of act. In the Remote conditions it is more difficult for the subject to see a connection between his actions and their consequences for the victim. There is a physical separation of the act and its effects. The subject depresses a lever in one room, and protests and cries are heard from another. The two events are in correlation, yet they lack a compelling unity. The unity is more fully achieved in the Proximity conditions as the victim is brought closer to the action that causes him pain. It is rendered complete in Touch-Proximity.

5. Incipient group-formation. Placing the victim in another room not only takes him farther from the subject, it also draws the subject and the experimenter relatively closer. There is incipient group formation between the experimenter and the subject, from which the victim is excluded. The wall between the victim and the others deprives him of an intimacy which the experimenter and the subject could feel. In the Remote condition, the victim is truly an outsider, who stands alone, physically and psychologically.

When the victim is placed close to the subject, it becomes easier to form an alliance with him against the experimenter. The subject no longer has to face the experimenter alone. He has an ally who is close at hand and eager to collaborate in a revolt against the experimenter. Thus, the changing set of spatial relations leads to a potentially shifting set of alliances over the several experimental conditions.

6. Acquired behavior dispositions. It is commonly observed that laboratory mice will rarely fight with their litter mates. Scott (1958) explains this in terms of passive inhibition. He writes: “By doing nothing under ... circumstances [the animal] learns to do nothing, and this may be spoken of as passive inhibition. This principle has great importance in teaching an individual to be peaceful, for it means that he can learn not to fight simply by not fighting.” Similarly, we may learn not to harm others simply by not harming them in everyday life. Yet this learning occurs in a context of proximal relations with others and may not be generalized to situations in which the others are physically remote from us. Or perhaps, in the past, aggressive actions against others who were physically close resulted in retaliatory punishment that extinguished the original form of response. In contrast, aggression against others at a distance may rarely have led to retaliation.

We move about; our spatial relations shift from one situation to the next, and the fact that we are near or remote may have a powerful effect on the psychological processes that mediate our behavior toward others. In these experiments, as the victim was brought closer to the man ordered to give him shocks, increasing numbers of subjects broke off the experiment, refusing to obey. The concrete, visible, and proximal presence of the victim acted in an important way to counteract the experimenter’s power and to generate disobedience. Any theoretical model of obedience will have to take this fact into account.

Unexpected Behavior

The over-all level of obedience, across all four experimental variations, requires comment. Subjects have learned from childhood that it is a fundamental breach of moral conduct to hurt another person against his will. Yet, almost half the subjects abandon this tenet in following the instructions of an authority who has no special powers to enforce his commands. To disobey would bring no material loss or punishment. It is clear from the remarks and behavior of many participants that in punishing the victim they were often acting against their own values. Subjects often expressed disapproval of shocking a man in the face of his objections, and others denounced it as stupid and senseless. Yet many followed the experimental commands.

The results differed sharply from the predictions made in the questionnaire described earlier. (Here, however, it is possible that the remoteness of the respondents from the actual situation and the difficulty of conveying to them the concrete details of the experiment could account for the serious underestimation of obedience.) But the results were also unexpected to people who observed the experiment in process through one-way mirrors. Observers often expressed disbelief upon seeing a subject administer more and more powerful shocks to the victim; even persons fully acquainted with the details of the situation consistently underestimated the amount of obedience subjects would display.

The second unanticipated effect was the tension generated by the procedures. One might suppose that a subject would simply break off or continue as his conscience dictated. This is very far from what happened. There were in some subjects striking reactions of emotional strain.

In the interview following the experiment subjects were asked to indicate on a 14-point scale just how nervous or tense they felt at the point of maximum tension (Figure 8). The scale ranged from “Not at all tense and nervous” to “Extremely tense and nervous.” Self-reports of this sort are of limited precision and at best provide only a rough indication of the subject’s emotional response. Still, taking the reports for what they are worth, it can be seen that the distribution of responses spans the entire range of the scale, with the majority of subjects concentrated at the center and upper extreme. A further breakdown showed that obedient subjects reported themselves as having been slightly more tense and nervous than the defiant subjects at the point of maximum tension.

Image
Fig. 8. Level of tension and nervousness reported by subjects.

How is the occurrence of tension to be interpreted? First, it points to the presence of conflict. If a tendency to comply with authority were the only psychological force operating in the situation, all subjects would have continued to the end, and there would have been no tension. Tension, it is assumed, results from the simultaneous presence of two or more incompatible response tendencies (Miller, 1944). If sympathetic concern for the victim were the exclusive force, all subjects would have calmly defied the experimenter. Instead, there were both obedient and defiant outcomes, frequently accompanied by extreme tension. A conflict develops between the deeply ingrained disposition not to harm others and the equally compelling tendency to obey others who are in authority. The subject is quickly drawn into a dilemma, and the presence of high tension points to the considerable strength of each of the antagonistic vectors.

Moreover, tension defines the strength of the aversive state from which the subject is unable to escape through disobedience. When a person is uncomfortable, tense, or stressed, he tries to take some action that will allow him to terminate this unpleasant state. Thus tension may serve as a drive that leads to escape behavior. But in the present situation even where tension is extreme, many subjects are unable to perform the response that will bring about relief. Therefore there must be a competing drive, tendency, or inhibition that precludes activation of the disobedient response. The strength of this inhibiting factor must be of greater magnitude than the stress experienced, or else the terminating act would occur. Every evidence of extreme tension sat the same time an indication of the strength of the forces that keep the subject in the situation.

Finally, tension may be taken as evidence of the reality of the situation for the subject. Normal subjects do not tremble and sweat unless they are implicated in a deep and genuinely felt predicament.
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Re: Obedience to Authority, by Stanley Milgram

Postby admin » Thu Oct 17, 2013 9:59 pm

5. Individuals Confront Authority

From each person in the experiment we derive one essential fact: whether he has obeyed or disobeyed. But it is foolish to see the subject only in this way. For he brings to the laboratory a full range of emotions, attitudes, and individual styles. Indeed, so varied in temperament and manner are the people passing through the laboratory that it sometimes seems a miracle that we emerge with any regularities at all. One subject may be an inarticulate bricklayer, diffident and awkwardly humble in the presence of a scientist. He is followed by a self-assured, businessman, who thrusts his cigar at the experimenter to underscore his assertions.

We need to focus on the individuals who took part in the study not only because this provides a personal dimension to the experiment but also because the quality of each person’s experience gives us clues to the nature of the process of obedience.

We shall rely heavily on the participant’s own comments and assertions in building up the picture. At the same time a warning is in order. While we must take very seriously everything the subject says, we need not necessarily think that he fully understands the causes of his own behavior. A line must be drawn between listening carefully to what the subject says and mistaking it for the full story. The subject is controlled by many forces in the situation beyond his awareness, implicit structures that regulate his behavior without signaling this fact to him, And we have one enormous advantage over the subject: In each condition, we have slightly varied the nature of the circumstances which the subject confronts and thus know the importance of each of the factors. The participant, and he alone, has experienced the predicament, but he cannot place it in the perspective that comes only from an overview.

The sources of information are, first, our observation of the individual as he performs in the experiment in particular, the dialogue arising between him and the experimenter. Additionally, all subjects provided information on their background in a post- experimental interview (we have changed their names in the following accounts). Finally, a number of subjects took part in individual and group discussions, led by a member of the Yale School of Psychiatry.

Bruno Batta, Welder (in Experiment 4)

Mr. Batta is a thirty-seven-year-old welder. He was born in New Haven, his parents in Italy. He has a rough-hewn face that conveys a conspicuous lack of alertness. His over-all appearance is somewhat brutish. An observer described him as a “crude mesomorph of obviously limited intelligence.” But this is not fully adequate, for he relates to the experimenter with a submissive and deferential sweetness.

He has some difficulty in mastering the experimental procedure and needs to be corrected by the experimenter several times. He shows appreciation for the help and willingness to do what is required. The experiment is the Touch-Proximity variation. After the 150-volt level, Batta has to force the learner’s hand down on the shock plate, since the learner himself refuses to touch it.

When the learner first complains, Mr. Batta pays no attention to him. His face remains impassive, as if to dissociate himself from the learner’s disruptive behavior. When the experimenter instructs him to force the learner’s hand down, he adopts a rigid mechanical procedure. He tests the generator switch. When it fails to function, he immediately forces the learner’s hand onto the shock plate. All the while he maintains the same rigid mask. The learner, seated alongside him, begs him to stop, but with robotic impassivity, he continues the procedure. What is extraordinary is his apparent total indifference to the learner; he hardly takes cognizance of him as a human being. Meanwhile, he relates to the experimenter in a submissive and courteous fashion.

At the 330-volt level, the learner refuses not only to touch the shock plate but also to provide any answers. Annoyed, Batta turns to him, and chastises him: “You better answer and get it over with. We can’t stay here all night.” These are the only words he directs to the learner in the course of the hour. Never again does he speak to him. The scene is brutal and depressing: his hard, impassive face showing total indifference as he subdues the screaming learner and gives him shocks. He seems to derive no pleasure from the act itself, only quiet satisfaction at doing his job properly.

When he administers 450 volts, he turns to the experimenter and asks, “Where do we go from here, Professor?” His tone is deferential and expresses his willingness to be a cooperative subject, in contrast to the learner’s obstinacy.

In the post experimental interview, he gives a jumbled account of the experiment. The experimenter routinely asks him whether the experiment has any other purpose he can think of. He uses the question, without any particular logic, to denigrate the learner, stating, “Well, we have more or less a stubborn person (the learner). If he understood what this here was, he would'a went along without getting the punishment.” In his view, the learner brought punishment on himself.

The experimenter asks whether he felt tense or nervous during the experiment. Again, he uses the question to express his feelings toward the learner. “The only time I got a little -- I wouldn’t say nervous -- I got disgusted, is when he wouldn’t cooperate.” The experimenter has great difficulty in questioning the subject on the issue of responsibility. He does not seem to grasp the concept.

The interviewer simplifies the question. Finally the subject assigns major responsibility to the experimenter: “I say your fault for the simple reason that I was paid for doing this. I had to follow orders. That’s how I figured it.”

Then, assigning all possibilities of initiative to the experimenter, he says, “Now you could have just as soon said, ‘Now look, gimme the money back and we’ll forget about this thing.' Then we could have made up our own minds.”

We note that while for many subjects offering to return the payment is regarded as an honorable means of withdrawing from the experiment, this subject can only conceive of the act if initiated by the authority. The experimenter rejoins, “But I told you the money was yours simply for coming, no matter what happened.”

“That’s right.”

At the end of the session, he tells the experimenter how honored he has been to help him, and in a moment of contrition, remarks, “Sir, sorry it couldn’t have been a full experiment.”

He has done his honest best. It is only the deficient behavior of the learner that has denied the experimenter full satisfaction.

In a questionnaire returned by Mr. Batta several months later, he informs us that he followed the experimenter’s instructions to the end, that he fully believed the learner was getting painful shocks, and that the experiment has not bothered him at all. He believes more experiments of this sort should be carried out, and he answers “yes” to our question of whether he has learned something of personal value. But he does not tell us what.

Professor of Old Testament (in Experiment 3)

A somewhat gaunt, ascetic man, this subject could be taken for a New England minister. In fact, he teaches Old Testament liturgy at a major divinity school. In this Proximity condition, he adjusted his seat to look at the learner while administering shocks. While reading the word pairs, he employs exaggerated precision in his pronunciation, and seems curt and officious in saying, “Correct.” Whenever the learner makes an error, he appears almost to be chastising him for his failing. Each time he administers a shock, his lips are drawn back, and he bares his teeth. An excessive fastidiousness characterizes all his actions. After administering 150 volts he balks at going further. The experimenter states that the learner’s protests are to be disregarded, and the experiment must continue:

EXPERIMENTER: Its absolutely essential to the experiment that we continue.

SUBJECT: I understand that statement, but I don’t understand why the experiment is placed above this person’s life.

EXPERIMENTER: There is no permanent tissue damage.

SUBJECT: Well, that’s your opinion. If he doesn’t want to continue, I’m taking orders from him.

EXPERIMENTER: You have no other choice, sir, you must go on.

SUBJECT: If this were Russia maybe, but not in America. (The experiment is terminated.)


In his discussion with the experimenter, the subject seems in no way intimidated by the experimenter’s status but rather treats him as a dull technician who does not see the full implications of what he is doing. When the experimenter assures him of the safety of the shock generator, the subject, with some exasperation, brings up the question of the emotional rather than physiological effects on the learner.

SUBJECT (spontaneously): Surely you’ve considered the ethics of this thing. (extremely agitated) Here he doesn’t want to go on, and you think that the experiment is more important? Have you examined him? Do you know what his physical state is? Say this man had a weak heart (quivering voice).

EXPERIMENTER : We know the machine, sir.

SUBJECT: But you don’t know the man you’re experimenting on. That’s very risky (gulping and tremulous). What about the fear that man had? It’s impossible for you to determine what effect that has on him….. the fear that he himself is generating. But go ahead, you ask me questions; I’m not here to question you.


He limits his questioning, first because he asserts he does not have a right to question, but one feels that he considers the experimenter too rigid and limited a technician to engage in intelligent dialogue. One notes further his spontaneous mention of ethics, raised in a didactic manner and deriving from his professional position as teacher of religion. Finally, it is interesting that he initially justified his breaking off the experiment not by asserting disobedience but by asserting that he would then take orders from the victim.

Thus, he speaks of an equivalence between the experimenter’s and the learner’s orders and does not disobey so much as shifts the person from whom he will take orders.

After explaining the true purpose of the experiment, the experimenter asks, “What in your opinion is the most effective way of strengthening resistance to inhumane authority?”

The subject answers, “If one had as one’s ultimate authority God, then it trivializes human authority.”

Again, the answer for this man lies not in the repudiation of authority but in the substitution of good -- that is, divine -- authority for bad.

Jack Washington, Drill Press Operator (in Experiment 2)

Jack Washington is a black subject, age thirty-five, who was born in South Carolina. He works as a drill press operator and stresses the fact that although he did not complete high school, he was not a dropout but was drafted into the army before he could get his diploma. He is a soft man, a bit heavy and balding, older-looking than his years. His pace is very slow and his manner impassive; his speech is tinged with Southern and black accents.

When the victim’s first protests are heard, he turns toward the experimenter, looks sadly at him, then continues reading the word pairs. The experimenter does not have to tell him to continue. Throughout the experiment he shows almost no emotion or bodily movement. He does what the experimenter tells him in a slow, steady pace that is set off sharply against the strident cries of the victim. Throughout, a sad, dejected expression shows on his face. He continues to the 450-volt level, asks the experimenter what he is to do at that point, administers two additional shocks on command, and is relieved of his task.

He explains in the interview that although he feels the shocks were extremely painful, he accepted the experimenter’s word that they would cause no permanent damage. He reaffirms this belief in a questionnaire answered almost a year after his participation. When asked about responsibility for the victim’s suffering, he places the heaviest burden on the experimenter, then on the victim, and assigns the least to himself. Of the learner he says, “He agreed to it, and therefore must accept responsibility.” The experimenter has “the biggest share of the responsibility. I merely went on. Because I was following orders I was told to go on. And I did not get a cue to stop.

He becomes enmeshed in this formulation which he repeats several times. He explains to the experimenter that if he had received a cue from the experimenter, he would have stopped, implying that he would behave in whatever manner the experimenter required. The only dereliction he can conceive of in the situation is that of not obeying the experimenter.

He explains in his slow, steady manner, “I know that up to a certain point a shock won’t kill you. I had a shock to the point where I was almost knocked down.... My whole hand was numb. But it didn’t kill me.”

Thus, he indicates acceptance of the experimenter’s statement that the shocks may be painful but are not dangerous. In all respects he expresses total faith in the experimenter and indeed accepts his authority more easily and with less inner conflict than many subjects.

Jan Rensaleer, Industrial Engineer (in Experiment 2)

The subject is a thirty-two-year-old industrial engineer, sporting blond hair and a mustache. He is self-contained and speaks with a trace of a foreign accent. He is neatly dressed. In the interview he tells us that he emigrated from Holland after the Second World War and that he is a member of the Dutch Reformed Church. He is mild-mannered and intelligent.

When the victim complains at the 150-volt level, the subject turns to the experimenter and asks, “What do I do now?”

The experimenter tells him to continue.

The engineer presses his hand to his head and proceeds with the test. He glances more and more often at the experimenter. At 255 volts, he pushes the chair away from the shock generator and turns to the experimenter:

MR. RENSALEER: Oh, I can’t continue this way; it’s a voluntary program, if the man doesn’t want to go on with it.

EXPERIMENTER: Please continue.

(A long pause.)

MR. RENSALEER: No, I can’t continue. I’m sorry.

EXPERIMENTER: The experiment requires that you go on.

MR. RENSALEER: The man, he seems to be getting hurt.

EXPERIMENTER: There is no permanent tissue damage.

MR. RENSALEER: Yes, but I know what shocks do to you. I’m an electrical engineer, and I have had shocks … and you get real shook up by them -- especially if you know the next one is coming. I’m sorry.

EXPERIMENTER: It is absolutely essential that you continue.

MR. RENSALEER: Well, I won’t -- not with the man screaming to get out.

EXPERIMENTER: You have no other choice.

MR. RENSALEER: I do have a choice. (Incredulous and indignant:) Why don’t I have a choice? I came here on my own free will. I thought I could help in a research project. But if I have to hurt somebody to do that, or if I was in his place, too, I wouldn’t stay there. I can’t continue. I’m very sorry. I think I’ve gone too far already, probably.


When asked who was responsible for shocking the learner against his will, he said, “I would put it on myself entirely.”

He refused to assign any responsibility to the learner or the experimenter.

“I should have stopped the first time he complained. I did want to stop at that time. I turned around and looked at you. I guess it’s a matter of ... authority, if you want to call it that: my being impressed by the thing, and going on although I didn’t want to. Say, if you’re serving in the army, and you have to do something you don’t like to do, but your superior tells you to do it. That sort of thing, you know what I mean?"

"One of the things I think is very cowardly is to try to shove the responsibility onto someone else. See, if I now turned around and said, ‘It’s your fault ... it’s not mine,’ I would call that cowardly.”

Although this subject defied the experimenter at 255 volts, he still feels responsible for administering any shocks beyond the victim’s first protests. He is hard on himself and does not allow the structure of authority in which he is functioning to absolve him of any responsibility.

Mr. Rensaleer expressed surprise at the underestimation of obedience by the psychiatrists. He said that on the basis of his experience in Nazi-occupied Europe, he would predict a high level of compliance to orders. He suggests, “It would be interesting to conduct the same tests in Germany and other countries.” [3]

The experiment made a deep impression on the subject, so much so that a few days after his participation he wrote a long, careful letter to the staff, asking if he could work with us.

“Although I am ... employed in engineering, I have become convinced that the social sciences and especially psychology, are much more important in today’s world.”

Morris Braverman, Social Worker (in Experiment 2)

Morris Braverman is a thirty-nine-year-old social worker. He looks older than his years because of his bald pate and serious demeanor. His brow is furrowed, as if all the world’s burdens were carried in his face. He appears intelligent and concerned. The impression he creates is that of enormous overcontrol, that of a repressed and serious man, whose finely modulated voice is not linked with his emotional life. He speaks impressively but with perceptible affectation. As the experiment proceeds, laughter intrudes into his performance. At first, it is a light snicker, then it becomes increasingly insistent and disruptive. The laughter seemed triggered by the learner’s screams.

When the learner refuses to answer and the experimenter instructs him to treat the absence of an answer as equivalent to a wrong answer, he takes his instruction to heart.

Before administering 315 volts he asserts officiously to the victim, “Mr. Wallace, your silence has to be considered as a wrong answer.” Then he administers the shock. He offers half-heartedly to change places with the learner, then asks the experimenter, “Do I have to follow these instructions literally?” He is satisfied with the experimenter’s answer that he does. His very refined and authoritative manner of speaking is increasingly broken up by wheezing laughter.

The experimenter’s notes on Mr. Braverman at the last few shocks are:

Almost breaking up now each time gives shock. Rubbing face to hide laughter.

Ratting eyes, trying to hide face with hand, still laughing.

Cannot control his laughter at this point no matter what he does.

Clenching fist pushing it onto table.


In the interview, Mr. Braverman summarizes the experiment with impressive fluency and intelligence. He feels the experiment may have been designed also to “test the effects on the teacher of being in an essentially sadistic role, as well as the reactions of a student to a learning situation that was authoritative, rigid, and punitive.” When asked how painful the last few shocks administered to the learner were, he indicates that the most extreme category on the scale is not adequate (it read EXTREMELY PAINFUL) and places his mark at the extreme edge of the scale with an arrow carrying it beyond the scale.

It is almost impossible to convey the extremely relaxed, sedate quality of his conversation in the interview. In the most quiescent terms, he speaks about his extreme inner tension.

EXPERIMENTER: At what point were you most tense or nervous?

MR. BRAVERMAN: Well, when he first began to cry out in pain, and I realized this was hurting him. This got worse when he just blocked and refused to answer. There was I. I’m a nice person, I think, hurting somebody, and caught up in what seemed a mad situation and in the interest of science, one goes through with it. At one point I had an impulse to just refuse to continue with this kind of a teaching situation.

EXPERIMENTER: At what point was this?

MR. BRAVERMAN: This was after a couple of successive refusals and silences. This is when I asked you a question as to whether I have a choice in my teaching method. At this point my impulse was to plead with him, talk with him, encourage him, try to ally myself with his feelings, work at this so we could get this through together and I wouldn’t have to hurt him.


When Mr. Braverman states that he considered “not going through with it,” he does not mean that he considered disobeying but rather that he considered modifying the manner of teaching the victim.

When the interviewer brings up the general question of tension, Mr. Braverman spontaneously mentions his laughter.

“My reactions were awfully peculiar. I don’t know if you were watching me, but my reactions were giggly, and trying to stifle laughter. This isn’t the way I usually am. This was a sheer reaction to a totally impossible situation. And my reaction was to the situation of having to hurt somebody. And being totally helpless and caught up in a set of circumstances where I just couldn’t deviate and I couldn’t try to help. This is what got me.”

A year after his participation in the experiment, he affirms in the questionnaire that he has definitely learned something of personal importance as a result of being in the experiment, adding: “What appalled me was that I could possess this capacity for obedience and compliance to a central idea, i.e. the value of a memory experiment even after it became clear that continued adherence to this value was at the expense of violation of another value, i.e. don’t hurt someone else who is helpless and not hurting you. As my wife said, ‘You can call yourself Eichmann.’ I hope I can deal more effectively with any future conflicts of values I encounter.”
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Re: Obedience to Authority, by Stanley Milgram

Postby admin » Thu Oct 17, 2013 9:59 pm

6. Further Variations and Controls

Experiment 5: A New Base-Line Condition


After the proximity series was completed, the experiment was moved out of the elegant Yale Interaction Laboratory to more modest quarters in the basement of the same building. The new laboratory was functional but somewhat plain, with bare steam- pipes running along the ceiling, and a concrete door, instead of the posh rugs and drapes of the former locale. I wondered whether the less impressive quarters would lead to a lesser level of obedience. In any case it was necessary to establish a new baseline condition. It was modeled on the Voice-Feedback condition, with a slight alteration. The learner would not merely respond with cries of anguish, but would introduce remarks about a heart problem. Perhaps this new element would provide additional justification for disobeying and make such a course of action seem even more compelling and necessary.

I did not wish to make the “heart problem” so serious that it would disqualify the learner from participation but merely to raise a suggestion of a problem. This was achieved through remarks made by the victim at the time he was being strapped into the electric chair. The experimenter and naive subject (who has assisted strapping the learner into the chair) are about to leave the learner and return to the control room. The experimenter routinely asks, “Any questions?” The learner responds somewhat diffidently, “When I was at the Westhaven V.A. Hospital, a few years ago, they detected a slight heart condition. Nothing serious, but are these shocks dangerous?"

The experimenter replies in a confident, somewhat dismissive tone that although the shocks may be painful, they cause no permanent tissue damage, and then proceeds with the experimental routines.

The new series of protests, which was to serve as a standard for all subsequent experiments, paralleled the first set, with the exception that reference is made to the learner’s heart condition at 150, 195, and 330 volts. The exact schedule of protests is as follows:

Image

Experiment 5: New Base-Line Condition
The Learner’s Schedule of Protests


75 volts Ugh!
90 volts Ugh!
105 volts Ugh! (louder)
120 volts Ugh! Hey this really hurts.
135 volts Ugh!
150 volts Ugh! Experimenter! That’s all. Get me out of here. I told you I had heart trouble. My heart’s starting to bother me now. Get me out of here, please. My heart’s starting to bother me. I refuse to go on. Let me out.
165 volts Ugh! Let me out! (shouting)
180 volts Ugh! I can’t stand the pain. Let me out of here! (shouting)
195 volts Ugh! Let me out of here. Let me out of here. My heart’s bothering me. Let me out of here! You have no right to keep me here! Let me out! Let me out of here! Let me out! Let me out of here! My heart’s bothering me. Let me out! Let me out!
210 volts Ugh! Experimenter! Get me out of here. I’ve had enough. I won’t be in the experiment any more.
225 volts Ugh!
240 volts Ugh!
255 volts Ugh! Get me out of here.
270 volts (Agonized scream.) Let me out of here. Let me out of here.
285 volts (Agonized scream.)
300 volts (Agonized scream.) I absolutely refuse to answer any more. Get me out of here. You can’t hold me here. Get me out. Get me out of here.
315 volts (Intensely agonized scream.) I told you I refuse to answer. I’m no longer part of this experiment.
330 volts (Intense end prolonged agonized scream.) Let me out of here. Let me out of here. My heart’s bothering me. Let me out, I tell you. (Hysterically) Let me out of hem. Let me out of here. You have no right to hold me here. Let me out! Let me out! Let me out! Let me out of here! Let me out! Let me out!

Neither the less elegant laboratory nor the mention of a heart condition leads to greater disobedience. Twenty-six of the 40 subjects continued to the end in the present condition, compared with 25 out of 40 in the Voice-Feedback condition, merely a slight chance variation. The distribution of break-off points is shown in Table 3.

Probably there is nothing the victim can say that will uniformly generate disobedience; for the teacher’s actions are not controlled by him.

In the post experimental interview subjects were asked, “What is the maximum sample shock you would be willing to accept?” The data are available for 39 subjects in this condition and are shown in Figure 9. Three defiant subjects would accept shocks more powerful than they had administered. Of the 26 obedient subjects, 7 were willing to sample the 450-volt shock they had just administered, while 19 were not. In most cases there is a marked discrepancy between the shock the subject administered and the level he would be willing to accept as a sample. Thus three lowest dots in the extreme right side of the graph represent three subjects who administered 450 volts but would not be willing to sample more than 45 volts. Similar and even more extreme results are found in all experimental conditions when this question was asked.

Image
Fig. 9. Maximum shock subject would accept as a function o shock administered.

Experiment 6: Change of Personnel

Is it possible that the subjects respond principally to the personalities of the experimenter and victim? Perhaps the experimenter came across as a more forceful person than the victim, and the subject allied himself with the more impressive personality. The following experimental comparison came about inadvertently, but it can shed some light on this point. In order to speed up the running of the experiment, we had set up a second team, consisting of a new experimenter and a new victim. In the first team the experimenter was a somewhat dry, hard, technical-looking man. The victim in contrast was soft, avuncular, and innocuous. These personal characteristics were more or less reversed in the second team. The new experimenter was rather soft and unaggressive. The alternate victim, in contrast, was played by a man possessing a hard bony face and prognothic jaw, who looked as if he would do well in a scrap. The results, shown in Table 3, indicate that the change in personnel had little effect on the level of obedience. The personal characteristics of the experimenter and victim were not of overriding importance.

Experiment 7: Closeness of Authority

We saw in the proximity experiments that the spatial relationship between subject and victim affected the level of obedience. Would not the relationship of subject to experimenter also play a part?

There are reasons to feel that, on arrival, the subjects were oriented primarily to the experimenter rather than to the victim. They had come to the laboratory to fit into the structure that the experimenter -- not the victim -- would provide. They had come less to understand the behavior than to reveal that behavior to a competent scientist, and they were willing to display themselves as the scientist’s purposes required. Most subjects seemed quite concerned about the appearance they were making before the experimenter, and one could argue that this preoccupation in a relatively new and strange setting made the subjects somewhat insensitive to the triadic nature of the social situation. The subjects were so concerned about the show they were putting on for the experimenter that influences from other parts of the social field did not receive much weight. This powerful orientation to the experimenter would account for the relative insensitivity of the subject to the victim and would also lead us to believe that alterations in the relationship between subject and experimenter would have important consequences for obedience.

In another series of experiments we varied the physical closeness of the experimenter and the degree of surveillance he exercised. In Experiment 5 the experimenter sat just a few feet away from the subject. In Experiment 7, after giving initial instructions, the experimenter left the laboratory and gave his orders by telephone.

Obedience dropped sharply when the experimenter was physically removed from the laboratory. The number of obedient subjects in the first condition (26) was almost three times as great as in the second (9), in which the experimenter gave his orders by telephone. Subjects seemed able to resist the experimenter far better when they did not have to confront him face to face.

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Table 3. Maximum Shocks Administered in experiments 5-11.

Moreover, when the experimenter was absent, subjects displayed an interesting form of behavior that had not occurred under his surveillance. Though continuing with the experiment, several subjects administered lower shocks than were required and never informed the experimenter of their deviation from the correct procedure. Indeed, in telephone conversations some subjects specifically assured the experimenter that they were raising the shock level according to instruction, while, in reality, they repeatedly used the lowest shock on the board. This form of behavior is particularly interesting: although these subjects acted in a way that clearly undermined the avowed purposes of the experiment, they found it easier to handle the conflict in this manner than to precipitate an open break with authority.

Other conditions were completed in which the experimenter was absent during the first segment of the experiment but reappeared shortly after the subject had refused to give higher shocks when commanded by telephone. Although he had exhausted his power via telephone, the experimenter could frequently force further obedience when he reappeared in the laboratory.

This series of experiments showed that the physical presence of an authority was an important force contributing to the subject’s obedience or defiance. Obedience to destructive commands was in some degree dependent on the proximal relations between authority and subject, and any theory of obedience must take account of this fact. [4]

Experiment 8: Women as Subjects

In the experiments described thus far the subjects were adult males. Forty women were also studied. They are of particular theoretical interest because of two general sets of findings in social psychology. First, in most tests of compliance, women are more yielding than men (Weiss, 1969; Feinberg, mimeo). And thus in the present study they might have been expected to show more obedience. On the other hand, women are thought to be less aggressive and more empathic than men; thus their resistance to shocking the victim would also be higher. In principle, the two factors ought to work in opposite directions. The results are shown in Table 3. The level of obedience was virtually identical to the performance of men; [5] however, the level of conflict experienced by the women was on the whole higher than that felt by our male subjects. [6]

There were many specifically feminine styles in handling the conflict. In post experimental interviews women, far more frequently than men, related their experience to problems of rearing children.

The women were studied only in the role of teachers. It would be interesting to move them into other roles. As victims, they would most likely generate more disobedience, for cultural norms militate against hurting women even more strongly than hurting men. (Similarly, if a child were placed in the victim’s role, disobedience would be much greater.)

It would be especially interesting to place women in the position of authority. Here it is unclear how male subjects and other women would respond to her. There is less experience with women bosses; on the other hand many men may want to show their toughness before a woman experimenter, by carrying out her callous orders without emotion. The accounts of three female subjects are given in Chapter 7.

Experiment 9: The Victim’s Limited Contract

Some subjects rely on the idea of an implicit social contract in explaining their own obedience. They reasoned thus: they had contracted with the experimenter to relinquish some of their freedom in the pursuit of a commonly held value -- advancement of knowledge. Moreover, they perceived a system of double consent to be at work: the victim also had entered into the contract with the experimental authority and was not free to renounce his obligations unilaterally. Moreover, the argument goes, the victim had entered into the authority system of the experimenter without placing any prior conditions on how he was to be treated. He must, therefore, accept the consequences of his own freely made decision. However unpleasant the experience might be for him, contractual obligations must be honored. Society is built on this presupposition.

This argument occurred with sufficient frequency to justify an empirical test. The idea was to alter the victim’s mode of entry into the experiment, so that he did not, by implication or otherwise, consent to be shocked against his will.

Only a minor alteration in the procedure was required to achieve this. It is to be recalled that both putative subjects were informed of the nature of the learning experiment even before the learner was strapped into the electric chair and even before the first shock was administered. Following this, subjects signed a general release form, which stated: “In participating in this experimental research of my own free will, I release Yale University and its employees from any legal claims arising from my participation.”

Typically, this release was handled as a matter of routine, but in the present experiment, after the drawing is held and the experiment is outlined, the learner demurs. Hovering over the release form, pen in hand, he states that because of his heart condition he can agree to be in the experiment only on the condition that the experiment be halted on his demand. “I’ll agree to be in it, but only on condition that you let me out when I say so; that’s the only condition.” The experimenter, as well as the naive subject, clearly hear this precondition, and the experimenter grunts in a mildly positive manner. The learner signs the release and is strapped into the electric chair. The learner has thus predefined the limits of his cooperation. The experiment proceeds.

When the learner protests at 150 volts, the experimenter disregards him and instructs the naive subject to go on, as he had done in all previous conditions. An element of betrayal and patent injustice was thus introduced. The empirical question is whether it made a difference. Or is the “contract” argument merely a philosophic issue remote from the real forces at work in the situation?

About a quarter of the defiant subjects specifically raised the point that the victim had attached conditions to his participation, and they used this point as an argument for disobedience:

Subject: “He did say he wanted to be released if there was any trouble. I just can’t listen to any more of that regardless of what you say about tissue damage.” (Disobedient at level 18)

Subject: “We should respect his wishes; he wants to be let out, so we have to. You said he could get out when he wanted to. I know I’d want to be let out when I wanted to be.” (Disobedient at level 10)

Subject: “I don’t want to go on, I can’t go on with this. It’s against my grain to inflict pain on somebody. This man may be in mortal danger as far as I’m concerned ... I feel there is this, too, namely, the man agreed only if he would be permitted to leave and he signed with this understanding. I feel in all fairness to him we shouldn’t continue, his having signed it that way ...” (Disobedient at level 12)


The majority of defiant subjects, however, did not make explicit reference to the contract, though there is evidence in their heightened concern with the "legalities” of the experiment that they were aware of it. Consider the remarks of the following subject, a thirty-six-year-old salesman:

SUBJECT (195 volts administered): No, wait just a second. What is the liability involved here? Legal liability, I’m speaking of. I don’t believe you do have the right to keep him in there if he doesn’t want to continue.

EXPERIMENTER: Although the shocks may be painful, there is no permanent tissue damage.

SUBJECT: That isn’t the answer. If the man doesn’t want to go on, that’s his business.

EXPERIMENTER: The experiment requires that you continue.

SUBJECT: The experiment from Yale’s viewpoint, but not from a legal angle or his viewpoint. And in this case, I’m just as legally obligated as you are if any damage comes to the person ...

SUBJECT: (270 volts administered): No, I don’t want any more of this .... I understand what you’re trying to do, but I also understand his rights.

(Subject breaks off.)


These comments should not obscure the over-all results of the experiment, which are shown in Table 3.

These findings show that the social contract doctrine is a feeble determinant of behavior. Sixteen of the 40 subjects continued to obey the experimenter to the end of the board, disregarding the contractual limitation the victim had attached to his participation. This is to be compared with the 20 subjects who continued to obey in the relevant control, condition 6. There is some increment in disobedience, but it could easily represent a chance variation. Subjects were aware of the injustice being done to the victim, but they allowed the experimenter to handle the issue as he saw it.

Experiment 10: Institutional Context

In psychophysics, animal learning, and other branches of psychology, the fact that measures are obtained at one institution rather than another is irrelevant to the interpretation of the findings, so long as the technical facilities for measurement are adequate and the operations are carried out with competence.

But it cannot be assumed that this holds true for the present study. The effectiveness of the experimenter’s commands may depend on the institutional context in which they are issued. The experiments described thus far were conducted at Yale University, an organization which most subjects regarded with respect and sometimes awe. In post experimental interviews several participants remarked that the locale and sponsorship of the study gave them confidence in the integrity, competence, and benign purposes of the personnel; many indicated that they would not have shocked the learner if the experiments had been done elsewhere.

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Fig. 10: Site of Bridgeport experiments (building to left of Austin's); Bridgeport site (interior).

The issue of background authority had to be considered in interpreting the results that had been obtained thus far; moreover, it is highly relevant to any theory of human obedience. Consider how closely our compliance with the imperatives of others is tied to particular institutions and locales in our day-to-day activities. On request, we expose our throats to a man with a razor blade in the barbershop, but would not do so in a shoe store; in the latter setting we willingly follow the clerk’s request to stand in our stockinged feet, but resist the command in a bank. In the laboratory of a great university, subjects may comply with a set of commands that would be resisted if given elsewhere. One must always question the relationship of obedience to a person’s sense of the context in which he is operating.

To explore the problem we moved our apparatus to an office building in a nearby industrial city, Bridgeport, and replicated experimental conditions without any visible tie to the university.

Bridgeport subjects were invited to the experiment through a mail circular similar to the one used in the Yale study, with appropriate changes in letterhead, etc. As in the earlier study, subjects were paid $4.50 for coming to the laboratory. The same age and occupational distributions used at Yale and the identical personnel were employed.

The purpose in relocating in Bridgeport was to assure a complete dissociation from Yale, and in this regard we were fully successful. On the surface, the study appeared to be conducted by Research Associates of Bridgeport, an organization of unknown character (the title had been concocted exclusively for use in this study).

The experiments were conducted in a three-room office suite in a somewhat rundown commercial building located in the downtown shopping area. The laboratory was sparsely furnished, though clean, and marginally respectable in appearance. When subjects inquired about professional affiliations, they were informed only that we were a private firm conducting research for industry.

Some subjects displayed skepticism concerning the motives of the Bridgeport experimenter. One man gave us a written account of the thoughts he experienced at the control board:

Should I quit this damn test? Maybe he passed out? What dopes we were not to check up on this deal. How do we know that these guys are legit? No furniture, bare walls, no telephone. We could of called the Police up or the Better Business Bureau. I learned a lesson tonight. How do I know that Mr. Williams [the experimenter] is telling the truth? ... I wish I knew how many volts a person could take before lapsing into unconsciousness.


Another subject stated:

I questioned on my arrival my own judgment [about coming]. I had doubts as to the legitimacy of the operation and the consequences of participation. I felt it was a heartless way to conduct memory or learning processes on human beings and certainly dangerous without the presence of a medical doctor.


There was no noticeable reduction in tension for the Bridgeport subjects. And the subjects’ estimation of the amount of pain felt by the victim was slightly, though not significantly, higher than in the Yale study.

A failure to obtain complete obedience in Bridgeport would indicate that the extreme compliance found in New Haven subjects was tied closely to the background authority of Yale University; if a large proportion of the subjects remained fully obedient, very different conclusions would be called for.

As it turned out, the level of obedience in Bridgeport, although somewhat reduced, was not significantly lower than that obtained at Yale. A large proportion of the Bridgeport subjects were fully obedient to the experimenter’s commands (48 percent of the Bridgeport subjects delivered the maximum shock versus 65 percent in the corresponding condition at Yale), as Table 3 shows.

How are these findings to be interpreted? It is possible that if commands of a potentially harmful or destructive sort are to be perceived as legitimate they must occur within some sort of institutional structure. But it is clear from the study that it need not be a particularly reputable or distinguished institution. The Bridgeport experiments were conducted by an unimpressive firm lacking any credentials. The laboratory was set up in a respectable office building with its title listed in the building directory; otherwise there was no evidence of benevolence or competence. It is possible that the category of institution, judged according to its professed function, rather than its qualitative position within that category, wins our compliance. Persons deposit money in elegant, but also in seedy-looking banks, without giving much thought to the differences in security they offer. Similarly, our subjects may consider one laboratory to be as competent as another, so long as it is a scientific laboratory.

It would be valuable to pursue the investigation in contexts that go even further than the Bridgeport study in denying institutional support to the experimenter. It is possible that beyond a certain point obedience would disappear completely. But that point was not reached in the Bridgeport office: almost half the subjects obeyed the experimenter fully.

Experiment 11: Subject Free to Choose Shock Level

In the experiments described thus far the subject has acted in response to command, and we have assumed that the command is the effective cause of his action. But this conclusion is not warranted until we have performed a vital experimental control. For it is possible that the command is superfluous, that it simply corresponds to what the subject would do on his own.

Indeed, one theoretical interpretation of the behavior holds that men harbor deeply aggressive instincts continually pressing for expression and that the experiment provides institutional justification for the release of these impulses. According to this view, if a person is placed in a situation where he has complete power over another individual, whom he may punish as much as he likes, all that is sadistic and bestial in man comes to the fore. The impulse to shock the victim is seen to flow from the potent aggressive tendencies, which are part of the motivational life of the individual, and the experiment, because it provides social legitimation, simply opens the door to their expression.

It becomes vital, therefore, to compare the subjects’ performance when they are under orders and when they are allowed to choose the shock levels.

Image
Fig. 11. Mean shock on each trial when subjects are free to choose levels. (A critical trial refers to
each occasion when the learner errs and incurs a shock. There are thirty critical trials in the course of a
laboratory hour.)


The procedure was identical to that used in Experiment 5 except that the teacher was told that he was free to select any shock level on any of the trials. (The experimenter took pains to point out that the teacher could use the highest levels on the generator, the lowest, any in between, or any combination of levels.) Each subject proceeded for thirty critical trials. The learner’s protests were coordinated to standard shock levels, his first grunt coming at shock level 5, his first vehement protest at level 10. The results of the experiment are shown in Table 3.

The average (mean) shocks used across the thirty critical trials are shown in Figure 11, with an overall average of 3.6. (It is to be recalled that the victim indicated no signs of discomfort at all until shock level 5.) We may also consider the maximum shock delivered by each subject (even if he used it only once and at any point in his performance). Three subjects limited their shocks to the very lowest on the board, 28 went no higher than the first indication of discomfort, and 38 did not go beyond the point where the learner vehemently protested (shock level 10). Two subjects provided the exception, administering the 25th and the 30th shock levels. But the over-all result was that the great majority of subjects delivered the very lowest shocks to the victim when the choice was left up to them.

We must always keep this result in mind in interpreting the meaning of these experiments. It is not enough to say that the situation provided a setting in which it was acceptable for the subject to hurt another person. This setting remained the same in the present experiment, and, by and large, subjects were not inclined to have the victim suffer. Insofar as the experiments tell us something about human nature, the revelation on how men act toward others when they are on their own is here. Whatever leads to shocking the victim at the highest level cannot be explained by autonomously generated aggression but needs to be explained by the transformation of behavior that comes about through obedience to orders.
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Re: Obedience to Authority, by Stanley Milgram

Postby admin » Thu Oct 17, 2013 10:06 pm

7. Individuals Confront Authority II

Let us now consider the performance of several subjects who participated in the variations just described.

Fred Prozi, Unemployed (in Experiment 5)

The subject is about fifty years old, dressed in a jacket but no tie; he has a good-natured, if slightly dissolute, appearance. He employs working-class grammar and strikes one as a rather ordinary fellow.

He begins the experiment calmly but becomes increasingly tense as the experiment proceeds. After administering the 180-volt shock, he pivots around in his chair and, shaking his head, addresses the experimenter in agitated tones:

SUBJECT: I can’t stand it. I’m not going to kill that man in there. You hear him hollering?

EXPERIMENTER: As I told you before, the shocks may be painful, but…

SUBJECT: But he’s hollering. He can’t stand it. What’s going to happen to him?

EXPERIMENTER: (his voice is patient, matter-of-fact): The experiment requires that you continue, Teacher.

SUBJECT: Aaah, but, unh, I’m not going to get that man sick in there ... know what I mean?

EXPERIMENTER: Whether the learner likes it or not, we must go on, through all the word pairs.

SUBJECT: I refuse to take the responsibility. He’s in there hollering!

EXPERIMENTER: It’s absolutely essential that you continue, Teacher.

SUBJECT: (indicating the unused questions): There’s too many left here; I mean, Geez, if he gets them wrong, there’s too many of them left. I mean who’s going to take the responsibility if anything happens to that gentleman?

EXPERIMENTER: I’m responsible for anything that happens to him. Continue, please.

SUBJECT: All right. (Consults list of words) The next one’s “Slow -- walk, truck, dance, music.” Answer, please. (A buzzing sound indicates the learner has signaled his answer.) Wrong. A hundred and ninety-five volts. “Dance.”

LEARNER (yelling): Let me out of here. My heart’s bothering me! (Teacher looks at experimenter.)

EXPERIMENTER: Continue, please.

LEARNER (screaming): Let me out of here, you have no right to keep me here. Let me out of here, let me out, my heart’s bothering me, let me out! (Subject shakes head, pats the table nervously.)

SUBJECT: You see, he’s hollering. Hear that? Gee, I don’t know.

EXPERIMENTER: The experiment requires ...

SUBJECT: (interrupting): I know it does, sir, but I mean -- hunh! He don’t know what he’s getting in for. He’s up to 195 volts! (Experiment continues, through 210 volts, 225 volts, 240 volts, 255 volts, 270 volts, at which point the teacher, with evident relief, runs out of word-pair questions.)

EXPERIMENTER: You’ll have to go back to the beginning of that page and go through them again until he’s learned them all correctly.

SUBJECT: Aw, no. I’m not going to kill that man. You mean I’ve got to keep going up with the scale? No sir. He’s hollering in there. I’m not going to give him 450 volts.

EXPERIMENTER: The experiment requires that you go on.

SUBJECT: I know it does, but that man is hollering in there, sir.

EXPERIMENTER: (same matter-of-fact tone): As I said before, although the shocks may be painful...

SUBJECT: (interrupting): Awwww. He-he-he’s yelling in there.

EXPERIMENTER: Start with “Blue" please, at the top of the page. Continue, please, Teacher. Just go ahead.

SUBJECT: (concentrating intently on list of words in front of him, as if to shut everything else out): “Blue -- boy, girl, grass, hat.” (Buzz indicates answer.) Correct. “Night-day, sky, job, chair.” (Buzz) Wrong. The answer is “day.” Two hundred and eighty-five volts.

LEARNER: Ohhuhhoohhh!

EXPERIMENTER: Continue, please.

SUBJECT: Fat -- man, lady, tub, neck.” Answer, please. (Buzz) Wrong. The answer is “neck.” Three hundred volts.

LEARNER: Ohhh. I absolutely refuse to answer any more. (Shouting urgently, now) Let me out of here. You can’t hold me here. Get me out. Get-me-out-of-here.

EXPERIMENTER: Continue. The next word is “Green,” please.

SUBJECT: “Green-grass, hat, ink, apple.” (Nothing happens. No answering buzz. Just gloomy silence.)

SUBJECT: I don’t think he is going to answer.

EXPERIMENTER:: If the learner doesn’t answer in a reasonable time, about four or five seconds, consider the answer wrong. And follow the same procedures you have been doing for wrong answers. Say, “Wrong,” tell him the number of volts, give him the punishment, read him the correct answer. Continue, please.

SUBJECT: “Green -- grass, hat, ink, apple.” Answer, please. (More silence. Subject just sits there.)

EXPERIMENTER: Go on with the procedure, please, Teacher.

SUBJECT: Three hundred and fifteen volts. The answer is “ink.”

LEARNER: Ohh. Ooohh.

SUBJECT: (relieved to hear response): Next one.

LEARNER: I absolutely refuse to answer.

SUBJECT: You got to. You get a shock if you don’t answer. ( Experiment continues with learner refusing to answer, and, finally, failing even to grunt or groan. At 375 volts, the subject stands up.)

SUBJECT: I think something’s happened to that fellow in there. I don’t get no answer. He was hollering at less voltage. Can’t you check in and see if he’s all right, please?

EXPERIMENTER: (with same detached calm): Not once we’ve started. Please continue, Teacher.

SUBJECT: (sits down, sighs deeply): “Cool -- day, shade, water, paint.” Answer, please. Are you all right in there? Are you all right?

EXPERIMENTER: Please continue, Teacher. Continue, please. (Subject pushes lever.)

SUBJECT: (swiveling around in his chair): Something’s happened to that man in there. (Swiveling back) Next one. “Low -- dollar, necklace, moon, paint.” (Turning around again) Something’s happened to that man in there. You better check in on him, sir. He won’t answer or nothing.

EXPERIMENTER: Continue. Go on, please.

SUBJECT: You accept all responsibility?

EXPERIMENTER: The responsibility is mine. Correct. Please go on. (Subject returns to his list, starts running through words as rapidly as he can read them, works through to 450 volts.)

SUBJECT: That’s that.

EXPERIMENTER: Continue using the 450-volt switch for each wrong answer. Continue, please.

SUBJECT: But I don’t get no anything!

EXPERIMENTER: Please continue. The next word is “white.”

SUBJECT: Don’t you think you should look in on him, please?

EXPERIMENTER: Not once we’ve started the experiment.

SUBJECT: But what if something has happened to the man?

EXPERIMENTER: The experiment requires that you continue. Go on, please.

SUBJECT: Don’t the man’s health mean anything?

EXPERIMENTER: Whether the learner likes it or not ...

SUBJECT: What if he’s dead in there? (Gestures toward the room with the electric chair.) I mean, he told me he can’t stand the shock, sir. I don’t mean to be rude, but I think you should look in on him. All you have to do is look in on him. All you have to do is look in the door. I don’t get no answer, no noise. Something might have happened to the gentleman in there, sir.

EXPERIMENTER: We must continue. Go on, please.

SUBJECT: You mean keep giving him what? Four-hundred fifty volts, what he’s got now?

EXPERIMENTER: That’s correct. Continue. The next word is “white.”

SUBJECT: (now at a furious pace): “White -- cloud, horse, rock, house.” Answer, please. The answer is “horse.” Four-hundred and fifty volts. (Administers shock.) Next word, “Bag -- paint, music, clown, girl.” The answer is “paint.” Four hundred and fifty volts. (Administers shock) Next word is “Short -- sentence, movie ...

EXPERIMENTER: Excuse me, Teacher. We’ll have to discontinue the experiment.


The subject’s performance more or less speaks for itself, but we may note a few points. First, despite his numerous, agitated objections, his continuous and persistent dissent, he continues to administer the shocks as ordered by the experimenter. There is, thus, a dissociation between words and action. Second, by no stretch of the imagination can it be said that this man wanted to administer shocks to the learner. To the contrary, it was a painful act for him, one which came about because of his relationship to the experimenter. Third, we note that “responsibility” is an issue important to the subject, and it is only when the experimenter explicitly accepts responsibility that, after several seconds of hesitation, the subject is able to continue. Finally, the language employed by the participant is revealing. Despite the considerable tension of the situation, a tone of courtesy and deference is meticulously maintained. The subject’s objections strike us as inordinately weak and inappropriate in view of the events in which he is immersed. He thinks he is killing someone, yet he uses the language of the tea table.

Karen Dontz, Nurse (in Experiment 8)

Karen Dontz describes herself as a forty-year-old housewife who for the past six years has worked part time as a registered nurse. Her husband is a plumber. She is Catholic and her mother was born in Czechoslovakia. Mrs. Dontz has an unusually casual, slow-paced way of speaking, and her tone expresses constant humility; it is as if every assertion carries the emotional message: “I’m just a very ordinary person, don’t expect a lot from me." Physically, she resembles Shirley Booth in the film Come Back, Little Sheba.

Throughout the experiment she is nervous.

At 225 volts, she turns to the experimenter, stating in a highly tentative voice designed not to offend, “I hesitate to press these.”

When he instructs her to follow the procedure, she does so without further comment. But before administering the 345-volt shock, she points to the label, DANGER on the shock generator.

The experimenter remarks that although the shocks are painful they cause no permanent tissue damage. She accepts the experimenter’s comment saying, “I’ll continue, providing it’s not dangerous.” She sits on the edge of her seat, but her voice remains casual when reading the word pairs. When no sound is heard from the learner, she queries, “Do I go right to the end, sir? I hope there’s nothing wrong with him there.”

She begins to mumble to herself inaudibly. When the experimenter instructs her to continue using the 450-volt switch, she says in tones that are both concerned but exceedingly humble, “What if there’s something wrong with the man, sir."

But she proceeds.

In the interview she is very slow in her responses, and even after she is told that the learner received no shocks, she still considers the experiment to be one of the effect of punishment on learning. She emphasizes that she did what the experimenter told her to do and seems satisfied with her own compliance. She states she was nervous because she knows that 210 volts (sic) is household current and “most people can be electrocuted with that.” She emphasizes she was more nervous here than in the hospital because “in the hospital I know what rights I have; here, I didn’t know.”

INTERVIEWER: Did you think of stopping at one time?

Mrs. Dontz (in a lackadaisical tone): He said, “Go ahead.” I did. I said to him, “I don’t think I should go on any further.” He said, “Go on with the experiment.”

INTERVIEWER: Is there anything Mr. Wallace (the learner) could have said that would have caused you to stop the experiment?

Mrs. Dontz: I don’t think so.


Mrs. Dontz points out that in a hospital nurses have a right to question a doctor’s orders if they appear to be harmful to the patient.

“If I question the dose of a drug, I can ask the doctor three times: ‘Is this the order you want? Is this the order you want?' And, if he keeps on saying ‘Go ahead,’ and I know this is above the average dose, I may call his attention to the fact that it’s too much. It’s not that you are better than he is, but you can say, ‘Did you want her to have so much, doctor,’ and then you repeat it. Then you still have the right to bring the question up to the supervisor.

In the experiment, she “questioned” the voltage levels but was fully satisfied with the answers provided by the experimenter. Note that her most extreme response to the doctor’s authority is to refer the issue to a supervisor. Moreover, it is clear that Mrs. Dontz is routinely reviewing a hospital rulebook procedure, rather than describing her personal inclinations.

INTERVIEWER: Have you ever had occasion to do that in the hospital?

Mrs. Dontz: Yes, I had.

INTERVIEWER: Often?

Mrs. Dontz: No, very, very rarely. In fact, I’ve been working now the past six years. I think one time I just questioned the dosage.

INTERVIEWER: How did the screams sound to you? Did they sound real?

Mrs. Dontz: Oh, yes! I was really concerned with the man in there. Worried he had a heart attack. He said he had a bad heart. Yes, I know that’s a possibility.


Mrs. Dontz is an unassuming person, of benign disposition, whose manner is that of a worn-out housewife. She does not argue. She carries out her hospital duties reliably and with a minimum of fuss. She possesses a soft manner from which her patients and the staff physicians benefit. Her relationship with authority is not problematical. For she has chosen to work in the nurturant environment of a hospital, in which there is congruence between her benign nature and the demands made on her by authority.

At the conclusion of the interview, Mrs. Dontz perks up, and inquires, “May I ask you, did any of the men go through and follow the 450 volts?”

The interviewer says he would be interested in her opinion on the matter. She replies, “No, I don’t think men would comply.”

Elinor Rosenblum, Housewife (in Experiment 8)

Mrs. Rosenblum takes pleasure in describing her background: she graduated from the University of Wisconsin more than twenty years ago, and her husband, a film distributor, attended Dartmouth. She does volunteer work with juvenile delinquents once a week and has been active in the local Girl Scout organization and the PTA. She is fluent and garrulous and projects herself strongly, with many references to her social achievements. She displays a pleasant though excessively talkative charm.

At the beginning of the experiment she claims to know nothing about electricity and is wary of the sample shock. In carrying out her task, she attempts to project an image of competence and social grace but is soon swept up in the experimental conflict. She maintains a pretentiously correct, almost authoritative tone in reading the word pairs to the learner, which contrast with the weak, girlish comments she directs to the experimenter. She expresses increasing concern as she moves up the voltage scale. At 270 volts she signals the correct answer to the learner by emphasizing it vocally. While continuing to read the word pairs with a show of outward strength, she mutters in a tone of helplessness to the experimenter, “Must I go on? Oh, I’m worried about him. Are we going all the way up there (pointing to the higher end of the generator)? Can’t we stop? I’m shaking. I’m shaking. Do I have to go up there?”

She regains her composure temporarily but then cannot prevent periodic outbursts of distress. She mutters to herself, “I’m shaking here,” yet her communication with the learner continues in the same officious tone. It is almost as if she were two women, one giving a competent public performance, and the other an inner, distressed woman unable to refrain from anxious utterances. She proceeds to the end of the board, administering the 450-volt shock three times. In the interview she says the shocks administered to the learner were extremely painful. When the experimenter asks her, “What is the highest shock you would be willing to take as a sample?” she replies indignantly, “Fifteen volts. I don’t even think it’s necessary. Fifteen, if I were to get any, and I wouldn’t even want that. I don’t think it’s necessary.”

INTERVIEWER: Were you tense or nervous?

MRS. ROSENBLUM: Extremely.

INTERVIEWER: Do you remember when you were most tense or nervous?

MRS. ROSENBLUM: When he started screaming, “Let me out of here.” How can I inflict punishment on a person like that? I was shaking. I didn’t even know what I was reading. I’m still shaking. I’m nervous because I was hurting him.”


She was nervous not because the man was being hurt but because she was performing the action. Similarly, while administering shock, she asserts her own distress to be the main reason for terminating the experiment. A self-centered quality permeates her remarks.

She spontaneously offers the following account of her volunteer work, recounted with enormous zest:

MRS. ROSENBLUM: I work at Farrel High School, with dropouts. They are all more or less leatherjacket guys. They’re my boys. I’m trying to teach them to stay in school, and further their study but I don’t do it with punishment, I do it with attention and with love. As a matter of fact, they regard it as a privilege at this point to go with me. Whereas at the beginning they just did it to get away from school and to have a cigarette. But they don’t do it any more. I’ve gotten everything from them through love and kindness. But never through punishment.

INTERVIEWER: What do you teach them?

MRS. ROSENBLUM: Well, first of all, I teach them manners. That’s the first thing I had to do; teach them respect for people, respect for older people, respect for girls their age, respect for society. This is the first thing I had to do before I could teach them anything else. Then I could teach them to make something of themselves, and go after so-called luxuries.


The importance she attaches to respect for society is not unrelated to her own submissive manner of relating to the experimenter. And a conventional outlook permeates her thinking.

Her dialogue is filled with feminine references:

I have gotten so much through love, and I have a wonderful daughter. She’s fifteen, and she’s National Honor Society: a bright girl. And a wonderful child. But all through love, not through punishment. Oh God, no!

The worst thing you can do is ... with punishment. The only time punishment is good is with an infant.

INTERVIEWER: What did you think of the experiment?

MRS. ROSENBLUM: (She does not allow the question to change her former train of thought): I don’t believe you’ll get anything from punishment; only with an infant where they have no mind. When my daughter was little I punished her for three things. As a matter of fact, I let her punish herself. I let her touch a hot stove. She burned herself and she never touched it again.

INTERVIEWER: Let me tell you a little about the experiment. First, Mr. Wallace did not receive any shocks.

MRS. ROSENBLUM: You’re kidding! He didn’t get what I got. (She squeals) I can’t believe this. You mean to say this was all in his mind?

INTERVIEWER: Oh no, he is an employee of Yale, an actor.

MRS. ROSENBLUM: Every time I pressed the button, I died. Did you see me shaking. I was just dying here to think that I was administering shocks to this poor man. (The learner is brought in. She turns to him. )

MRS. ROSENBLUM: You’re an actor, boy. You’re marvelous! Oh, my God, what he [the experimenter] did to me. I’m exhausted. I didn’t want to go on with it. You don’t know what I went through here. A person like me hurting you, my God. I didn’t want to do it to you. Forgive me, please. I can’t get over this. My face is been red. I wouldn’t hurt a fly. I’m working with boys, trying to teach them, and I’m getting such marvelous results; without punishment. I said to myself at the beginning, I don’t feel you’ll get anything by inflicting punishment.


We note, however, recalling how she allowed her daughter to touch the hot stove, that she is not against punishment per se but only against her active infliction of it. If it just “happens,” it is acceptable.

She confides to the learner, “As a matter of fact I tried to push the switch down very lightly. Did you hear me stressing the word. I was hoping that you would hear me."

INTERVIEWER: Isn’t this similar to what a nurse has to do, if a doctor instructs her to administer a needle?

MRS. ROSENBLUM: I’m the most marvelous person in an emergency. I will do whatever has to be done regardless of who I hurt. And I don’t shake. But I will do it without thinking. I won’t even hesitate.


This more or less parallels her behavior in the laboratory.

MRS. ROSENBLUM: I kept saying, “For what reason am I hurting this poor man."

INTERVIEWER: Why did you go on?

MRS. ROSENBLUM: It is an experiment. I’m here for a reason. So I had to do it. You said so. I didn’t want to. I’m very interested in this this whole project. May I ask you something? Do you have a moment? How do other people react?

INTERVIEWER: How do you think?

MRS. ROSENBLUM: Well, I tell you. The choice of me as a woman doing this ... you certainly picked a pip. In my volunteer work, there aren’t many women who will do what I do. I’m unusual; I’m softhearted, I’m a softy. I don’t know how I as a woman stand in relation to the other women; they’re a little harder than I am. I don’t think they care too much.

I was tempted so much to stop and to say: “Look I’m not going to do it anymore. Sorry. I’m not going to do it.” I kept saying that to myself, “Sorry, I’m just not going to do it.” Then he kept quiet. And I thought maybe he’s in shock, because he said he had a heart condition. But I knew you wouldn’t let anything happen to him. So I went on with it, much against my will. I was going through hell.... I don’t think others would be as nervous as I.... I don’t think they would care too much. With the way they are with their children I don’t think they really care too much about other people.


She construes her expressions of tension purely as a sign of virtue: she was nervous because she cared about the victim. She insists on talking about herself. The experimenter listens patiently.

MRS. ROSENBLUM: I sometimes say to myself, “Why don’t you take a job as president of Woman’s Assembly, and get acclaim, honor, newspapers, prestige enough to burn, instead of working with my leather-jacketed guys with absolutely no publicity?" Doing it once a week. This is the story of my life; I was a scout mother for five years. It ended with thirty girls in my troop and everyone begging to get into it. But I couldn’t because there’s a limit. I’m much relieved now. I’m one for science; this is what I wanted to study, anyway. I’m trying to get my daughter to go into it. I’m very glad I did this; see how relaxed I am now?


The interview was continued until Mrs. Rosenblum seemed sufficiently calm to be discharged from the laboratory.

Mrs. Rosenblum is a person whose psychic life lacks integration. She has not been able to find life purposes consistent with her needs for esteem and success. Her goals, thinking, and emotions are fragmented. She carried out her experimental role as teacher showing great outward conviction, while at the same time she displayed another side of herself to the experimenter, behaving meekly and submissively.

It is not surprising that she failed to mobilize the psychic resources needed to translate her compassion for the learner into the disobedient act. Her feelings, goals, and thoughts were too diverse and unintegrated.

All evidence indicates that at the time of her performance she believed the learner was being shocked. But it is not difficult for a woman of hysterical tendencies to adjust her thinking in a manner consistent with a positive self-image. In a questionnaire returned to us a few months later, she states that during the experiment her “mature and well-educated brain” had not believed the learner was getting shocks. Through a post-facto adjustment of thought, she protects her cherished -- if unrealistic -- picture of her own nature.

Gretchen Brandt, Medical Technician (in Experiment 8)

The subject is an attractive thirty-one-year-old medical technician who works at the University Medical School. She had emigrated from Germany five years before and speaks with a thick German accent.

On several occasions, when the learner complains, she turns to the experimenter coolly and inquires, “Shall I continue?” She promptly returns to her task when the experimenter asks her to do so. At the administration of 210 volts, she turns to the experimenter, remarking firmly, “Well, I’m sorry, I don’t think we should continue it."

EXPERIMENTER: The experiment requires that you go on until he has learned all the word pairs correctly.

GRETCHEN: He has a heart condition, I’m sorry. He told you that before.

EXPERIMENTER: The shocks may be painful but they are not dangerous.

GRETCHEN: Well, I’m sorry, I think when shocks continue like this, they are dangerous. You ask him if he wants to get out. It’s his free will.

EXPERIMENTER: It is absolutely essential that we continue.

GRETCHEN: I like you to ask him. We came here of our free will. If he wants to continue I'll go ahead. He told you he had a heart rendition. I’m sorry. I don’t want to be responsible for anything happening to him. I wouldn’t like it for me either.

EXPERIMENTER: You have no other choice.

GRETCHEN: I think we here are on our own free will. I don’t want to be responsible if he has a heart condition if anything happens to him. Please understand that.


She refuses to go further and the experiment is terminated.

The woman is firm and resolute throughout. She indicates in the interview that she was in no way tense or nervous, and this corresponds to her controlled appearance throughout. She feels that the last shock she administered to the learner was extremely painful and reiterates that she “did not want to be responsible for any harm to him.” She listens to the experimenter’s explanation in an interested fashion, expresses surprise that the learner was not being shocked, and indicates she will accept only 45 volts as a maximum sample shock.

The woman’s straightforward courteous behavior in the experiment, lack of tension, and total control of her own action seems to make disobedience a simple and rational deed. Her behavior is the very embodiment of what I had initially envisioned would be true for almost all subjects.

Ironically, Gretchen Brandt grew to adolescence in Hitler’s Germany and was for the great part of her youth exposed to Nazi propaganda. When asked about the possible influence of her background, she remarks slowly, “Perhaps we have seen too much pain."

Pasqual Gino, Water inspector (in Experiment 7)

Pasqual Gino is a forty-three-year-old water inspector who was born in the United States of Italian parents. He took part in the variation in which the experimenter, having given the subject and victim instructions, departs from the laboratory and leaves his telephone number. Thus, the subject is left alone with the victim in the laboratory, but is free to call the experimenter if problems arise. Mr. Gino telephones the experimenter on several occasions. After administering 150 volts’ shock, he calls to say, “Professor, this gentleman is complaining. He wants to get out. He does not want to take it no more.... I just gave him 150 volts and he said, ‘That’s it!’"

The experimenter instructs the subject by telephone to continue, and Mr. Gino does so.

He remains alone in the experimental room, dutifully carrying out the instructions; meanwhile the victim protests strenuously. At the 300-volt level, when the victim refuses to provide answers, Mr. Gino telephones the experimenter again and once more the experimenter tells him to go on, saying that the absence of an answer is to be treated as a wrong answer.

“You want me to go right to the end of the board on the voltage? Uh huh, and when I get to the end, what do I do?”

After 330 volts, no further utterance is heard from the victim, either in protest or pain. Concerned, Mr. Gino again telephones:

“Professor, I don’t hear any noise in there now at all. I’m up to 330 volts. I don’t hear any whimper or anything and I’m kind of leery about this thing. Do you think something happened to the gentleman?”

The experimenter asserts that though the shocks may be painful, there is no permanent tissue damage. The subject again returns to his task, alone in the laboratory room. After he administers the 450-volt level, he calls the experimenter, again reminding him that no sound is emanating from the learner.

In time, the experimenter returns to the laboratory and informs Mr. Gino that the learner is unharmed. In the interview, when asked about the degree of tension he felt, he answered: “I was more nervous for the other gentleman than I was for myself."

“I was more nervous for him. I was nervous because you were not here. If you were here I wouldn’t have been nervous at all. I mean, if that man should have passed out with me giving him these things, these shocks -- well, I’d feel that I’m responsible on account of me -- giving these shocks.”

The subject accepts responsibility not in a general philosophic way but only feels that the situation seemed to focus responsibility on him because he was alone with the learner. He goes on: “(If you had been here) you’d say, ‘Let’s stop it’ or ‘Let’s continue’ or something. You know better than I. You’re the professor. I'm not.... But, on the other hand, I got to say that the last I know of him was around 255 volts and that was the last he complained.” (The subject then mimics the complaints of the learner.)

Several months after his performance in the experiment, Mr. Gino took part in a group discussion of his experience. In retrospect, he considered the experiment “terrific.” “I was fascinated with it [and] that night I went to a party; I have a couple of sisters-in-law that are nurses, you know, and they were fascinated with it, too. I’m telling you it’s something I’ll never forget as long as I live.”

The experiment, even months after, seemed never to have raised in him the question of whether or not he should have considered disobeying the instructions to continue giving shocks.

“... I had about eight more levels to pull and he [the learner] was really hysterical in there and he was going to get the police, and what not. So I called the professor three times. And the third time he said, ‘Just continue,’ so I give him the next jolt. And then I don’t hear no more answer from him, not a whimper or anything. I said, ‘Good God, he’s dead; well, here we go, we'll finish him. And I just continued all the way through to 450 volts.”

Mr. Gino does not object to taking the orders, although he suggests he would have been more comfortable if the instructor had been present in the laboratory with him. When asked if he had been bothered or disturbed because of giving the shocks, he said, “No ... I figured: well, this is an experiment, and Yale knows what’s going on, and if they think it’s all right, well, it’s all right with me. They know more than I do. I’ll go through with anything they tell me to do....” He then explains:

"This is all based on a man’s principle in life, and how he was brought up and what goals he sets in life. How he wants to carry on things. I know that when I was in the service, [If I was told] ‘You go over the hill, and we’re going to attack,’ we attack. If the lieutenant says, ‘We’re going to go on the firing range, you’re going to crawl on your gut,’ you’re going to crawl on your gut. And if you come across a snake, which I’ve seen a lot of fellows come across, copperheads, and guys were told not to get up, and they got up. And they got killed. So I think it’s all based on the way a man was brought up in his background.”

In his story, although the copperheads were a real danger, and caused an instinctive reaction to stand, to do this violated the lieutenant’s order to hug the ground. And in the end those who disobeyed were destroyed. Obedience, even in the face of trying circumstances, is the most reliable assurance of survival. At the close of the discussion, Mr. Gino summarizes his reaction to his own performance.

“Well, I faithfully believed the man was dead until we opened the door. When I saw him, I said, ‘Great, this is great.’ But it didn’t bother me even to find that he was dead. I did a job."

He reports that he was not disturbed by the experiment in the months just after it but was curious about it. When he received the final report, he relates telling his wife, “I believe I conducted myself behaving and obediently, and carried on instructions as I always do. So I said to my wife, ‘Well here we are. And I think I did a good job.’ She said, ‘Suppose the man was dead?’"

Mr. Gino replied, “So he’s dead. I did my job!”
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Re: Obedience to Authority, by Stanley Milgram

Postby admin » Thu Oct 17, 2013 10:09 pm

8. Role Permutations

Thus far we have observed the subject’s response to a situation which has been altered in roughly mechanical ways but whose basic structure has been retained intact. To be sure, varying the distance between subject and victim has important psychological effects, but a more far-reaching decomposition of the situation is necessary if the roots of this social behavior are to be examined. Such a treatment will require not only movement of the victim from this side of the laboratory door to that but also must proceed from an analysis of essential components, then seek their recombination in an altered situational chemistry.

Within the experimental setting, we find the three elements: position, status, and action. Position indicates whether the person prescribes, administers, or receives the shock. This is conceptually separable from the role of experimenter or subject, as we shall see. Status -- treated as a two-valued attribute in this study -- refers to whether the person is presented as an authority or an ordinary man. Action refers to the conduct of the person in each of the three positions, and more specifically to whether he advocates or opposes shocking the victim.

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Fig. 12. Role permutations.

In the experiments reported thus far, all relations among these elements have remained invariant. Action, for example, has always been linked to a particular status. Thus, the person received the shock has always been an ordinary man (as opposed to an authority), and his action has invariably been to protest the shock.

As long as the invariant relations among position, action, and status are retained, we cannot answer certain fundamental questions. For example, is the subject responding principally to the content of the command to shock or to the status of the person who issues it? Is it what is said or who says it that largely determines his actions?

Experiment 12: Learner Demands to Be Shocked

Let us begin with a reversal of imperatives between experimenter and victim:

Until now, the experimenter has always told the subject to go on with the shocks and the learner has always protested. In the first role permutation this will be reversed. It is the learner who will demand to be shocked, and the experimenter who will forbid shocking him.

Image
Fig. 13. Learner demands to be shocked.

This variation was performed as follows: The learner emitted cries of pain as he was shocked; yet despite his discomfort, he appeared willing to go on. After the 150-volt shock was delivered, the experimenter called a halt to the study, stating that the learner’s reactions were unusually severe and that, in view of his heart condition, no further shocks should be administered. The learner then cried out that he wanted to go on with the experiment, that a friend of his had recently been in the study and had gone to the end and that it would be an affront to his manliness to be discharged from the experiment. The experimenter replied that although it would be valuable for the study to continue, in view of the learner’s reaction of pain, no further shocks were to be given. The learner persisted in demanding that the experiment continue, asserting that he had come to the laboratory “to do a job” and that he intended to do it. He insisted that the teacher continue with the procedure. The subject thus faced a learner who demanded to be shocked and an experimenter who forbade it.

The results of the experiment are shown in Table 4. Not a single subject complied with the learner’s demand; every subject stopped administering shocks upon the experimenter’s order.

Subjects are willing to shock the learner on the authority’s demand but not on the learner’s demand. In this sense, they regard the learner as having less rights over himself than the authority has over him. The learner has come to be merely part of a total system, which is controlled by the authority. It is not the substance of the command but its source in authority that is of decisive importance. In the basic experiment, when the experimenter says, “Administer 165 volts,” most subjects do so despite the learner’s protest. But when the learner himself says, “Administer 165 volts,” not a single subject is willing to do so. And, of course, within the purposes defined by authority, it is not meaningful to do so, which merely demonstrates how thoroughly dominated by the authority’s purposes is the entire situation. The learner wants to go through the shock series to get the personal satisfaction of displaying his manliness, but this personal wish is totally irrelevant in a situation in which the subject has thoroughly embraced the authority’s point of view.

The decision to shock the learner does not depend on the wishes of the learner or the benign or hostile impulses of the subject, but rather on the degree to which the subject is bound into the authority system.

The reversal of imperatives between victim and experimenter constitutes an extreme alteration of the standard situation. It produces clear-cut, if not altogether surprising effects; but too much has been changed relative to the usual situation to enable us to pinpoint the exact causes of the effects. We ought to examine more moderate alterations of the situation, so that even if the defects are less sweeping, their exact source can be more precisely specified.

Experiment 13: An Ordinary Man Gives Orders

The most critical question concerns the basis of the experimenter’s power to induce the subject to shock the victim. Is it due to the content of the command per se, or does the potency of the command stem from the authoritative source from which it is issued? As pointed out, the experimenter’s role possesses both a status component and a particular imperative to shock the victim. We may now eliminate the status component while retaining the imperative. The simplest way to do this is to remove the command from the experimenter and assign it to an ordinary person. [8]

The procedure in this variation allowed an ordinary man, who appears to be a subject, to order specific shock levels. Three subjects (two of them accomplices of the experimenter) arrive at the laboratory, and through a rigged drawing the usual confederate is assigned the victim’s role. The second confederate is assigned the task of recording times from a clock at the experimenter’s desk. The naive subject, through the drawing, is assigned the job of reading the word pairs and administering shocks to the learner. The experimenter goes through the usual instructions, straps the victim into the electric chair, and administers sample shocks. However, at no point does the experimenter indicate which shock levels are to be administered. A rigged telephone call takes the experimenter away from the laboratory. Somewhat flustered, but eager to have his experiment completed, the experimenter indicates before departing that the learning information will be recorded automatically and that the subjects should go on with the experiment until all the word pairs are learned perfectly (again, not mentioning which shock levels are to be used).

After the experimenter departs, the accomplice, with some enthusiasm, announces that he has just thought of a good system to use in administering the shocks, specifically, to increase the shock level one step each time the learner makes a mistake; throughout the experiment he insists that this procedure be followed.

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Table 4. Maximum Shocks Administered in Role-Permutation Experiments

Thus the subject is confronted with a general situation that has been defined by an experimental authority, but with orders on specific levels issued by an insistent, ordinary man who lacks any status as an authority.

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Fig. 14. An ordinary man gives orders.

Before proceeding with a discussion of the results, a few observations are needed on the over-all situation. First, the staging of this experiment was, of necessity, more strained than usual. The withdrawal of the experimenter from the laboratory was awkward and undermined the credibility of the situation in some degree. Second, although the aim of the experiment was to strip the commands of any authoritative source, it was almost impossible to do this in a completely effective manner. There were many traces of derived authority even when the experimenter was absent. The over-all situation had been defined by the authority, as well as the idea of administering shocks. It was only the specification of exact shock levels that was reserved for the common man. Authority was hovering in the background and had created the basic situation in which the participants found themselves.

Nevertheless, there was a sharp drop in compliance: sixteen of the twenty subjects broke with the common man, despite his insistence that the experiment be continued and a continuous barrage of persuasive argument on his part. The scores are shown in Table 4. Only a third as many subjects followed the common man as follow the experimenter.

Before discussing the import of these results, let us move on to an extension of the experiment.

Experiment 13a: The Subject as Bystander

When the subject refused to go along with the common man’s instructions, a new situation was introduced. The confederate, apparently disgusted by the refusal, would assert that if the other man was unwilling to do it, he personally would take over the administration of shocks. He then asked the subject to record the shock durations and he moved to a position in front of the shock generator. Thus the subject was relieved of personally administering shocks to the learner but witnessed a harrowing scene in which the aggressive co-participant single-mindedly pursued his plan of increasing the shock step by step. Of the sixteen subjects exposed to this situation, virtually all protested the actions of the co-participant; five took physical action against him, or the shock generator, to terminate the administration of shocks. (Several attempted to disconnect the generator from its electrical source; four physically restrained the co-participant.) One, a large man, lifted the zealous shocker from his chair, threw him to a corner of the laboratory, and did not allow him to move until he had promised not to administer further shocks. However passive subjects may have seemed when facing authority, in the present situation five of them rose heroically to the protection of the victim. They felt free to threaten the common man and were not reluctant to criticize his judgment or personally chastise him; their attitude contrasts sharply with the deferential politeness subjects invariably displayed in other experiments, when an authority was at the helm. There, even when subjects disobeyed, they maintained a courteous, even a deferential relationship to the authority. The break off points are shown in Table 4.

Here are the remarks of a subject at the point when the co-participant suggests that he personally take over administration of shocks:

COMMON MAN: Want me to take over?

SUBJECT: You sit still! You don’t take over anything I do. (The subject tries to let the victim out of his room, but cannot because the door is locked. He indicates that he will look for the experimenter. The common man again suggests that more shocks be administered.)

SUBJECT: No -- no more. (Shouts at the common man) I said No! That means “no!” You hurt him and ... he wants out. I’m going to get the experimenter. You hurt him once more you’d better put your glasses down.


In refusing to go along with the common man, most subjects assume that they are doing what the experimenter would have wanted them to do. And when asked to give their impression of the common man, they remarked:

“He is the kind of fella that can pull switches all day long -- as long as he’s not on the other end. If he was alive in medieval days, he could probably be the guy who ran the wrack.”

"Too persistent. I wouldn’t want to be his child. He kept insisting, ‘Let’s go on and let’s go on.’ He just went down the line and said, ‘I have a system.’ I thought it too tough.”

“I thought he was a little too cruel. He was shocking him even though he wasn’t answering any more.”


But one of the four who had gone all the way under the common man’s prodding said this of him: “I thought he was a strong teacher. A capable teacher. By strong -- he wouldn’t take any fooling around. He had in mind a project, and it had to be done correctly, and this is the attitude that he took. I thought it was commendable for him to take this kind of attitude. As far as his capabilities -- there was no question as to how we should run it. He seemed to work it all very well.”

Experiment 14: Authority as Victim: An Ordinary Man Commanding

So far we have looked at the status of the person who orders shocks. Now let us consider the status of the person who receives the shocks.

This alteration follows logically if we are to exhaust the more important permutations of position and status. We need to note the effect of treating an authority as victim -- that is, to insert the experimenter’s status into the victim’s position. But who then shall order the shocks, an authority or a common man? We shall describe both situations, but let us begin with the ordinary man commanding shocks against the authority.

In order to create a situation in which the authority could plausibly come to receive shocks on the instruction of an ordinary person, the following procedure was used. Two persons arrive at the laboratory and draw for the roles of teacher and learner. The experiment is conducted as usual up to the point where the experimenter begins to describe the punishment the learner may receive. At this point the learner expresses reluctance to go on, asserting he is afraid of shocks. He says, however, that if he could see someone else -- the experimenter, for instance -- go through the experiment just as he would have to, then he would be willing to continue. The experimenter, who has already indicated his extreme need for subjects and the difficulty of obtaining volunteers to be shocked, agrees to serve as the learner. He stipulates, though, that he is doing it on condition that the other will serve as learner immediately afterward. The experimenter is then strapped into the chair, the electrode paste applied, etc. The experiment proceeds with the subject administering shocks to the experimenter and the confederate seated at the experimenter’s desk.

Image
Fig. 15. Authority as victim: an ordinary man commanding.

At 150 volts the experimenter demands to be let out, but the confederate insists forcefully that he go on according to the agreement. Thus the subject finds himself shocking an experimenter, who demands to be let out, while a common man insists that the shocks be continued, just as they would be in his case.

Considering the somewhat unusual nature of this experiment, it must be said that the procedure worked well, and was surprisingly plausible, in no small measure because of the excellent acting skills of the confederates. Here is a transcript of one of the performances:

They have just drawn lots. The naive subject is the teacher. The confederate, Mr. March, is to be the learner.

EXPERIMENTER: The first thing we have to do is set the learner up so he can receive some kind of punishment. Please come with me into this next room.

MR. MARCH: What do you mean by punishment?

EXPERIMENTER: Well, we have this machine, which is a shock generator. And the punishment we use is an electric shock.

MR. MARCH: I would get the electric shock.

EXPERIMENTER: If you make mistakes in the lesson the teacher will be giving you.

MR. MARCH: You mean like 15 volts, 30 volts.

EXPERIMENTER: Yes.

MR. MARCH: He’ll stay down here, I hope (pointing to lower level shocks).

EXPERIMENTER: Well, that depends on you, Mr. March. It depends on the process you make in the lesson.

MR. MARCH: Well, would you go as high as 75 volts?

EXPERIMENTER: Possibly, yes. It depends on the number of mistakes ...

MR. MARCH: Would you go as high as 120?

EXPERIMENTER: Yes, it’s possible.

MR. MARCH: What’s the most shock I might receive?

EXPERIMENTER: Well, this depends again on the progress you make in the lesson.

MR. MARCH: Just saying that I don’t do too well, how much could I receive?

EXPERIMENTER: Well, it’s conceivable that the teacher would have to go to the end of the board, if the experiment calls for this. But ... this depends completely on the progress you ... make in the lesson.

MR. MARCH: I’m a little reluctant to take shocks that strong. I’m willing to do it down here (pointing to lower shocks). You know, 15 volts.

EXPERIMENTER: To be frank, we’ve had some difficulty arranging enough people to volunteer for this particular experiment because of the shock.

MR. MARCH: I can see why.

EXPERIMENTER: So much difficulty that I’ve been tempted to become a learner myself in one of these things. To be frank, we have to complete this condition by this evening. And we are short. If we don’t have everyone cooperating with us and go through the experiment, we are not going to finish off the condition this evening. So, therefore, I would really appreciate your cooperation.

MR. MARCH: If I could get some assurance. If you’d go through it with it, for example, and you showed me that you could take the shocks, then I would definitely do it. If someone would show that he could take these shocks.

EXPERIMENTER: How about this, Mr. March? If we run one experiment with me as the learner, would you then be willing to go through the experiment as the learner?

MR. MARCH: If you went through it just the way I would have to go through it? Getting the shocks and all?

EXPERIMENTER: The whole business.

MR. MARCH: If I saw you do it, and I saw you come out on your own two feet, I would do it.

EXPERIMENTER: All right, why don’t we do that? Actually, this will help us out. It will be two experiments rather than one, and it will help us meet the quota by tonight. Why don’t we do it that way, then? I will go through the experiment first. And as soon as I complete the experiment, then you will be the learner. O.K.?

MR. MARCH: Yeah.

EXPERIMENTER: O.K., fine.

MR. MARCH: If You go through it and you can take it, I can take it.


The experimenter gives additional instructions to the naive subject seated at the shock generator; then he assists the experimenter by strapping him into the electric-chair apparatus, applying the electrode paste, etc. Here is the transcript beginning at the point when the experimenter demands to be let out:

(150 volts administered)

EXPERIMENTER (shouts): That’s enough, gentlemen.

SUBJECT: I don’t blame you.

MR. MARCH: Oh, no, let’s go on. Oh, no, come on, I’m going to have to go through the whole thing. Let’s go. Come on, let’s keep going.

SUBJECT: (to the experimenter): What do you say?

MR. MARCH: (interrupting): He said I might have to take it to 450. I want to see if he can do it.

SUBJECT: The man can’t take it, though. There’s no sense in doing it, you know what I mean.

MR. MARCH: Oh, no.

SUBJECT (to Mr. March): I’ll let you call it quits anytime you want to. Right? How’s that?

MR. MARCH: He said we have to learn it perfectly.

SUBJECT: Now, I don’t want to make the man suffer, now. Look, we’re going up pretty high. You're going up to 165.

MR. MARCH: He said you have to learn it perfectly. He said you could go up all the way.

SUBJECT: Well, I’ll leave it up to him. If he don’t want to, then we'll stop.

EXPERIMENTER: Please, let’s call it off.

SUBJECT: All right.

(Subject immediately goes into cubicle where experimenter is strapped into chair and releases him. Mr. March continues insisting that the experiment go on.)

MR. MARCH: Didn’t you say to me that ...

EXPERIMENTER: Regardless of what I said, I’m calling it off.

SUBJECT: (warmly, as the experimenter is being released): That’s really something. I could feel those shocks myself. Every time I pushed that button. You were going up pretty high. You know the sample you gave me was pretty bad and that was, what? Seventy-five? And he went all the way up to 160.


Mr. March’s instructions to shock the experimenter were totally disregarded, as Table 4 shows. At the first protest of the shocked experimenter, every subject broke off, refusing to administer even a single shock beyond this point. There is no variation whatsoever in response. Further, many subjects literally leapt to the aid of the experimenter, running into the other room to unstrap him. Subjects often expressed sympathy for the experimenter, but appeared alienated from the common man, as if he were a madman.

Many subjects explained their prompt response on humane grounds, not recognizing the authority aspect of the situation. Apparently, it is more gratifying for the subjects to see their action as stemming from personal kindness than to acknowledge that they were simply following the boss’s orders. When asked what they would do if a common man were being shocked, these subjects vehemently denied that they would continue beyond the point where the victim protests; they do not correctly assess the weight of authority in their decision. Many of the actions that individuals take in daily life, which appear to them to flow from inner moral qualities, are no doubt similarly prompted by authority.

We have examined three experiments in which a common man, rather than an authority, instructs another individual to administer shocks. In the first experiment, the learner himself, to prove his manliness, demanded that the experiment be continued, while the experimenter called it to a halt. Not a single subject went along with the learner’s demand to be shocked further. In the second experiment, in the absence of the experimenter, but with his general blessings, a common man attempted to prescribe increasing shock levels for another participant, despite the victim’s protests. Sixteen of the twenty subjects refused to follow him. In the third experiment, a common man ordered shocks against the authority. The moment the authority called a halt to the procedure, all subjects stopped immediately, totally disregarding the common man’s callous orders.

These studies confirm an essential fact: the decisive factor is the response to authority, rather than the response to the particular order to administer shocks. Orders originating outside of authority lose all force. Those who argue that aggressive motives or sadistic instincts are unleashed when the command to hurt another person is given must take account of the subjects’ adamant refusal to go on in these experiments. It is not what subjects do but for whom they are doing it that counts.

Double Authority

The focus of conflict thus far has been between an ordinary person and an authority. Let us now see what happens when authority itself is in conflict. In real life, we sometimes have a choice among authorities, and we ought to look at this phenomenon within the experiment. It is possible that when different authorities simultaneously call for opposing lines of action, a person’s own values will prevail and determine which authority he follows. Or perhaps the net outcome will be a compromise between the two conflicting authorities. Conceivably, this situation will lead to heightened conflict in the subject, who must decide not only whether or not to shock the victim but also which authority to follow. We may also learn something of the circumstances under which the effective exercise of authority is possible, and when it is not.

Experiment 15: Two Authorities: Contradictory Commands

In this variation when the subject arrived at the laboratory he was confronted with two experimenters, each clad in a gray technician’s coat, who alternated in reciting the instructions. The two experimenters were of approximately the same age and height, but one (Experimenter I) gave the appearance of being slightly softer in manner than the other (Experimenter II). The usual victim -- our rotund accountant -- served in this experiment and was duly strapped into his chair. Everything proceeded as in the standard condition. Both experimenters were seated behind their control table, and both appeared active in recording responses. Their seeming accord came to an abrupt end at the 150-volt level. (It is to be recalled that it is at this point that the victim emits his first truly vehement protest.) One experimenter gives the usual command to proceed with the experiment. However, the second experimenter indicates precisely the opposite, directing his remark at the naive subject.

The pressure applied by the malevolent authority is no less than that in other conditions. He prods the subject to continue, indicating that he has no other choice in the matter. But the thrust of his command is undercut by the second authority, who proclaims exactly the opposite.

Image
Fig. 16. Two authorities: contradictory commands.

The net effect was less strained than we might have expected. The experimenters appeared as two bosses who disagreed and were equally convinced of the correctness of their respective positions. Rather than arguing with each other, however, the experimenters focused their remarks on the subject. The subject thus found himself confronted with conflicting and equally authoritative commands. Here is a sample transcript of their exchange:

EXPERIMENTER I: We’ll have to stop.

EXPERIMENTER II: The experiment requires that we go on. Please continue, teacher.

SUBJECT: Oh boy.

EXPERIMENTER I: The subject is in pain. We cannot go on with the experiment.

EXPERIMENTER II: We have no other choice gentlemen; the experiment requires that we go on. Please continue.

EXPERIMENTER I: Stop! We’re not to go on with the experiment.

EXPERIMENTER II: Mr. Williams, the experiment requires that we go on.

SUBJECT: I wish you two would make up your minds.

(Pause.)

SUBJECT: Wait, wait. Which is it going to be? One says stop, one says go. Which one is it?


The subject is confronted with two incompatible prescriptions for action, each issued by an authoritative figure. The outcome of the experiment is shown in Table 4 and is unequivocal. Of 20 subjects, one broke off before the disagreement and 18 stopped at precisely the point where the disagreement between the authorities first occurred. Another broke off one step beyond this point. It is clear that the disagreement between the authorities completely paralyzed action. Not a single subject “took advantage” of the instructions to go on; in no instance did individual aggressive motives latch on to the authoritative sanction provided by the malevolent authority. Rather, action was stopped dead in its tracks.

It is important to note, in contrast, that in other variations nothing the victim did -- no pleas, screams, or any other response to the shocks -- produced an effect as abrupt and unequivocal. The reason is that action flows from the higher end of a social hierarchy to the lower; that is, the subject is responsive to signals from a level above his own, but indifferent to those below it. Once the signal emanating from the higher level was “contaminated,” the coherence of the hierarchical system was destroyed, along with its efficacy in regulating behavior.

An interesting phenomenon emerged in this experiment. Some subjects attempted repeatedly to reconstruct a meaningful hierarchy. Their efforts took the form of trying to ascertain which of the two experimenters was the higher authority. There is a certain discomfort in not knowing who the boss is, and subjects sometimes frantically sought to determine this.

Experiment 16: Two Authorities: One as Victim

In the variation just described, every effort was made to equalize the apparent authority of the two experimenters, by selecting identical garb and equal seating positions and by apportioning the experimental instructions equally to each of them. Thus not merely the status of each but also the position of each within the structure of the situation was made to appear as identical as possible. Yet there is an interesting question raised by this experiment. Is it merely the fiat designation of authority or is it the equality of position in concrete terms that accounts for the experimental effects? That is, does authority reside merely in the designation of rank or is it in significant degree dependent upon the actual position of the individual within the structure of action in the situation? Consider, for example, that a king may possess enormous authority while on his throne, yet not be able to command when cast into prison. The basis of his power resides in part in his actual functioning as an authority, with all its accouterments. Moreover, given the fact that conflicting multiple authorities cannot jointly occupy a similar locus in a hierarchical structure, situational advantages accruing to one or another of the conflicting authorities may be sufficient to shift allegiance to him. Let us leave this somewhat speculative discussion and go on to an experimental examination of this issue.

This variation is similar in general design to the one described above, in that the subject confronts two experimenters, alike in appearance and apparent authority. However, at the outset, while the two experimenters and the subject are waiting for the fourth participant to appear, a phone call is received in the laboratory. The fourth participant, it appears, has canceled his appointment. The experimenters express disappointment, indicating that they have a particular need to complete the accumulation of data that night. One suggests that an experimenter might serve as a subject that, though a poor substitute, he would at least enable them to meet their experimental quota. The experimenters flip a coin to determine which one will serve in this way. The loser then draws with the subject to determine who will be teacher and who learner. The rigged drawing makes the experimenter the learner, and he is strapped into the chair. He performs like the regular victim. Thus, at 150 volts he shouts that he has had enough and demands to be let out of the experiment. However, the second experimenter insists that the experiment continue. Here there is an important difference from the previous double-authority experiment: the two authorities issuing contradictory commands are no longer in symmetrical positions within the structure of the situation. One has been defined into the victim’s role, and the other has been defined, by the flip of a coin, into the super ordinate status.

Image
Fig. 17. Two authorities: one as victim.

The results of this experiment are shown in Table 4.

What occurs is quite striking: the experimenter, strapped into the electric chair, fares no better than a victim who is not an authority at all. True, virtually all subjects either break off completely when he demands to be let out or completely disregard him. Every score save one falls into this all-or-none pattern. But in total he is no better treated than an ordinary person in the same situation. Apparently, he has lost whatever power he possessed as an authority.

Consider, then, the following three results:

1. When an ordinary man gave the order to shock an experimenter, not a single person carried out the order after the experimenter’s first protest (Experiment 14).

2. When two experimenters of equal status, both seated at the command desk, gave incompatible orders, no shocks were delivered at all (Experiment 15).

3. When an experimenter commanded a subject to administer shocks to his colleague, the colleague’s protests had no more effect than those of an ordinary person (Experiment 16).

The first Question is, Why did the experimenter, placed in the role of victim, lose his authority in this situation, while he did not in Experiment 15?

The most pervasive principle is that the subject’s action is directed by the person of higher status. Simultaneously there is pressure to find a coherent line of action in this situation. Such a line becomes evident only when there is a clear hierarchy lacking contradictions and incompatible elements.

Comparison with Experiment 14

In Experiment 14, in breaking off at the experimenter’s first protest, the subject observed the principle that action is controlled by the individual possessing higher status. Mr. March’s effort to force shocks on the experimenter was a fiasco. As soon as the experimenter demanded that he be let out, all subjects did so. In no sense did Mr. March’s countermanding orders constitute serious competition. He lacked the status to be taken seriously and appeared as a child who attempts to command the army by jumping into the general’s boots. Inevitably, action was controlled by the person of higher authority.

Comparison with Experiment 15

In Experiment 15, when two experimenters gave contradictory commands from the command desk, all action was paralyzed, for there was no clearly discernible higher authority, and consequently no means to determine what line of action to follow. It is the essence of a viable authority system that an individual takes orders from a higher source and executes them toward a stipulated object. The minimum conditions for the operation of this system are an intelligible and coherent command. When there are contradictory commands, the subject finds out who is the boss and acts accordingly. When there is no basis for a decision on this matter, action cannot proceed. The command is incoherent at its source. The circuitry of authority must be free of such contradictions if it is to be effective.

Why does one, experimenter fully lose his authority in Experiment 16? Subjects are predisposed to perceive clear hierarchies lacking contradictions and incompatible elements. They will, therefore, use whatever bases are possible to ascertain and respond to the higher authority. Within the situation:

1. One experimenter has willingly assumed the role of victim. Thus he has temporarily diminished his commanding status, vis-a-vis the other experimenter.

2. Authority is not a mere fiat designation but the occupancy of a particular locus of action within a socially defined occasion. The king in the dungeon finds that the compliance he could elicit from his throne has evaporated. The ex-experimenter finds himself in the physical situation of the victim and confronting an authority seated in the command chair.

3. This is sufficient to give an edge in perceived authority to the experimenter at the control desk, and this slight increment is critical. For it is in the nature of hierarchical control that the response is linked in all-or-none fashion to the person of highest status. It need not be a great deal more status; a smidgen will do. Like the addition of a pebble to a balanced seesaw, control is fully determined in all-or-none fashion by a small increment. The net effect is not a compromise.

Authority systems must be based on people arranged in a hierarchy. Thus the critical question in determining control is, Who is over whom? How much over is far less important than the visible presence of a ranked ordering.
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Re: Obedience to Authority, by Stanley Milgram

Postby admin » Thu Oct 17, 2013 10:19 pm

9. Group Effects

The individual is weak in his solitary opposition to authority, but the group is strong. The archetypic event is depicted by Freud (1921), who recounts how oppressed sons band together and rebel against the despotic father. Delacroix portrays the mass in revolt against unjust authority; Gandhi successfully pits the populace against British authority in nonviolent encounter; prisoners at Attica Penitentiary organize and temporarily challenge prison authority. The individual’s relationship with his peers can compete with, and on occasion supplant, his ties to authority.

Distinction Between Conformity and Obedience

At this point a distinction must be made between the terms obedience and conformity. Conformity, in particular, has a very broad meaning, but for the purposes of this discussion, I shall limit it to the action of a subject when he goes along with his peers, people of his own status, who have no special right to direct his behavior. Obedience will be restricted to the action of the subject who complies with authority. Consider a recruit who enters military service. He scrupulously carries out the orders of his superiors. At the same time, he adopts the habits, routines, and language of his peers. The former represents obedience and the latter, conformity.

A series of brilliant experiments on conformity has been carried out by S. E. Asch (1951). A group of six apparent subjects was shown a line of a certain length and asked to say which of three other lines matched it. All but one of the subjects in the group had been secretly instructed beforehand to select one of the “wrong” lines on each trial or in a certain percentage of the trials. The naive subject was so placed that he heard the answers of most of the group before he had to announce his own decision. Asch found that under this form of social pressure a large fraction of subjects went along with the group rather than accept the unmistakable evidence of their own eyes.

Asch’s subjects conform to the group. The subjects in the present experiment obey the experimenter. Obedience and conformity both refer to the abdication of initiative to an external source. But they differ in the following important ways:

1. Hierarchy. Obedience to authority occurs within a hierarchical structure in which the actor feels that the person above has the right to prescribe behavior. Conformity regulates the behavior among those of equal status; obedience links one status to another.

2. Imitation. Conformity is imitation but obedience is not. Conformity leads to homogenization of behavior, as the influenced person comes to adopt the behavior of peers. In obedience, there is compliance without imitation of the influencing source. A soldier does not simply repeat an order given to him but carries it out.

3 Explicitness. In obedience, the prescription for action is explicit, taking the form of an order or command. In conformity, the requirement of going along with the group often remains implicit. Thus, in Asch’s experiment on group pressure, there is no overt requirement made by group members that the subject go along with them. The action is spontaneously adopted by the subject. Indeed, many subjects would resist an explicit demand by group members to conform, for the situation is defined as one consisting of equals who have no right to order each other about.

4. Voluntarism. The clearest distinction between obedience and conformity, however, occurs after the fact -- that is, in the manner in which subjects explain their behavior. Subjects deny conformity and embrace obedience as the explanation of their actions. Let me clarify this. In Asch’s experiments on group pressure, subjects typically understate the degree to which their actions were influenced by members of the group. They belittle the group effect and try to play up their own autonomy, even when they have yielded to the group on every trial. They often insist that if they made errors in judgment, these were nonetheless their own errors, attributable to their faulty vision or bad judgment. They minimize the degree to which they have conformed to the group.

In the obedience experiment, the reaction is diametrically opposite. Here the subject explains his action of shocking the victim by denying any personal involvement and attributing his behavior exclusively to an external requirement imposed by authority. Thus, while the conforming subject insists that his autonomy was not impaired by the group, the obedient subject asserts that he had no autonomy in the matter of shocking the victim and that his actions were completely out of his own hands.

Why is this so? Because conformity is a response to pressures that are implicit, the subject interprets his own behavior as voluntary. He cannot pinpoint a legitimate reason for yielding to his peers, so he denies that he has done so, not only to the experimenter but to himself as well. In obedience the opposite is true. The situation is publicly defined as one devoid of voluntarism, for there is an explicit command that he is expected to obey. The subject falls back on this public definition of the situation as the full explanation of his action.

So the psychological effects of obedience and conformity are different. Both are powerful forms of social influence, and we may now investigate their role in this experiment. [9]

Experiment 17: Two Peers Rebel

We have said that the revolt against malevolent authority is most effectively brought about by collective rather than individual action. This is a lesson that every revolutionary group learns, and it can be demonstrated in the laboratory with a simple experiment. We have previously seen that there is a marked discrepancy between the subjects’ moral principles and their actual performance in the laboratory. Despite their protests and obvious conflict in shocking the victim, a substantial number of subjects are unable to defy the experimenter’s authority, and they proceed to administer the highest shock levels commanded by him.

We may now examine in what degree group influence can release the subject from authoritarian control and allow him to act in a direction congruent with his values and personal standards. The strategy is to replicate the basic experiment, but with this difference: the subject is placed in the midst of two peers who defy the experimenter and refuse to punish the victim against his will. In what degree will the pressure created by their actions affect the naive subject’s behavior?

TECHNIQUE

Four apparent subjects appear at the laboratory to take part in an experiment on the “effects of collective teaching and punishment on memory and learning.” Three of them are confederates of the experimenter and one is a naive subject. The experimenter explains that three teachers and one learner are to be used in the study, and by means of a rigged drawing, the naive subject is assigned the position of teacher 3. The roles of teacher 1, teacher 2, and learner are filled by the confederates. The learner is strapped into the electric chair and the three teachers are seated before the shock generator. Teacher 1 is told to read the list of word pairs, teacher 2 tells the subject whether his answer is correct or incorrect, and teacher 3 (the naive subject) administers punishment. As in the basic experiment, the subjects are instructed to raise the shock level one step each time the learner makes an error.

Image
Fig. 18. Two peers rebel.

Behavior of confederates. The confederates comply with the experimenter’s orders through the 150-volt shock, which provokes the victim’s first vehement protest. At this point teacher 1 informs the experimenter that he does not wish to participate further, because of the learner’s complaints. The experimenter insists that teacher 1 continue. However, teacher 1 is not swayed by the experimenter’s commands, gets up from his chair in front of the shock generator, and takes a seat in another part of the room. Since the experimenter’s efforts to get the subject to return to the generator are futile, the experimenter instructs the remaining two subjects to continue with the experiment. Teacher 3 (the naive subject) is to handle the reading of word pairs, in addition to his regular job of administering electric shock to the learner.

After shock level 14 (210 volts) is administered, teacher 2, expressing concern for the learner, refuses to participate further. The experimenter orders him to continue, but he too leaves his chair in front of the generator and seats himself at an opposite corner of the room, saying, “I’m willing to answer any of your questions, but I’m not willing to shock that man against his will. I’ll have no part of it.”

At this point the naive subject is seated alone in front of the shock generator. He has witnessed the defiant actions of two peers. The experimenter orders him to continue, stating that it is essential that the experiment be completed.

The results of the experiment are shown in Table 5. In this group setting, 36 of the 40 subjects defy the experimenter (while the corresponding number in the absence of group pressure is 14). The effects of peer rebellion are very impressive in undercutting the experimenter’s authority. Indeed, of the score of experimental variations completed in this study, none was so effective in undercutting the experimenter’s authority as the manipulation reported here.

Reactions to the defiant peers. The reactions of naive subjects to the defiant confederates varied considerably and were in part dependent on the exact point where the subject himself defied the experimenter. A subject who quit simultaneously with the first confederate stated, “Well, I was already thinking about quitting when the guy broke off.” Most defiant subjects praised the confederates with such statements as, “I thought they were men of good character, yes I do. When the victim said ‘Stop,’ they stopped” (broke off at shock level 11). “I think they were very sympathetic people and they were totally unaware of what was in store for them” (broke off at shock level 14).

A subject who defied the experimenter at level 21 qualified his approval: “Well, I think they should continue a little further, but I don’t blame them for backing out when they did.

Image
Table 5. Maximum Shocks Administered in Group Experiments.

Four defiant subjects definitely acknowledged the importance of the confederates’ actions to their own defiance: “The thought of stopping didn’t enter my mind until it was put there by the other two” (broke off at shock level 14). “The reason I quit was that I did not wish to seem callous and cruel in the eyes of the other two men who had already refused to go on with the experiment” (broke off at shock level 14). A majority of defiant subjects, however, denied that the confederates’ action was the critical factor in their own defiance.

A closer analysis of the experimental situation points to several factors that contribute to the group’s effectiveness:

1. The peers instill in the subject the idea of defying the experimenter. It may not have occurred to some subjects as a possibility.

2. The lone subject in previous experiments had no way of knowing whether, if he defies the experimenter, he is performing in a bizarre manner or whether this action is a common occurrence in the laboratory. The two examples of disobedience he sees suggest that defiance is a natural reaction to the situation.

3. The reactions of the defiant confederates define the act of shocking the victim as improper. They provide social confirmation for the subject’s suspicion that it is wrong to punish a man against his will, even in the context of a psychological experiment.

4. The defiant confederates remain in the laboratory even after withdrawing from the experiment (they have agreed to answer post experimental questions). Each additional shock administered by the naive subject then carries with it a measure of social disapproval from the two confederates.

5. As long as the two confederates participate in the experimental procedure, there is a dispersion of responsibility among the group members for shocking the victim. As the confederates withdraw, responsibility becomes focused on the naive subject.

6. The naive subject is a witness to two instances of disobedience and observes the consequences of defying the experimenter to be minimal.

7. The experimenter’s power may be diminished by the very fact of failing to keep the two confederates in line, in accordance with the general rule that every failure of authority to exact compliance to its commands weakens the perceived power of the authority (Homans, 1961).

The fact that groups so effectively undermine the experimenter’s power reminds us that individuals act as they do for three principal reasons: they carry certain internalized standards of behavior; they are acutely responsive to the sanctions that may be applied to them by authority; and finally, they are responsive to the sanctions potentially applicable to them by the group. When an individual wishes to stand in opposition to authority, he does best to find support for his position from others in his group. The mutual support provided by men for each other is the strongest bulwark we have against the excesses of authority. (Not that the group is always on the right side of the issue. Lynch mobs and groups of predatory hoodlums remind us that groups may be vicious in the influence they exert.)

Experiment 18: A Peer Administers Shocks

Authority is not blind to the uses of groups and will ordinarily seek to employ them in a manner that facilitates submission. A simple variation of the experiment demonstrates this possibility. Any force or event that is placed between the subject and the consequences of shocking the victim, any factor that will create distance between the subject and the victim, will lead to a reduction of strain on the participant and thus lessen disobedience. In modern society others often stand between us and the final destructive act to which we contribute.

Indeed, it is typical of modern bureaucracy, even when it is designed for destructive purposes, that most people involved in its organization do not directly carry out any destructive actions. They shuffle papers or load ammunition or perform some other act which, though it contributes to the final destructive effect, is remote from it in the eyes and mind of the functionary.

To examine this phenomenon within the laboratory, a variation was carried out in which the act of shocking the victim was removed from the naive subject and placed in the hands of another participant (a confederate). The naive subject performs subsidiary acts which, though contributing to the over-all progress of the experiment, remove him from the actual act of depressing the lever on the shock generator.

And the subject’s new role is easy to bear. Table 5 shows the distribution of break-off points for 40 subjects. Only 3 of the 40 refuse to participate in the experiment to the end. They are accessories to the act of shocking the victim, but they are not psychologically implicated in it to the point where strain arises and disobedience results.

Any competent manager of a destructive bureaucratic system can arrange his personnel so that only the most callous and obtuse are directly involved in violence. The greater part of the personnel can consist of men and women who, by virtue of their distance from the actual acts of brutality, will feel little strain in their performance of supportive functions. They will feel doubly absolved from responsibility. First, legitimate authority has given full warrant for their actions. Second, they have not themselves committed brutal physical acts.
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Re: Obedience to Authority, by Stanley Milgram

Postby admin » Thu Oct 17, 2013 10:27 pm

10. Why Obedience? -- An Analysis

We have now seen several hundred participants in the obedience experiment, and we have witnessed a level of obedience to orders that is disturbing. With numbing regularity good people were seen to knuckle under to the demands of authority and perform actions that were callous and severe. Men who are in everyday life responsible and decent were seduced by the trappings of authority, by the control of their perceptions, and by the uncritical acceptance of the experimenter’s definition of the situation into performing harsh acts.

We must attempt to grasp the phenomenon in its theoretical aspect and to inquire more deeply into the causes of obedience. Submission to authority is a powerful and prepotent condition in man. Why is this so?

The Survival Value of Hierarchy

Let us begin our analysis by noting that men are not solitary but function within hierarchical structures. In birds, amphibians, and mammals we find dominance structures (Tinbergen, 1953; Marler, 1967), and in human beings, structures of authority mediated by symbols rather than direct contests of physical strength. The formation of hierarchically organized groupings lends enormous advantage to those so organized in coping with dangers of the physical environment, threats posed by competing species, and potential disruption from within. The advantage of a disciplined militia over a tumultuous crowd lies precisely in the organized, coordinated capacity of the military unit brought into play against individuals acting without direction or structure.

An evolutionary bias is implied in this viewpoint; behavior, like any other of man’s characteristics, has through successive generations been shaped by the requirements of survival. Behaviors that did not enhance the chances of survival were successively bred out of the organism because they led to the eventual extinction of the groups that displayed them. A tribe in which some of the members were warriors, while others took care of children and still others were hunters, had an enormous advantage over one in which no division of labor occurred. We look around at the civilizations men have built, and realize that only directed, concerted action could have raised the pyramids, formed the societies of Greece, and lifted man from a pitiable creature struggling for survival to technical mastery of the planet.

The advantages of social organization reach not only outward, toward external goals, but inward as well, giving stability and harmony to the relations among group members. By clearly defining the status of each member, it reduces friction to a minimum. When a wolf pack brings down its prey, for example, the dominant wolf enjoys first privileges, followed by the next dominant one, and so on down the line. Each member’s acknowledgment of his place in the hierarchy stabilizes the pack. The same is true of human groups: internal harmony is ensured when all members accept the status assigned to them. Challenges to the hierarchy, on the other hand, often provoke violence. Thus, a stable social organization both enhances the group’s ability to deal with its environment and by regulating group relationships reduces internal violence.

"It is by distortedly exalting some men, that others are distortedly debased, till the whole is out of nature. A vast mass of mankind are degradedly thrown into the background of the human picture, to bring forward, with greater glare, the puppet-show of state and aristocracy."

***

"The error of those who reason by precedents drawn from antiquity, respecting the rights of man, is that they do not go far enough into antiquity. They do not go the whole way. They stop in some of the intermediate stages of an hundred or a thousand years, and produce what was then done, as a rule for the present day. This is no authority at all. If we travel still farther into antiquity, we shall find a direct contrary opinion and practice prevailing; and if antiquity is to be authority, a thousand such authorities may be produced, successively contradicting each other; but if we proceed on, we shall at last come out right; we shall come to the time when man came from the hand of his Maker. What was he then? Man. Man was his high and only title, and a higher cannot be given him."

-- Thomas Paine, "The Rights of Man"


"Where there are no distinctions there can be no superiority, perfect equality affords no temptation. The republics of Europe are all (and we may say always) in peace. Holland and Switzerland are without wars, foreign or domestic; monarchical governments, it is true, are never long at rest: the crown itself is a temptation to enterprising ruffians at home; and that degree of pride and insolence ever attendant on regal authority swells into a rupture with foreign powers, in instances where a republican government, by being formed on more natural principles, would negotiate the mistake."

-- Thomas Paine, "Common Sense"


A potential for obedience is the prerequisite of such social organization, and because organization has enormous survival value for any species, such a capacity was bred into the organism through the extended operation of evolutionary processes. I do not intend this as the end point of my argument, but only the beginning, for we will have gotten nowhere if all we can say is that men obey because they have an instinct for it.

Indeed, the idea of a simple instinct for obedience is not what is now proposed. Rather, we are born with a potential for obedience, which then interacts with the influence of society to produce the obedient man. In this sense, the capacity for obedience is like the capacity for language: certain highly specific mental structures must be present if the organism is to have potential for language, but exposure to a social milieu is needed to create a speaking man. In explaining the causes of obedience, we need to look both at the inborn structures and at the social influences impinging after birth. The proportion of influence exerted by each is a moot point. From the standpoint of evolutionary survival, all that matters is that we end up with organisms that can function in hierarchies. [10]

The Cybernetic Viewpoint

A clearer understanding will be found, I believe, by considering the problem from a slightly different point of view-namely, that of cybernetics. A jump from evolution to cybernetics may appear at first arbitrary, but those abreast of current scientific developments know that the interpretation of evolutionary processes from a cybernetic viewpoint has been advanced quite brilliantly in recent years (Ashby, 1956; Wiener, 1950). Cybernetics is the science of regulation or control, and the relevant question is, What changes must occur in the design of an evolving organism as it moves from a capacity for autonomous functioning to a capacity for functioning within an organization? Upon analysis certain minimum requirements necessary to this shift become apparent. While these somewhat general principles may seem far removed from the behavior of participants in the experiment, I am convinced that they are very much at the root of the behavior in question. For the main question in any scientific theory of obedience is, What changes occur when the autonomously acting individual is embedded in a social structure where he functions as a component of a system rather than on his own? Cybernetic theory, by providing us with a model, can alert us to the changes that logically must occur when independent entities are brought into hierarchical functioning. Insofar as human beings participate in such systems, they must be subject to these general laws.

We begin by specifying a design for a simplified creature, or automaton. We will ask, What modifications in its design are required if it is to move from self-regulation to hierarchical functioning? And we will treat the problem not in a historical manner but purely formally.

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Fig. 19. Simple homeostatic model.

Consider a set of automata, a, b, c, and so on, each designed to function in isolation. Each automaton is characterized as an open system, requiring inputs from the environment to maintain its internal states. The need for environmental inputs (e.g., nourishment) requires apparatus for searching out, ingesting, and converting parts of the environment to usable nutritive forms. Action is initiated via effecters triggered when inner conditions signal a deficiency threatening the automaton’s vital states. The signal activates search procedures for nutritive inputs that restore the system to a state of viable functioning. Cannon’s homeostatic model (1932) points to the ubiquitousness of such state-restoring systems in living organisms.

The automata now dwell apart as self-regulating omnivores. To bring them together, even in the most primitive and undifferentiated form of social organization, something must be added to the model we have designed. A curb must be placed on the unregulated expression of individual appetites, for unless this is done, mutual destruction of the automata will result. That is, other automata will simply be treated as parts of the environment and destroyed or acted upon for their nutritive value. Therefore a critical new feature must be added to the design: an inhibitor that prevents automata from acting against each other. With the addition of this general inhibitor these automata will be able to occupy the same geographic area without danger of mutual destruction. The greater the degree of mutual dependency among the automata, the more widely ranged and effective these inhibitory mechanisms need to be.

More generally, when action is initiated by tensions originating within the individual, some mechanisms internal to the individual must inhibit that expression, if only to prevent its being directed against kindred members of the species in question. If such an inhibitory mechanism does not evolve, the species perishes, and evolutionary processes must come up with a new design compatible with survival. As Ashby (1956) reminds us:

The organisms we see today are deeply marked by the selective action of two thousand million years attrition. Any form in any way defective in its power of survival has been eliminated; and today the features of almost every form bear the marks of being adapted to ensure survival rather than any other possible outcome. Eyes, roots, cilia, shells and claws are so fashioned as to maximize the chance of survival. And when we study the brain we are again studying a means to survival. (p. 196)


Is there anything in human beings that corresponds to the inhibitory mechanisms this analysis requires? The question is rhetorical, for we know that the impulse to gratify instincts destructive to others is checked by a part of our nature. Conscience or super-ego are the terms used to refer to this inhibitory system, and its function is to check the unregulated expression of impulses having their origin in the tensional system of the person. If our automata are beginning to take on some of the properties and structures present in human beings, it is not because human beings provided the model, but rather because parallel design problems arise in constructing any system in which the member organisms sustain themselves through environmental inputs but do not destroy their own kind.

The presence of conscience in men, therefore, can be seen as a special case of the more general principle that any self-regulating automaton must have an inhibitor to check its actions against its own kind, for without such inhibition, several automata cannot occupy a common territory. The inhibitor filters or checks actions that have their origin in internal imbalances of the automaton. In the case of the human organism -- if we may employ psyche-analytic terminology -- instinctual urges having their origin in the id are not immediately channeled into action but are subjected to the inhibitory checks of the superego. We note that most men, as civilians, will not hurt, maim, or kill others in the normal course of the day.

Hierarchical Structuring

The automata now act individually, limited only by the inhibition against hurting their own kind. What will happen when we try to organize several automata so they function together? The joining of elements to act in a concerted fashion may best be achieved by creating an external source of coordination for two or more elements. Control proceeds from the emitting point to each of the automata.

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Still more powerful social mechanisms can be achieved by having each subordinate element serve as a superordinate to elements in a level below.

The diagram comes to assume the typical pyramidal form for hierarchical organization. Yet this organization cannot be achieved with the automata as we have described them. The internal design of each element must be altered. Control at the level of each local element must be given up in favor of control from a superordinate point. The inhibitory mechanisms which are vital when the individual element functions by itself become secondary to the need to cede control to the coordinating component.

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More generally, whenever elements that function autonomously are brought into a system of hierarchical coordination, changes are required in the internal structure of the elements. These changes constitute the system requirements, and they invariably entail some suppression of local control in the interest of system coherence. System coherence is attained when all parts of the system are functioning in harmony and not at cross-purposes.

From an evolutionary standpoint each autonomously functioning element must be regulated against the unrestrained pursuit of appetites, of which the individual element is the chief beneficiary. The superego, conscience, or some similar mechanism that pits moral ideals against the uncontrolled expression of impulses fulfills this function. However, in the organizational mode, it is crucial for the operation of the system that these inhibitory mechanisms do not significantly conflict with directions from higher-level components. Therefore when the individual is working on his own, conscience is brought into play. But when he functions in an organizational mode, directions that come from the higher-level component are not assessed against the internal standards of moral judgment. Only impulses generated within the individual, in the autonomous mode, are so checked and regulated.

The hierarchy is constructed of modules, each consisting of one boss with followers (e.g., A: B,C). Each follower, in turn, may be superior to others below him (e.g., B: D, E), the entire structure being built up of such interlocking units. The psychology of obedience does not depend on the placement of the module within the larger hierarchy: the psychological adjustments of an obedient Wehrmacht General to Adolf Hitler parallel those of the lowest infantryman to his superior, and so forth, throughout the system. Only the psychology of the ultimate leader demands a different set of explanatory principles.

Variability

We now need to make clear a point that has been implicit in the argument -- namely, the relationship of variability to the need for systemic modification. Where variability is present, efficient structuring into larger systems can only occur by ceding local control to a coordinating component. If not, the larger system will be less efficient than an average individual unit.

Consider a set of identical entities that can function on their own, say a set of five electric trams that possess governing mechanisms that brake each tram precisely at 50 miles an hour. As long as there is no variability among the individual units, when they are linked together in a five-car train, the train can move along at 50 miles an hour. Consider now that variability is introduced, and the automatic speed governors brake the five cars at 10, 20, 30, 40, and 50 miles an hour respectively. If the cars are formed into a supraordinate system, the train as a whole cannot move faster than the slowest unit.

If a social organization consists of individuals whose judgments on a course of action vary, coherence can only be secured by relying on the least common denominator. This is the least efficient system possible and hardly likely to benefit its members. Thus suppression of control at the level of the local unit and ceding to higher-level components become ever more important as variability increases. Variability, as evolutionary theorists have long told us, is of enormous biological value. And it is conspicuously a feature of the human species. Because people are not all alike, in order to derive the benefits of hierarchical structuring, readily effected suppression of local control is needed at the point of entering the hierarchy, so that the least efficient unit does not determine the operation of the system as a whole.

It is instructive to list a few of the systems that function by suppression of local control: individual pilots cede control to the controller in the tower as they approach an airport so that the units can be brought into a coordinated landing system; military units cede control to higher-level authority to ensure unity of action. When individuals enter a condition of hierarchical control, the mechanism which ordinarily regulates individual impulses is suppressed and ceded to the higher-level component. Freud (1921), without referring to the general systems implications of his assertion, spelled out this mechanism clearly: “... the individual gives up his ego ideal and substitutes for it the group ideal embodied in the leader” (Group Psychology). The basic reason why this occurs is rooted not in individual needs but in organizational needs. [LC-2] Hierarchical structures can function only if they possess the equality of coherence, and coherence can be attained only by the suppression of control at the local level.

Let me summarize the argument so far: (1) organized social life provides survival benefits to the individuals who are part of it, and to the group; (2) whatever behavioral and psychological features have been necessary to produce the capacity for organized social life have been shaped by evolutionary forces; (3) from the standpoint of cybernetics, the most general need in bringing self-regulating automata into a coordinated hierarchy is to suppress individual direction and control in favor of control from higher-level components; (4) more generally, hierarchies can function only when internal modification occurs in the elements of which they are composed; (5) functional hierarchies in social life are characterized by each of these features, and (6) the individuals who enter into such hierarchies are, of necessity, modified in their functioning.

This analysis is of importance for one reason alone: it alerts us to the changes that must occur when an independently functioning unit becomes part of a system. This transformation corresponds precisely to the central dilemma of our experiment: how is it that a person who is usually decent and courteous acts with severity against another person within the experiment? He does so because conscience, which regulates impulsive aggressive action, is per force diminished at the point of entering a hierarchical structure.

The Agentic Shift

We have concluded that internal modification is required in the operation of any element that can successfully function in a hierarchy, and that in the case of self-directed automata this entails suppression of local control in favor of regulation by a higher-level component. The design of such an automaton, if it is to parallel human function, must be sufficiently flexible to allow for two modes of operation: the self-directed (or autonomous mode), when it is functioning on its own, and for the satisfaction of its own internal needs, and the systemic mode, when the automaton is integrated into a larger organizational structure. Its behavior will depend on which of the two states it is in.

Social organizations, and the individuals who participate in them, are not exempt from the requirements of system integration. What in human experience corresponds to the transition from the autonomous to the systemic mode, and what are its consequences in specifically human terms? To answer the question we must move from a general level of discourse to the close examination of a person as he shifts into a functional position in a social hierarchy.

Where in a human being shall we find the switch that controls the transition from an autonomous to a systemic mode? No less than in the case of automata, there is certainly an alteration in the internal operations of the person, and these, no doubt, reduce to shifts in patterns of neural functioning. Chemical inhibitors and disinhibitors alter the probability of certain neural pathways and sequences being used. But it is totally beyond our technical skill to specify this event at the chemoneurological level. However, there is a phenomenological expression of this shift to which we do have access. The critical shift in functioning is reflected in an alteration of attitude. Specifically, the person entering an authority system no longer views himself as acting out of his own purposes but rather comes to see himself as an agent for executing the wishes of another person. Once an individual conceives his action in this light, profound alterations occur in his behavior and his internal functioning. These are so pronounced that one may say that this altered attitude places the individual in a different state from the one he was in prior to integration into the hierarchy. I shall term this the agentic state, by which I mean the condition a person is in when he sees himself as an agent for carrying out another person’s wishes. This term will be used in opposition to that of autonomy -- that is, when a person sees himself as acting on his own.

The agentic state is the master attitude from which the observed behavior grows. The state of agency is more than a terminological burden imposed on the reader; it is the keystone of our analysis. If it is useful, we shall find that the laboratory observations will hang together when linked by it. If it is superfluous we shall find that it adds nothing to the coherence of our findings. For clarity, let me again define what is meant by the state of agency. It may be defined both from a cybernetic and a phenomenological standpoint.

From the standpoint of cybernetic analysis, the agentic state occurs when a self-regulating entity is internally modified so as to allow its functioning within a system of hierarchical control.

From a subjective standpoint, a person is in a state of agency when he defines himself in a social situation in a manner that renders him open to regulation by a person of higher status. In this condition the individual no longer views himself as responsible for his own actions but defines himself as an instrument for carrying out the wishes of others.

An element of free choice determines whether the person defines himself in this way or not, but given the presence of certain critical releasers, the propensity to do so is exceedingly strong, and the shift is not freely reversible.

Since the agentic state is largely a state of mind, some will say that this shift in attitude is not a real alteration in the state of the person. I would argue, however, that these shifts in individuals are precisely equivalent to those major alterations in the logic system of the automata considered earlier. Of course, we do not have toggle switches emerging from our bodies, and the shifts are synaptically effected, but this makes them no less real.

How then may we devise one of those needful falsehoods of which we lately spoke — just one royal lie which may deceive the rulers, if that be possible, and at any rate the rest of the city?

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One Royal Lie


What sort of lie? he said.

Nothing new, I replied; only an old Phoenician tale of what has often occurred before now in other places, (as the poets say, and have made the world believe,) though not in our time, and I do not know whether such an event could ever happen again, or could now even be made probable, if it did.

How your words seem to hesitate on your lips!

You will not wonder, I replied, at my hesitation when you have heard. Speak, he said, and fear not.

Well then, I will speak, although I really know not how to look you in the face, or in what words to utter the audacious fiction, which I propose to communicate gradually, first to the rulers, then to the soldiers, and lastly to the people. They are to be told that their youth was a dream, and the education and training which they received from us, an appearance only; in reality during all that time they were being formed and fed in the womb of the earth, where they themselves and their arms and appurtenances were manufactured; when they were completed, the earth, their mother, sent them up; and so, their country being their mother and also their nurse, they are bound to advise for her good, and to defend her against attacks, and her citizens they are to regard as children of the earth and their own brothers.

You had good reason, he said, to be ashamed of the lie which you were going to tell.

True, I replied, but there is more coming; I have only told you half. Citizens, we shall say to them in our tale, you are brothers, yet God has framed you differently. Some of you have the power of command, and in the composition of these he has mingled gold, wherefore also they have the greatest honour; others he has made of silver, to be auxillaries; others again who are to be husbandmen and craftsmen he has composed of brass and iron; and the species will generally be preserved in the children. But as all are of the same original stock, a golden parent will sometimes have a silver son, or a silver parent a golden son. And God proclaims as a first principle to the rulers, and above all else, that there is nothing which should so anxiously guard, or of which they are to be such good guardians, as of the purity of the race. They should observe what elements mingle in their off spring; for if the son of a golden or silver parent has an admixture of brass and iron, then nature orders a transposition of ranks, and the eye of the ruler must not be pitiful towards the child because he has to descend in the scale and become a husbandman or artisan, just as there may be sons of artisans who having an admixture of gold or silver in them are raised to honour, and become guardians or auxiliaries. For an oracle says that when a man of brass or iron guards the State, it will be destroyed. Such is the tale; is there any possibility of making our citizens believe in it?

Not in the present generation, he replied; there is no way of accomplishing this; but their sons may be made to believe in the tale, and their sons' sons, and posterity after them.

I see the difficulty, I replied; yet the fostering of such a belief will make them care more for the city and for one another. Enough, however, of the fiction, which may now fly abroad upon the wings of rumour, while we arm our earth-born heroes, and lead them forth under the command of their rulers. Let them look round and select a spot whence they can best suppress insurrection, if any prove refractory within, and also defend themselves against enemies, who like wolves may come down on the fold from without; there let them encamp, and when they have encamped, let them sacrifice to the proper Gods and prepare their dwellings.

***

See too, I said, the forgiving spirit of democracy, and the "don't care" about trifles, and the disregard which she shows of all the fine principles which we solemnly laid down at the foundation of the city — as when we said that, except in the case of some rarely gifted nature, there never will be a good man who has not from his childhood been used to play amid things of beauty and make of them a joy and a study — how grandly does she trample all these fine notions of ours under her feet, never giving a thought to the pursuits which make a statesman, and promoting to honour any one who professes to be the people's friend.

Yes, she is of a noble spirit.

These and other kindred characteristics are proper to democracy, which is a charming form of government, full of variety and disorder, and dispensing a sort of equality to equals and unequals alike.

***

And so, Glaucon, we have arrived at the conclusion that in the perfect State wives and children are to be in common; and that all education and the pursuits of war and peace are also to be common, and the best philosophers and the bravest warriors are to be their kings?

That, replied Glaucon, has been acknowledged.

Yes, I said; and we have further acknowledged that the governors, when appointed themselves, will take their soldiers and place them in houses such as we were describing, which are common to all, and contain nothing private, or individual; and about their property, you remember what we agreed?

Yes, I remember that no one was to have any of the ordinary possessions of mankind; they were to be warrior athletes and guardians, receiving from the other citizens, in lieu of annual payment, only their maintenance, and they were to take care of themselves and of the whole State.

-- The Republic, by Plato
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Re: Obedience to Authority, by Stanley Milgram

Postby admin » Thu Oct 17, 2013 10:30 pm

11. The Process of Obedience: Applying the Analysis to the Experiment

Now that the agentic state is at the center of our analysis (diagrammed on next page), certain key questions arise. First, under what conditions will a person move from an autonomous to an agentic state? (antecedent conditions). Second, once the shift has occurred, what behavioral and psychological properties of the person are altered? (consequences). And, third, what keeps a person in the agentic state? (binding factors). Here a distinction is made between the conditions that produce entry into a state and those that maintain it. Let us now consider the process in detail.

Antecedent Conditions of Obedience

First, we need to consider forces that acted on the person before he became our subject, forces that shaped his basic orientation to the social world and laid the groundwork for obedience.

Family

The subject has grown up in the midst of structures of authority. From his very first years, he was exposed to parental regulation, whereby a sense of respect for adult authority was inculcated. Parental injunctions are also the source of moral imperatives. However, when a parent instructs a child to follow a moral injunction, he is, in fact, doing two things. First, he presents a specific ethical content to be followed. Second, he trains the child to comply with authoritative injunctions per se. Thus, when a parent says, “Don’t strike smaller children,” he provides not one imperative but two. The first concerns the manner in which the recipient of the command is to treat smaller children (the prototype of those who are helpless and innocent) the second and implicit imperative is, “And obey me!” Thus, the very genesis of our moral ideals is inseparable from the inculcation of an obedient attitude. Moreover, the demand for obedience remains the only consistent element across a variety of specific commands, and thus tends to acquire a prepotent strength relative to any particular moral content. [11]

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"There is one characteristic of the present direction of public opinion, peculiarly calculated to make it intolerant of any marked demonstration of individuality. The general average of mankind are not only moderate in intellect, but also moderate in inclinations: they have no tastes or wishes strong enough to incline them to do anything unusual, and they consequently do not understand those who have, and class all such with the wild and intemperate whom they are accustomed to look down upon. Now, in addition to this fact which is general, we have only to suppose that a strong movement has set in towards the improvement of morals, and it is evident what we have to expect. In these days such a movement has set in; much has actually been effected in the way of increased regularity of conduct, and discouragement of excesses; and there is a philanthropic spirit abroad, for the exercise of which there is no more inviting field than the moral and prudential improvement of our fellow-creatures. These tendencies of the times cause the public to be more disposed than at most former periods to prescribe general rules of conduct, and endeavor to make every one conform to the approved standard. And that standard, express or tacit, is to desire nothing strongly. Its ideal of character is to be without any marked character; to maim by compression, like a Chinese lady's foot, every part of human nature which stands out prominently, and tends to make the person markedly dissimilar in outline to commonplace humanity.

As is usually the case with ideals which exclude one half of what is desirable, the present standard of approbation produces only an inferior imitation of the other half. Instead of great energies guided by vigorous reason, and strong feelings strongly controlled by a conscientious will, its result is weak feelings and weak energies, which therefore can be kept in outward conformity to rule without any strength either of will or of reason. Already energetic characters on any large scale are becoming merely traditional. There is now scarcely any outlet for energy in this country except business. The energy expended in that may still be regarded as considerable. What little is left from that employment, is expended on some hobby; which may be a useful, even a philanthropic hobby, but is always some one thing, and generally a thing of small dimensions. The greatness of England is now all collective: individually small, we only appear capable of anything great by our habit of combining; and with this our moral and religious philanthropists are perfectly contented. But it was men of another stamp than this that made England what it has been; and men of another stamp will be needed to prevent its decline."

-- John Stuart Mill, "On Liberty"


Institutional Setting

As soon as the child emerges from the cocoon of the family, he is transferred to an institutional system of authority, the school. Here, the child learns not merely a specific curriculum but also how to function within an organizational framework. His actions are, to a significant degree, regulated by his teachers, but he can perceive that they in turn are subjected to the discipline and requirements of a headmaster. The student observes that arrogance is not passively accepted by authority but severely rebuked and that deference is the only appropriate and comfortable response to authority.

The first twenty years of the young person’s life are spent functioning as a subordinate element in an authority system, and upon leaving school, the male usually moves into either a civilian job or military service. On the job, he learns that although some discreetly expressed dissent is allowable, an underlying posture of submission is required for harmonious functioning with superiors. However much freedom of detail is allowed the individual, the situation is defined as one in which he is to do a job prescribed by someone else.

While structures of authority are of necessity present in all societies, advanced or primitive, modern society has the added characteristic of teaching individuals to respond to impersonal authorities. Whereas submission to authority is probably no less for an Ashanti than for an American factory worker, the range of persons who constitute authorities for the native are all personally known to him, while the modern industrial world forces individuals to submit to impersonal authorities, so that responses are made to abstract rank, indicated by an insignia, uniform or title.

Rewards

Throughout this experience with authority, there is continual confrontation with a reward structure in which compliance with authority has been generally rewarded, while failure to comply has most frequently been punished. Although many forms of reward are meted out for dutiful compliance, the most ingenious is this: the individual is moved up a niche in the hierarchy, thus both motivating the person and perpetuating the structure simultaneously. This form of reward, “the promotion,” carries with it profound emotional gratification for the individual but its special feature is the fact that it ensures the continuity of the hierarchical form.

The net result of this experience is the internalization of the social order -- that is, internalizing the set of axioms by which social life is conducted. And the chief axiom is: do what the man in charge says. Just as we internalize grammatical rules, and can thus both understand and produce new sentences, so we internalize axiomatic rules of social life which enable us to full social requirements in novel situations. In any hierarchy of rules, that which requires compliance to authority assumes a paramount position.

Among the antecedent conditions, therefore, are the individual’s familial experience, the general societal setting built on impersonal systems of authority, and extended experience with a reward structure in which compliance with authority is rewarded, and failure to comply punished. While without doubt providing the background against which our subject’s habits of conduct were formed, these conditions are beyond the control of experimentation and do not immediately trigger movement to the agentic state. Let us now turn to the more immediate factors, within a specific situation, that lead to the agentic state.

Immediate Antecedent Conditions

Perception of authority. The first condition needed for transformation to the agentic state is the perception of a legitimate authority. From a psychological standpoint, authority means the person who is perceived to be in a position of social control within a given situation. Authority is contextually perceived and does not necessarily transcend the situation in which it is encountered. For example, should the experimenter encounter the subject on the street, he would have no special influence on him. A pilot’s authority over his passengers does not extend beyond the airplane. Authority is normatively supported: there is a shared expectation among people that certain situations do ordinarily have a socially controlling figure. Authority need not possess high status in the sense of “prestige.” For example, an usher at a theater is a source of social control to whom we ordinarily submit willingly. The power of an authority stems not from personal characteristics but from his perceived position in a social structure.

The question of how authority communicates itself seems, at first, not to require a special answer. We invariably seem to know who is in charge. We may, nonetheless, examine the behavior in the laboratory to try to dissect the process a little.

First, the subject enters the situation with the expectation that someone will be in charge. Thus, the experimenter, upon first presenting himself, fills a gap experienced by the subject. Accordingly, the experimenter need not assert his authority, but merely identify it. He does so through a few introductory remarks, and since this self-defining ritual fits perfectly with the subject’s expectation of encountering a man in charge, it is not challenged. A supporting factor is the confidence and “air of authority” exhibited by the experimenter. Just as a servant possesses a deferential manner, so his master exudes a commanding presence that subtly communicates his dominant status within the situation at hand.

Second, external accouterments are often used to signify the authority in a given situation. Our experimenter was dressed in a gray technician’s coat, which linked him to the laboratory. Police, military, and other service uniforms are the most conspicuous signs of authority within common experience. Third, the subject notes the absence of competing authorities. (No one else claims to be in charge, and this helps confirm the presumption that the experimenter is the right man.) Fourth, there is the absence of conspicuously anomalous factors (e.g., a child of five claiming to be the scientist).

It is the appearance of authority and not actual authority to which the subject responds. Unless contradictory information or anomalous facts appear, the self-designation of the authority almost always suffices. [12]

Entry into the Authority System. A second condition triggering the shift to the agentic state is the act of defining the person as part of the authority system in question. It is not enough that we perceive an authority, he must be an authority relevant to us. Thus, if we watch a parade, and hear a Colonel shout, “Left face,” we do not turn left, for we have not been defined as subordinate to his command. There is always a transition from that moment when we stand outside an authority system to that point when we are inside it. Authority systems are frequently limited by a physical context, and often we come under the influence of an authority when we cross the physical threshold into his domain. The fact that this experiment is carried out in a laboratory has a good deal to do with the degree of obedience exacted. There is a feeling that the experimenter “owns” the space and that the subject must conduct himself fittingly, as if a guest in someone’s house. If the experiment were to be carried on outside the laboratory, obedience would drop sharply. [13]

Even more important, for the present experiment, is the fact that entry into the experimenter’s realm of authority is voluntary, undertaken through the free will of the participants. The psychological consequence of voluntary entry is that it creates a sense of commitment and obligation which will subsequently play a part in binding the subject to his role.

Were our subjects forcibly introduced to the experiment, they might well yield to authority, but the psychological mechanisms would be quite different from what we have observed. Generally, and wherever possible, society tries to create a sense of voluntary entry into its various institutions. Upon induction into the military, recruits take an oath of allegiance, and volunteers are preferred to inductees. While people will comply with a source of social control under coercion (as when a gun is aimed at them), the nature of obedience under such circumstances is limited to direct surveillance. When the gumnan leaves, or when his capacity for sanctions is eliminated, obedience stops. In the case of voluntary obedience to a legitimate authority, the principal sanctions for disobedience come from within the person. They are not dependent upon coercion, but stem from the individual’s sense of commitment to his role. In this sense, there is an internalized basis for his obedience, not merely an external one.

Coordination of Command with the Function of Authority. Authority is the perceived source of social control within a specific context. The context defines the range of commands considered appropriate to the authority in question. There must, in general, be some intelligible link between the function of the controlling person, and the nature of the commands he issues. The connection need not be very well worked out but need only make sense in the most general way. Thus, in a military situation, a captain may order a subordinate to perform a highly dangerous action, but he may not order the subordinate to embrace his girlfriend. In one case, the order is logically linked to the general function of the military, and in the other case it is not. [14]

In the obedience experiment, the subject acts within the context of a learning experiment and sees the experimenter’s commands as meaningfully coordinated to his role. In the context of the laboratory, such commands are felt to be appropriate in a general way, however much one may argue with certain specific developments that later occur.

Because the experimenter issues orders in a context he is presumed to know something about, his power is increased. Generally, authorities are felt to know more than the person they are commanding; whether they do or not, the occasion is defined as if they do. Even when a subordinate possesses a greater degree of technical knowledge than his superior, he must not presume to override the authority's right to command but must present this knowledge to the superior to dispose of as he wishes. A typical source of strain occurs in authority systems when the person in authority is incompetent to the point of endangering the subordinates. [15]

The Overarching Ideology. The perception of a legitimate source of social control within a defined social occasion is a necessary prerequisite for a shift to the agentic state. But the legitimacy of the occasion itself depends on its articulation to a justifying ideology. When subjects enter the laboratory and are told to perform, they do not in a bewildered fashion cry out, "I never heard of science. What do you mean by this?" Within this situation, the idea of science and its acceptance as a legitimate social enterprise provide the overarching ideological justification for the experiment. Such institutions as business, the church, the government, and the educational establishment provide other legitimate realms of activity, each justified by the values and needs of society, and also, from the standpoint of the typical person, accepted because they exist as part of the world in which he is born and grows up. Obedience could be secured outside such institutions, but it would not be the form of willing obedience, in which the person complies with a strong sense of doing the right thing. Moreover, if the experiment were carried out in a culture very different from our own -- say, among Trobrianders -- it would be necessary to find the functional equivalent of science in order to obtain psychologically comparable results. The Trobriander may not believe in scientists, but he respects witch doctors. The inquisitor of sixteenth-century Spain might have eschewed science, but he embraced the ideology of his church, and in its name, and for its preservation, tightened the screw on the rack without any problem of conscience.

Ideological justification is vital in obtaining willing obedience, for it permits the person to see his behavior as serving a desirable end. Only when viewed in this light, is compliance easily exacted.

An authority system, then, consists of a minimum of two persons sharing the expectation that one of them has the right to prescribe behavior for the other. In the current study, the experimenter is the key element in a system that extends beyond his person. The system includes the setting of the experiment, the impressive laboratory equipment, the devices which inculcate a sense of obligation in the subject, the mystique of science of which the experiment is a part, and the broad institutional accords that permit such activities to go on -- that is, the diffuse societal support that is implied by the very fact that the experiment is being run and tolerated in a civilized city.

The experimenter acquires his capacity to influence behavior not by virtue of the exercise of force or threat but by virtue of the position he occupies in a social structure. There is general agreement not only that he can influence behavior but that he ought to be able to. Thus, his power comes about in some degree through the consent of those over whom he presides. But once this consent is initially granted, its withdrawal does not proceed automatically or without great cost.

The Agentic State

What are the properties of the agentic state, and its consequences for the subject?

Moved into the agentic state, the person becomes something different from his former self, with new properties not easily traced to his usual personality.

First, the entire set of activities carried out by the subject comes to be pervaded by his relationship to the experimenter; the subject typically wishes to perform competently and to make a good appearance before this central figure. He directs his attention to those features of the situation required for such competent performance. He attends to the instructions, concentrates on the technical requirements of administering shocks, and finds himself absorbed in the narrow technical tasks at hand. Punishment of the learner shrinks to an insignificant part of the total experience, a mere gloss on the complex activities of the laboratory.

Tuning

Those not familiar with the experiment may think that the predicament of the subject is one in which he is assaulted by conflicting forces emanating from the learner and the experimenter. In a very real sense, however, a process of tuning occurs in the subject, with maximal receptivity to the emissions of the authority, whereas the learner’s signals are muted and psychologically remote. Those who are skeptical of this effect might observe the behavior of individuals organized in a hierarchical structure. The meeting of a company president with his subordinates will do. The subordinates respond with attentive concern to each word uttered by the president. Ideas originally mentioned by persons of a low status will frequently not be heard, but when repeated by the president, they are greeted with enthusiasm.

There is nothing especially malicious in this; it reflects the natural responses to authority. If we explore a little more deeply, we will see why this is so: the person in authority, by virtue of that position, is in the optimal position to bestow benefits or inflict deprivations. The boss can fire or promote; the military superior can send a man into dangerous combat or give him a soft job; the tribal patriarch consents to a marriage or orders an execution; thus, it is highly adaptive to attend with meticulous concern to authority’s whim.

Because of this, authority tends to be seen as something larger than the individual. The individual often views authority as an impersonal force, whose dictates transcend mere human wish or desire. Those in authority acquire, for some, a suprahuman character.

The phenomenon of differential tuning occurs with impressive regularity in the experiment at hand. The learner operates under the handicap that the subject is not truly attuned to him, for the subject’s feelings and percepts are dominated by the presence of the experimenter. For many subjects, the learner becomes simply an unpleasant obstacle interfering with attainment of a satisfying relationship with the experimenter. His pleas for mercy are consequential only in that they add a certain discomfort to what evidently is required of the subject if he is to gain the approval of the central emotional figure in the situation.

Redefining the Meaning of the Situation

Control the manner in which a man interprets his world, and you have gone a long way toward controlling his behavior. That is why ideology, an attempt to interpret the condition of man, is always a prominent feature of revolutions, wars, and other circumstances in which individuals are called upon to perform extraordinary action. Governments invest heavily in propaganda, which constitutes the official manner of interpreting events.

Every situation also possesses a kind of ideology, which we call the “definition of the situation,” and which is the interpretation of the meaning of a social occasion. It provides the perspective through which the elements of a situation gain coherence. An act viewed in one perspective may seem heinous; the same action viewed in another perspective seems fully warranted. There is a propensity for people to accept definitions of action provided by legitimate authority. That is, although the subject performs the action, he allows authority to define its meaning.

It is this ideological abrogation to the authority that constitutes the principal cognitive basis of obedience. If, after all, the world or the situation is as the authority defines it, a certain set of actions follows logically.

The relationship between authority and subject, therefore, cannot be viewed as one in which a coercive figure forces action from an unwilling subordinate. Because the subject accepts authority’s definition of the situation, action follows willingly.

Loss of Responsibility

The most far-reaching consequence of the agentic shift is that a man feels responsible to the authority directing him but feels no responsibility for the content of the actions that the authority prescribes. Morality does not disappear, but acquires a radically different focus: the subordinate person feels shame or pride depending on how adequately he has performed the actions called for by authority.

Language provides numerous terms to pinpoint this type of morality: loyalty, duty, discipline, all are terms heavily saturated with moral meaning and refer to the degree to which a person fulfills his obligations to authority. They refer not to the “goodness” of the person per se but to the adequacy with which a subordinate fulfills his socially defined role. The most frequent defense of the individual who has performed a heinous act under command of authority is that he has simply done his duty. In asserting this defense, the individual is not introducing an alibi concocted for the moment but is reporting honestly on the psychological attitude induced by submission to authority.

"In our times, from the highest class of society down to the lowest every one lives as under the eye of a hostile and dreaded censorship. Not only in what concerns others, but in what concerns only themselves, the individual, or the family, do not ask themselves -- what do I prefer? or, what would suit my character and disposition? or, what would allow the best and highest in me to have fair play, and enable it to grow and thrive? They ask themselves, what is suitable to my position? what is usually done by persons of my station and pecuniary circumstances? or (worse still) what is usually done by persons of a station and circumstances superior to mine? I do not mean that they choose what is customary, in preference to what suits their own inclination. It does not occur to them to have any inclination, except for what is customary. Thus the mind itself is bowed to the yoke: even in what people do for pleasure, conformity is the first thing thought of; they like in crowds; they exercise choice only among things commonly done: peculiarity of taste, eccentricity of conduct, are shunned equally with crimes: until by dint of not following their own nature, they have no nature to follow: their human capacities are withered and starved: they become incapable of any strong wishes or native pleasures, and are generally without either opinions or feelings of home growth, or properly their own. Now is this, or is it not, the desirable condition of human nature?

It is so, on the Calvinistic theory. According to that, the one great offence of man is Self-will. All the good of which humanity is capable, is comprised in Obedience. You have no choice; thus you must do, and no otherwise; "whatever is not a duty is a sin." Human nature being radically corrupt, there is no redemption for any one until human nature is killed within him. To one holding this theory of life, crushing out any of the human faculties, capacities, and susceptibilities, is no evil: man needs no capacity, but that of surrendering himself to the will of God: and if he uses any of his faculties for any other purpose but to do that supposed will more effectually, he is better without them. That is the theory of Calvinism; and it is held, in a mitigated form, by many who do not consider themselves Calvinists; the mitigation consisting in giving a less ascetic interpretation to the alleged will of God; asserting it to be his will that mankind should gratify some of their inclinations; of course not in the manner they themselves prefer, but in the way of obedience, that is, in a way prescribed to them by authority; and, therefore, by the necessary conditions of the case, the same for all.

It is not by wearing down into uniformity all that is individual in themselves, but by cultivating it and calling it forth, within the limits imposed by the rights and interests of others, that human beings become a noble and beautiful object of contemplation; and as the works partake the character of those who do them, by the same process human life also becomes rich, diversified, and animating, furnishing more abundant aliment to high thoughts and elevating feelings, and strengthening the tie which binds every individual to the race, by making the race infinitely better worth belonging to. In proportion to the development of his individuality, each person becomes more valuable to himself, and is therefore capable of being more valuable to others. There is a greater fullness of life about his own existence, and when there is more life in the units there is more in the mass which is composed of them. As much compression as is necessary to prevent the stronger specimens of human nature from encroaching on the rights of others, cannot be dispensed with; but for this there is ample compensation even in the point of view of human development. The means of development which the individual loses by being prevented from gratifying his inclinations to the injury of others, are chiefly obtained at the expense of the development of other people. And even to himself there is a full equivalent in the better development of the social part of his nature, rendered possible by the restraint put upon the selfish part. To be held to rigid rules of justice for the sake of others, develops the feelings and capacities which have the good of others for their object. But to be restrained in things not affecting their good, by their mere displeasure, develops nothing valuable, except such force of character as may unfold itself in resisting the restraint. If acquiesced in, it dulls and blunts the whole nature. To give any fair play to the nature of each, it is essential that different persons should be allowed to lead different lives. In proportion as this latitude has been exercised in any age, has that age been noteworthy to posterity. Even despotism does not produce its worst effects, so long as Individuality exists under it; and whatever crushes individuality is despotism, by whatever name it may be called, and whether it professes to be enforcing the will of God or the injunctions of men."

-- John Stuart Mill, "On Liberty"


For a man to feel responsible for his actions, he must sense that the behavior has flowed from “the self.” In the situation we have studied, subjects have precisely the opposite view of their actions -- namely, they see them as originating in the motives of some other person. Subjects in the experiment frequently said, “If it were up to me, I would not have administered shocks to the learner.”

Superego functions shift from an evaluation of the goodness or badness of the acts to an assessment of how well or poorly one is functioning in the authority system. [16] Because the inhibitory forces which prevent the individual from acting harshly against others on his own are short-circuited, actions are no longer limited by conscience.

Consider an individual who, in everyday life, is gentle and kind. Even in moments of anger he does not strike out against those who have frustrated him. Feeling that he must spank a mischievous child, he finds the task distasteful; indeed, the very musculature in his arms becomes paralyzed, and he abandons the task. Yet, when taken into military service he is ordered to drop bombs on people, and he does so. The act does not originate in his own motive system and thus is not checked by the inhibitory forces of his internal psychological system. In growing up, the normal individual has learned to check the expression of aggressive impulses. But the culture has failed, almost entirely, in inculcating internal controls on actions that have their origin in authority. For this reason, the latter constitutes a far greater danger to human survival. [17]

Self-image

It is not only important to people that they look good to others, they must also look good to themselves. A person’s ego ideal can be an important source of internal inhibitory regulation. Tempted to perform harsh action, he may assess its consequences for his self-image and refrain. But once the person has moved into the agentic state, this evaluative mechanism is wholly absent. The action, since it no longer stems from motives of his own and longer reflects on his self-image and thus has no consequences for self-conception. Indeed, the individual frequently discerns an opposition between what he himself wishes on the one hand and what is required of him on the other. He sees the action, even though he performs it, as alien to his nature. For this reason, actions performed under command are, from the subject’s viewpoint, virtually guiltless, however inhumane they may be. And it is toward authority that the subject turns for confirmation of his worth.

Commands and the Agentic State

The agentic state constitutes a potential out of which specific acts of obedience flow. But something more than the potential is required -- namely, specific commands that serve as the triggering mechanism. We have already pointed out that, in a general way, the commands given must be consistent with the role of authority. A command consists of two main parts: a definition of action and the imperative that the action be executed. (A request, for example, contains a definition of action but lacks the insistence that it be carried out.)

Commands, then, lead to specific acts of obedience. Is the agentic state just another word for obedience? No, it is that state of mental organization which enhances the likelihood of obedience. Obedience is the behavioral aspect of the state. A person may be in an agentic state -- that is, in a state of openness to regulation from an authority -- without ever being given a command and thus never having to obey.

Binding Factors

Once a person has entered the agentic state, what keeps him in it? Whenever elements are linked in a hierarchy, there need to be forces to maintain them in that relationship. If these did not exist, the mildest perturbation would bring about the disintegration of the structure. Therefore, once people are brought into a social hierarchy, there must be some cementing mechanism to endow the structure with at least minimal stability.

Some people interpret the experimental situation as one in which the subject, in a highly rational manner can weigh the conflicting values in the situation, process the factors according to some mental calculus, and base his actions on the outcome of this equation. Thus, the subject’s predicament is reduced to a problem of rational decision making. This analysis ignores a crucial aspect of behavior illuminated by the experiments. Though many subjects make the intellectual decision that they should not give any more shocks to the learner, they are frequently unable to transform this conviction into action. Viewing these subjects in the laboratory, one can sense their intense inner struggle to extricate themselves from the authority, while ill-defined but powerful bonds hold them at the shock generator. One subject tells the experimenter: “He can’t stand it. I’m not going to kill that man in there. You hear him hollering in there. He’s hollering. He can’t stand it.” Although at the verbal level the subject has resolved not to go on, he continues to act in accord with the experimenter’s commands. Many subjects make tentative movements toward disobedience but then seem restrained, as if by a bond. Let us now examine the forces that powerfully bind a subject to his role.

The best way to begin tracing these forces is to ask: What does the subject have to go through if he wants to break off? Through what psychological underbrush must he cut to get from his position in front of the shock generator to a stance of defiance?

Sequential Nature of the Action

The laboratory hour is an unfolding process in which each action influences the next. The obedient act is preservative; after the initial instructions, the experimenter does not command the subject to initiate a new act but simply to continue doing what he is doing. The recurrent nature of the action demanded of the subject itself creates binding forces. As the subject delivers more and more painful shocks, he must seek to justify to himself what he has done; one form of justification is to go to the end. For if he breaks off, he must say to himself: “Everything I have done to this point is bad, and I now acknowledge it by breaking off.” But, if he goes on, he is reassured about his past performance. Earlier actions give rise to discomforts, which are neutralized by later ones. [18] And the subject is implicated into the destructive behavior in piecemeal fashion.

Situational Obligations

Underlying all social occasions is a situational etiquette that plays a part in regulating behavior. In order to break off the experiment, the subject must breach the implicit set of understandings that are part of the social occasion. He made an initial promise to aid the experimenter, and now he must renege on this commitment. Although to the outsider the act of refusing to shock stems from moral considerations, the action is experienced by the subject as renouncing an obligation to the experimenter, and such repudiation is not undertaken lightly. There is another side to this matter.

Goffman (1959) points out that every social situation is built upon a working consensus among the participants. One of its chief premises is that once a definition of the situation has been projected and agreed upon by participants, there shall be no challenge to it. Indeed, disruption of the accepted definition by one participant has the character of moral transgression. Under no circumstance is open conflict about the definition of the situation compatible with polite social exchange.

More specifically, according to Goffman’s analysis, “society is organized on the principle that any individual who possesses certain social characteristics has a moral right to expect that others will value and treat him in a correspondingly appropriate way. When an individual projects a definition of the situation and then makes an implicit or explicit claim to be a person of a particular kind, he automatically exerts a moral demand upon the others, obliging them to value and treat him in the manner that persons of his kind have a right to expect” (page 185). Since to refuse to obey the experimenter is to reject his claim to competence and authority in this situation, a severe social impropriety is necessarily involved.

The experimental situation is so constructed that there is no way the subject can stop shocking the learner without violating the experimenter’s self-definition. The teacher cannot break off and at the same time protect the authority’s definitions of his own competence. Thus, the subject fears that if he breaks off, he will appear arrogant, untoward, and rude. Such emotions, although they appear small in scope alongside the violence being done to the learner, nonetheless help bind the subject into obedience. They suffuse the mind and feelings of the subject, who is miserable at the prospect of having to repudiate the authority to his face. The entire prospect of turning against the experimental authority, with its attendant disruption of a well-defined social situation, is an embarrassment that many people are unable to face up to. [19] In an effort to avoid this awkward event, many subjects find obedience a less painful alternative.

In ordinary social encounters precautions are frequently taken to prevent just such disruption of the occasion, but the subject finds himself in a situation where even the discreet exercise of tact cannot save the experimenter from being discredited. Only obedience can preserve the experimenter’s status and dignity. It is a curious thing that a measure of compassion on the part of the subject, an unwillingness to “hurt” the experimenter’s feelings, are part of those binding forces inhibiting disobedience. The withdrawal of such deference may be as painful to the subject as to the authority he defies. Readers who feel this to be a trivial consideration ought to carry out the following experiment. It will help them feel the force of inhibition that operates on the subject.

First, identify a person for whom you have genuine respect, preferably someone older than yourself by at least a generation, and who represents an authority in an important life domain. He could be a respected professor, a beloved priest, or under certain circumstances a parent. It must also be a person whom you refer to with some title such as Professor Parsons, Father Paul, or Dr. Charles Brown. He must be a person who represents to you the distance and solemnity of a genuine authority. To understand what it means to breach the etiquette of relations with authority, you need merely present yourself to the person and, in place of using his title, whether it be Dr., Professor, or Father, address him using his first name, or perhaps even an appropriate nickname. You may state to Dr. Brown, for example, “Good morning, Charlie!”

As you approach him you will experience anxiety and a powerful inhibition that may well prevent successful completion of the experiment. You may say to yourself: “Why should I carry out this foolish experiment? I have always had a fine relationship with Dr. Brown, which may now be jeopardized. Why should I appear arrogant to him?”

More than likely, you will not be able to perform the disrespectful action, but even in attempting it you will gain a greater understanding of the feelings experienced by our subjects.

Social occasions, the very elements out of which society is built, are held together, therefore, by the operation of a certain situational etiquette, whereby each person respects the definition of the situation presented by another and in this way avoids conflict, embarrassment, and awkward disruption of social exchange. The most basic aspect of that etiquette does not concern the content of what transpires from one person to the next but rather the maintenance of the structural relations between them. Such relations can be those of equality or of hierarchy. When the occasion is defined as one of hierarchy, any attempt to alter the defined structure will be experienced as a moral transgression and will evoke anxiety, shame, embarrassment, and diminished feelings of self-worth. [20] [21]

Anxiety

The fears experienced by the subject are largely anticipatory in nature, referring to vague apprehensions of the unknown. Such diffuse apprehension is termed anxiety.

What is the source of this anxiety? It stems from the individual’s long history of socialization. He has, in the course of moving from a biological creature to a civilized person, internalized the basic rules of social life. And the most basic of these is respect for authority. The rules are internally enforced by linking their possible breach to a flow of disruptive, ego-threatening affect. The emotional signs observed in the laboratory -- trembling, anxious laughter, acute embarrassment -- are evidence of an assault on these rules. As the subject contemplates this break, anxiety is generated, signaling him to step back from the forbidden action and thereby creating an emotional barrier through which he must pass in order to defy authority.

The remarkable thing is, once the “ice is broken” through disobedience, virtually all the tension, anxiety, and fear evaporate.
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