Part 1 of 3
Keeping It Secret: The United Nations Operation in the Western Sahara
by Human Rights Watch
October 1995
Vol. 7, No. 7
SUMMARY
The conflict over the Western Sahara has defied resolution for over twenty years. As Spain prepared to withdraw from its colonial territory in 1975, Morocco stepped in and occupied most of the Western Sahara. What had begun as an issue of decolonization erupted into armed conflict, as the Popular Front for the Liberation of Saguia el Hamra and Rio de Oro (Polisario Front), the Western Saharan liberation movement, fought for independence from Morocco, and over 100,000 Western Saharan (Sahrawi) refugees fled to southwestern Algeria, where they settled in tent camps.
In 1988, both Morocco and the Polisario Front agreed to a United Nations (U.N.) Settlement Plan (the "Settlement Plan.") The plan, which the Security Council approved on April 29, 1991, called for a referendum, to be organized and conducted by the United Nations Mission for the Referendum in the Western Sahara (MINURSO).1 The referendum would ask Sahrawis to choose between independence or integration into Morocco. The U.N. would carry out an identification process to determine, based on a census conducted by Spain in 1974, who was eligible to vote in the referendum. After sixteen years of war, a cease-fire formally took effect in the Western Sahara in September 1991.
In August 1995, Human Rights Watch conducted a fact-finding mission to Tindouf, Algeria and to Laayoune, the capital of the Western Sahara. The objective of our visit was to investigate the human rights situation in these two regions. In Tindouf, we visited Sahrawi refugee camps, where we found conditions to be satisfactory, taking into account the difficulties posed by the climate and desolate location. We also visited two prisoner of war camps that house hundreds out of over two thousand Moroccan prisoners of war held by Polisario.2 Human Rights Watch had asked to visit all prisoner of war camps in Tindouf but this request was denied. Moroccan prisoners, who live in cramped, remote quarters in the harsh, desert climate, reported instances of ill-treatment by Polisario guards, inadequate food and long hours of compulsory and unpaid work, in violation of international standards. We also visited 184 elderly, wounded and disabled Moroccan former prisoners of war who were released by Polisario in 1989, as a humanitarian gesture, but have been denied the right to enter their own country by the Moroccan government. Eight released prisoners have died during the past six years.
Human Rights Watch also visited MINURSO headquarters in both Laayoune and Tindouf. Human Rights Watch takes no position on the issue of self-determination. Rather, our purpose was to investigate allegations that the voter identification process is not being carried out in an impartial and transparent manner and that conditions in the Western Sahara are not conducive to holding a free and fair referendum, as required by the Settlement Plan and agreed to by the parties.
Human Rights Watch has determined that Morocco, which is the stronger of the two parties both militarily and diplomatically, has regularly engaged in conduct that has obstructed and compromised the fairness of the referendum process. In addition, a lack of U.N. control over the process has seriously jeopardized its fairness. The U.N. has already been present in the Western Sahara for four years without being able to exercise the "sole and exclusive responsibility" over the referendum that it was to have assumed under the Settlement Plan. The Settlement Plan contemplated a "transitional period," which was supposed to start immediately after the cease-fire took effect in September 1991. The transitional period included, among other provisions, a timetable for the reduction ofMoroccan troops in the territory, the exchange of prisoners of war by the parties and repatriation of refugees. During this period, the U.N. would have certain powers including responsibility for monitoring law and order in the territory in order to ensure that conditions for a free and fair referendum existed, as well as the right to ensure that laws or measures that could obstruct a free and fair referendum were suspended.3 However, citing slow progress in the voter identification process, which began two and a half years behind schedule, and a consequent inability to meet other deadlines set forth in the transitional plan, the secretary-general has repeatedly recommended the postponement of the transitional period. This has delayed indefinitely the assumption of essential powers the U.N. was to have exercised during the identification process.
From the outset, the U.N. relinquished control over the identification process by agreeing that the parties, and not MINURSO, would be responsible for distributing and submitting application forms to potential voters, with the exception of applicants located in Mauritania. MINURSO's involvement at this stage was crucial, in order to guarantee that all individuals who wanted to participate in the process had the opportunity to do so. Now, in the words of one member of the U.N. identification commission, "There is no way of knowing who may have been excluded."4 This is of particular concern because an incentive exists for Morocco to exclude Sahrawis living in the Moroccan-controlled territory who Moroccan authorities believe would be likely to vote for independence.
The opportunity exists, in principle, for those who have been excluded or overlooked to submit individual applications to the U.N. However, at least in the Western Saharan capital of Laayoune, omnipresent Moroccan security forces routinely prevent access to the U.N. headquarters and identification center, to Sahrawis seeking to submit voter applications. A report by the under-secretary-general for internal oversight services de-emphasized the issue of access, stating that "The deputy special representative has stated that if it is true that people are prevented from coming to be identified, there will be ample opportunity for such individuals to present themselves at later stages in the process, since he has made a ruling that individuals could continue to present applications after the formal deadline of receipt of applications through the parties."5 This is an inadequate response to a clear violation of the right of individuals to participate in the referendum process.
Morocco has also intimidated applicants in the Moroccan-controlled Western Sahara. Individuals who are to be identified in the Moroccan-controlled territory cannot come to the identification center on their own; rather, they are gathered in a central location and brought to the identification center in Moroccan vans. At the conclusion of the identification process, applicants are taken back to the central location, where registration receipts have sometimes been illegally confiscated by Moroccan authorities. This creates a situation in which the wrong people could later present confiscated registration receipts and obtain voter cards. The report of the under-secretary-general for internal oversight services dismissed this problem on the grounds that "MINURSO retains full files on all applicants, including their photographs and fingerprints, which could be used to verify the identity at a later stage."6 This does not explain why the U.N. has not investigated these allegations, which bear directly on the fairness of the referendum. Nor does it address the difficulties and fear that Sahrawis whose receipts have been confiscated may face, should they wish to come forward at a later stage to demand the right to vote.
According to senior U.N. officials, both parties have been responsible for obstructionist behavior. However, MINURSO staff members assert that Morocco, which is the stronger of the two parties both militarily and diplomatically, has pressured the United Nations into making concessions in its favor and deliberately obstructed the process. This has ranged from the initial insistence that all U.N. flags be removed from U.N. identification centers, leaving only Moroccan flags, to Morocco's interception of U.N. supplies arriving in the port of Agadir, which held up U.N. operations for months.
Opportunities for independent outsiders to observe and analyze the identification process are strictly limited. A U.N. rule limits the presence of representatives of non-governmental organizations and journalists in the MINURSO identification center in Laayoune to thirty minutes, a period that is too brief to permit meaningful observation of a complex process. In addition, MINURSO staff members, including military observers, are subjected to constant surveillance by Morocco. This, and internal pressure from MINURSO, made them reluctant, even frightened, to speak to our organization, except on the explicit condition of anonymity.7 Moroccan security forces tried to prevent Human Rights Watch from entering the U.N. headquarters, stating that entry was forbidden to non-MINURSO staff unless it had been cleared with local Moroccan authorities first. Moroccan authorities' harassment of Human Rights Watch, as well as their strict surveillance of its activities, impeded the organization's ability to conduct a thorough investigation of human rights abuses in the Moroccan-controlled Western Sahara.
The obstruction of the work of independent observers sends the signal that the referendum process is not being carried out in a transparent manner. This is particularly troubling in light of evidence that Morocco has improperly influenced Sahrawi tribal leaders who live in the Moroccan-controlled Western Sahara and are involved in the identification process. This has occurred through intimidation, either in advance or by Moroccan observers present in the identification room, who have signaled to tribal leaders to indicate how they should rule in individual cases. In addition, certain senior MINURSO staff have intimidated and pressured members of the U.N. identification commission to make decisions that are contrary to the accepted procedures.
Nor is there an opportunity for scrutiny of the procedures or guidelines that the U.N. will use in deciding which applicants will ultimately be considered eligible. Indeed, although over 50,000 applicants have come before the commission and been identified so far, MINURSO will not announce any decisions as to voter eligibility until the identification process is complete. This makes it impossible for either the parties or independent observers to assess the evidentiary basis for eligibility decisions. Applicants will have an opportunity to appeal the U.N.'s decisions on eligibility, but this process is also flawed. MINURSO will not provide any reasons in cases where eligibility is denied, making it difficult to assess whether decisions were made fairly and objectively. Moreover, with such an ill-defined basis for eligibility, the number of appeals is likely to be overwhelming, and may well amount to a virtual repetition of the entire identification process.
In addition, Morocco has apparently interpreted the December 1991 broadening of the voter eligibility criteria as a license to submit applications on behalf of individuals with questionable ties to the Western Sahara. Out of a total of 180,000 voter applications submitted by Morocco, 100,000 are on behalf of individuals who reside outside of the territory. Polisario, meanwhile, has submitted a total of 40,000 applications.8 Members of the MINURSO identification commission stated that a large number of the applicants submitted by Morocco have no documents proving links to the Western Sahara, are not familiar with the tribal structure of the region and have clearly memorized answers to the factual and biographical questions posed by the Commission. Since each and everyapplicant must be individually interviewed, frivolous applications slow down completion of the identification process.
In 1991, neither MINURSO nor the Security Council took steps to halt Morocco's transfer of 40,000 individuals, who it claimed were Sahrawis, into the territory. This transfer violated paragraphs 71 and 72 of the Settlement Plan, which permit Western Saharans resident outside of the territory to return to the Western Sahara only after their eligibility to vote has been established by the Identification Commission.9 Access to "tent cities" housing this population, which lives under twenty-four hour guard and receives food and other benefits from the Moroccan government, is tightly restricted by Moroccan police and secret service agents.
Morocco also continues to engage in human rights abuses in the Moroccan-controlled Western Sahara. Since the September 1991 cease-fire, Morocco has arrested and detained hundreds of Sahrawis, who have been held incommunicado, without any information on their whereabouts, and then released days or sometimes months later. There have also been allegations of torture during detention.10 Freedom of expression and assembly are also restricted: on May 11, 1995, for example, eight young men were arrested in Laayoune following a peaceful, pro-independence demonstration, and sentenced to fifteen to twenty years by a military court in Morocco. Citing this incident and other "violations of the peace process," Polisario temporarily suspended its participation in the identification process on June 23, 1995 and, on July 9, 1995, the king commuted the eight Sahrawis' sentences to one year.
In June 1991, the Moroccan government released over two hundred individuals, most of whom had "disappeared" because they or their families had challenged the government's claims to the Western Sahara.11 The victims were usually held in secret detention centers and subjected to torture, some for almost two decades.12 The released Sahrawis have never received any compensation from the Moroccan government; nor has the government made any effort to investigate its history of "disappearances," or hold accountable those who were responsible. Moreover, hundreds of cases of individuals who reportedly "disappeared" up to two decades ago remain unresolved.
The Settlement Plan for the Western Sahara was an opportunity to resolve a longstanding conflict that had given rise to suffering and countless human rights violations. However, until June 1995 and the visit of a Security Council mission sent to "assess progress and identify problems," the Security Council took no action to investigate criticism of MINURSO or allegations of intimidation and improper conduct by Morocco. As a result, the Security Council has not exerted adequate pressure on Morocco to cease practices that have jeopardized the transparency and free and fair nature of the identification process and the referendum. According to diplomats at the U.N., Morocco's membership in the Security Council in 1992 and 1993, and the fact that it has strong allies on the Council, has strengthened its position.
Senior U.N. officials in the field have taken their cue from the Security Council. When asked why MINURSO has not taken a stronger position in the face of Moroccan challenges to its control over the process, senior officials simply responded that "MINURSO's hands are tied until the transitional period begins,"when the U.N. willbe authorized to exercise powers such as the responsibility to monitor law and order.13 Human Rights Watch was also told that the U.N. will correct these problems at a later stage of the process.14 Even if that is possible, however, insufficient U.N. control over the operation and a perception of bias during the four or more years leading up to the transitional period could ultimately cause the referendum process to fail. Rather than confronting these issues, MINURSO seems to be taking mechanical steps towards holding a referendum, without considering measures to counteract the extent to which the process has already been compromised, and whether the referendum's present framework is even realistic in the current climate.
As the secretary-general and the Security Council have noted, logistical complexities, difficult operational conditions and a lack of cooperation between the parties have delayed the referendum, which was originally scheduled for January 1992. The Security Council is understandably frustrated by an operation that is proceeding at a painfully slow pace, at a current cost of over $5 million a month.15 However, the United Nations must recognize that Morocco's regular obstruction of the process and challenges to its fairness ultimately pose a greater threat to the viability of MINURSO. If MINURSO is not promptly provided with the tools and authority to organize and conduct a free and fair referendum, there is a danger that it will be forced to withdraw. Since Morocco continues to control most of the Western Sahara, this would determine the region's future not through a free and fair referendum, but from the collapse of a misdirected U.N. operation, which Morocco succeeded in manipulating. Even more ominous is the prospect that termination of MINURSO could lead to a resumption of the sixteen-year armed conflict.
In his September 8, 1995 report to the Security Council, the secretary-general stated that "progress in the last three months has been disappointing" but proposed that MINURSO's mandate nevertheless be extended until January 31, 1996.16 On September 22, 1995, the Security Council extended the mandate until January 31, 1996, as proposed, but took note of the secretary-general's "intention, if, before then, [the secretary-general] considers the that the conditions necessary for the start of the transitional period are not in place, to present the Security Council with alternative options for consideration, including the possibility of the withdrawal of MINURSO."17 Rather than abandoning the operation in mid-course, however, the Security Council should reexamine and modify the mandate of MINURSO in order to permit it promptly to conduct a free and fair referendum. Instead of MINURSO waiting with "its hands tied" until the transitional period begins, the Security Council should authorize a heightened presence of MINURSO military and civilian police in the Moroccan-controlled territory, in order to prevent intimidation and restrictions on access and movement that have adversely affected the transparency and fairness of the referendum process. In addition, the Security Council must order an independent review of the identification process so far in order to eliminate any results that have been improperly or unfairly obtained. Once there is certainty that the remaining results are fair and credible, the identification process must continue in an open and transparent manner, with known rules and guidelines, and with an on-going announcement of voter eligibility results, in order to permit scrutiny of the process.
Moreover, based on independent evidence from Human Rights Watch, as well as that gathered by its own fact-finding mission in June 1995, the Security Council must send a strong signal to the Moroccan government that its interference with the MINURSO operation must immediately cease. Both Morocco and Polisario have engaged in rhetoric and exhibited pettiness and a lack of cooperation at various stages of this process. Rhetoric is one thing, however, but obstruction of a crucial and expensive United Nations operation is another, and only Morocco has engaged in regular actions that have compromised the free and fair nature of a future referendum. The Security Council must either put an end to this conduct, or withdraw its support for MINURSO and admit, once and for all, that the U.N. has been engaged for four years in a political exercise that has squandered tens of millions of dollars a year, because the creators of MINURSO lack the political will to ensure that it succeed in carrying out a free and fair referendum.
RECOMMENDATIONS
To the United Nations Security Council:
C Reexamine and modify the powers of MINURSO in order to ensure that the referendum can be carried out in a free and fair manner. This includes the need to:
authorize a heightened presence of MINURSO military forces and civilian police in the Moroccan-controlled territory, in order to prevent intimidation and restrictions on access and movement that have adversely affected the transparency and fairness of the referendum process. In particular, the Security Council should require that (i) U.N. civilian police, alone, be responsible for controlling access to U.N. headquarters and identification centers; and that (ii) U.N. civilian police be posted at the locations where applicants are gathered by the Moroccans prior to and following identification by the U.N.
make explicit MINURSO's mandate to protect human rights, which is implicit in the powers to have been assumed during the transitional period of the Settlement Plan. This authority should be effective immediately.
condition the continuation of MINURSO on the cooperation of the parties and their abidance by the new parameters of the MINURSO mandate.
C Order an independent review of the identification process so far in order to investigate allegations of conduct compromising the free and fair nature of the referendum, including the:
undue influence placed on Moroccan tribal leaders living in the Moroccan-controlled Western Sahara and on U.N. identification commission members participating in the identification process;
confiscation of registration receipts and intimidation of potential applicants prior to and following the identification process; and
denial of entry by Moroccan security guards to prospective Sahrawi applicants seeking to enter MINURSO headquarters or the identification center in Laayoune.
C Eliminate any results that have been improperly or unfairly obtained in the identification process so far.
C Require that MINURSO seek out potential voters who may have been excluded due to the fact that the application process was placed in the hands of the parties at the outset, and insist that Morocco permit MINURSO to use the official Moroccan media for this purpose.
C Require that MINURSO devise, within a specified period of time, a fair procedure for screening applicants currently living outside of the territory prior to the identification process, in order to eliminate unqualified applicants knowingly presented by the parties, while ensuring that any individual who feels that he or she has a valid basis for participation in the referendum has the opportunity to do so.
C Ensure an open and transparent identification process by requiring MINURSO to:
announce publicly the rules and guidelines that will be used in drawing up the final voter list;
announce voter eligibility results on an ongoing basis, in order to permit timely and meaningful scrutiny of the U.N.'s decisions by the parties and by outside observers;
eliminate the thirty minute time limit on the presence of outsiders, including representatives of international nongovernmental organizations, in the U.N. voter identification centers and ensure their access to information and a meaningful opportunity to observe the identification process.
C Call publicly on the Moroccan government to end obstruction of the U.N. operation.
C Ask the secretary-general to order an independent investigation of MINURSO staff who may have undermined the U.N.'s role as an impartial facilitator of the referendum by siding with Morocco in the identification process or pressuring subordinates to engage in improper and unfair conduct.
C Ask the secretary-general to report to the Security Council in a timely and detailed manner regarding developments and problems experienced on the ground by MINURSO.
C Ask the secretary-general to provide the Security Council with the opportunity to review and comment on aspects of the referendum process, such as the new procedures for screening applicants, and the draft Code of Conduct that will govern the campaign and referendum periods.
C Monitor the effectiveness and impartiality of the referendum process in a detailed manner and on a regular basis. The June 21, 1995 report of the Security Council mission to the Western Sahara contained important observations and recommendations, but did not make sufficient enquiries into the issues of fairness and impartiality at the heart of the referendum process.
C Demand that the government of Morocco take back 184 prisoners of war who have been denied the right to return to Morocco, in violation of Article 12 of the International Covenant on Civil and Political Rights, since their release in 1989 by the Polisario Front.
To the Moroccan Government:
C Stop actions that obstruct the identification process or jeopardize the free and fair nature of the referendum.
C Stop preventing free access of Sahrawis and others to MINURSO headquarters and the identification centers, and withdraw those Moroccan security forces responsible for such actions.
C Stop obstruction of the activities of international nongovernmental organizations who seek access to information regarding the MINURSO operation and human rights observance in the region.
C Stop the intimidating surveillance of MINURSO staff members and restrictions on their movements in the Moroccan-controlled Western Sahara.
C Respect the right of Sahrawis to freedom of expression and assembly, guaranteed in Articles 19 and 22 of the International Covenant on Civil and Political Rights.
C Stop the practice of "short-term disappearance," in which individuals are detained and held incommunicado, without notification of family members or a lawyer, and without any charges or a trial.
C Take immediate steps to establish the fate and whereabouts of all Sahrawi victims of the practice of "disappearance."
C Provide reparations to the former "disappeared" released in 1991, as well as to the families of those who did not survive, in order to compensate them for wrongful detention, torture and the inhumane conditions to which they were subjected. Such reparations must include full disclosure of all the circumstances surrounding the "disappearances."
C Investigate past human rights abuses such as torture, ill-treatment and "disappearance" of Sahrawis and punish, to the full extent of the law, those found guilty of committing such abuses.
C Stop violating the right, guaranteed in Article 12 of the International Covenant on Civil and Political Rights, of the 184 Moroccan prisoners of war released in 1989 by the Polisario Front to enter their own country.
To the Polisario Front:
C Stop creating obstacles, based on non-substantive issues, that only serve to slow down the identification process.
C Improve conditions in the prisoner of war camps in Algeria, by taking immediate steps to:
halt any ill-treatment of prisoners;
increase quantities of food; and
make all efforts to ensure that prisoners receive adequate medical treatment.
To the Government of Algeria:
C Ensure that conditions in Polisario prisoner of war camps located in Algeria conform with international standards.
HISTORY OF THE CONFLICT
The Western Sahara, or former Spanish Sahara, is an expanse of desert measuring over 260,000 square kilometers, bordered by Morocco, Algeria and Mauritania. The territory, which traditionally had a tribal, nomadic population, was under Spanish occupation from 1904 until 1975.18 Following the second world war, the rise of nationalist sentiment had a destabilizing effect on the European colonial powers. The United Nations eventually responded to the growing demands for self-determination by adopting a resolution on decolonization in 1960.19 In 1966, the United Nations called on Spain to make arrangements for a U.N.-sponsored referendum, enabling the population of the territory to exercise its right to self-determination.20 However, Spain did not take any action towards organization of a referendum and, on May 10, 1973, the Popular Front for the Liberation of Saguia el Hamra and Rio de Oro, known as the Polisario Front, was formed to fight for Sahrawi independence from Spain. After two years of guerrilla warfare, Spain agreed to undertake a U.N.-sponsored referendum, scheduled to be held in the territory in 1975. In preparation for the process, Spain conducted a census in 1974 of the population present in the territory.
In the meantime, Morocco had put forth its own claims to sovereignty over the Western Sahara. Following Moroccan independence in 1956, the Istiqlal Party, which had been the major force behind the Moroccan nationalist struggle against France, began to make claims that "Greater Morocco" had historically encompassed not only the Western Sahara, but Mauritania, and parts of Algeria and Mali as well.21 Morocco's claims to the Western Sahara, in particular, remained very much alive. On December 13, 1974, the United Nations General Assembly asked the International Court of Justice (ICJ) to provide an advisory opinion on whether the Western Sahara was, at the time of colonization by Spain, a terra nullis (no man's land) and, if not, what the legal ties were between this territory and the Kingdom of Morocco and Mauritania. The court's opinion, issued on October 16, 1975, found that there was no evidence "of any tie of territorial sovereignty" between the Western Sahara and either Morocco or Mauritania, but that there were "indications of a legal tie of allegiance between the [Moroccan] sultan and some, although only some, of the tribes in the territory." In addition, the court found "the existence of rights, including some rights relating to the land, which constituted legal ties between the Mauritanian entity ... and the territory of the Western Sahara." However, the court concluded that it "has not found legal ties of such a nature as might affect the application of [General Assembly] resolution 1514 (XV) in the decolonization of the Western Sahara and, in particular, of the principle of self-determination...."22
Despite the ICJ's support for the principle of self-determination, King Hassan II of Morocco chose to interpret the opinion as an affirmation of Morocco's claims to the territory. Thus, King Hassan launched what has come to be known as the "Green March," during which an estimated 350,000 Moroccan citizens marched across the border into the Western Sahara; at the same time, the government began to build up its troops on the territory. The United Nations Security Council and General Assembly passed resolutions denouncing the Green March and callingfor the withdrawal of all the participants in the march.23 However, on October 31, 1975, additional Moroccan forces entered the Western Sahara and armed conflict broke out between the Polisario Front and the Moroccan Royal Armed Forces. Two months later, Mauritania joined the conflict on the side of Morocco.
On November 14, 1975, Spain, Morocco and Mauritania concluded the secret "Madrid Accords," pursuant to which Spain agreed to cede administrative control of the territory to Morocco and Mauritania upon the official expiration of its mandate over the Western Sahara on February 27, 1976. The day after the Spanish withdrawal, Polisario proclaimed an independent Western Saharan state: the Sahrawi Arab Democratic Republic (SADR), with Polisario as its political wing. The SADR and Polisario would subsequently receive the bulk of their financial, military, diplomatic and humanitarian assistance from the government of Algeria.24
The military conflict between Polisario, Morocco and Mauritania continued until July 10, 1978, when the Mauritanian government was overthrown in a military coup. Polisario immediately declared a cease-fire and on August 5, 1979, signed a peace treaty with Mauritania, ending the latter's involvement in the conflict. Soon thereafter, however, Morocco occupied most of the Western Saharan territory relinquished by Mauritania, and the armed struggle between Morocco and Polisario continued. From 1980 until 1987, Morocco constructed a series of long defensive sand walls (the "berm"), which were heavily mined and fortified with barbed wire, observation posts and sophisticated early warning systems.25 At the same time, these walls served to enclose all of the major population centers of the Western Sahara and the territory's rich phosphate deposits.
Beginning in 1979, the Organization of African Unity (OAU) sought a resolution of the Western Sahara conflict and called for a cease-fire and a referendum to provide the right of self-determination. However, when the Sahrawi Arab Democratic Republic was admitted to the OAU in 1984, Morocco withdrew from the organization.26 The absence from the organization of one party to the conflict effectively terminated the leading role that the OAU had played. This marked the beginning of U.N. involvement in devising a plan for settlement of the Western Saharan conflict. In September 1988, following the adoption of a series of resolutions related to the conflict, the U.N. proposed a settlement plan (the "Settlement Plan") for the region, which provided for a cease-fire, the organization and conducting of a referendum, the repatriation of refugees and the exchange of prisoners of war. Both parties eventually accepted the Settlement Plan and a cease-fire formally took effect in September 1991, with Morocco controlling the vast majority of the territory and Polisario controlling a sliver along the eastern and southern borders.
SIGNIFICANCE OF THE TERRITORY
The seemingly intractable nature of the Western Sahara conflict can be explained by several factors. One is the economic significance of the territory, for what otherwise appears to be a forbidding expanse of desert actuallycontains rich deposits of phosphates, iron ore and significant marine fishing reserves.27 The territory is also believed to contain oil deposits.
In addition, for each side, success in the referendum has become a matter of political survival. For Polisario, this is a struggle for national liberation, and the Settlement Plan offers the final hope for victory following years of war and harsh conditions in desert refugee camps. For Morocco, sovereignty over the Western Sahara has become one of the central themes of the monarchy and a significant unifying force in the country. In the early 1970s, when two coup d'état attempts and widespread social discontent challenged the stability of his kingdom, King Hassan built a national consensus on the Western Sahara issue and won considerable support in doing so.28 Even the political opposition in Morocco, which is usually quick to criticize the government, is united on the issue of the "Moroccanness" of the Western Sahara. Morocco's official position, as stated to Human Rights Watch by the Moroccan coordinator with MINURSO, does not leave much room for compromise: "The Sahara will remain Moroccan until the end of time. I repeat, the Sahara will remain Moroccan until the end of time. And that is because it has always, throughout history, been a part of Morocco."29
This explains, in part, why Morocco has steadfastly refused to recognize Polisario as an independent party to the conflict, or as a movement, even following adaption of the Settlement Plan. Due to Moroccan pressure, the first United Nations resolutions on the Western Sahara conflict referred only to "the parties," because Morocco felt that to do otherwise would amount to recognition of Polisario.30 Instead, Morocco refers to the other party in the conflict as the government of Algeria, although Algeria has never asserted a claim to the Western Sahara. Morocco has consistently argued that Polisario consists of mercenaries, not freedom-fighters, and was artificially created and supported by Algeria in order to weaken the Moroccan government and advance its own geopolitical agenda in the region.
Since the late 1980s, however, there has been a considerable thaw in relations between Algeria and Morocco, and diplomatic relations, which were severed following Algeria's recognition of the SADR, were restored in May 1988. This, combined with the severe political and economic crises within Algeria, has led to a reduction in its assistance to Polisario.
OBSTACLES TO IMPLEMENTATION OF THE SETTLEMENT PLAN
In April 29, 1991, the United Nations approved the establishment of the Mission for the Referendum in the Western Sahara (MINURSO.) The Settlement Plan provided for a "transitional period," which was intended to commence with a cease-fire and continue until the announcement of the results of the referendum. During this period, the secretary-general's special representative for the Western Sahara would have "sole and exclusive responsibility over all matters relating to the referendum," and the United Nations would monitor the maintenance of law and order in the territory to ensure that conditions for a free and fair referendum were present.31 MINURSO would form an identification commission to identify and register, on the basis of the 1974 Spanish census, those eligible to vote in the referendum. The Settlement Plan included a timetable for voter identification, a phasedreduction of Moroccan troops from the territory, an exchange of prisoners of war under the auspices of the International Committee of the Red Cross (ICRC), and the repatriation of refugees under the auspices of the United Nations High Commissioner for Refugees (UNHCR).
Investigations into MINURSO
From the start, the MINURSO operation did not proceed smoothly. The voter identification process, for example, did not get under way until August 1994, three years behind schedule and, even then, progress was slow. For over three and a half years, however, the U.N. did not conduct an investigation into the repeated delays. On January 25, 1995, Ambassador Frank Ruddy, former deputy chairman of the MINURSO identification commission, testified before the United States Congress, alleging MINURSO mismanagement as well as obstructionist tactics by Morocco. Ruddy told Human Rights Watch that his contract with MINURSO had been terminated in December 1994, due to his outspokenness about these issues.32 In response to Ruddy's allegations, the under-secretary-general for internal oversight services (sometimes referred to as the inspector general) conducted an investigation and issued a report confirming some of Ruddy's allegations, including reports of inefficiency and wasted resources, but failing to find evidence of mismanagement. The report also concluded that Ruddy's contract had not been extended due to "his past performance and behavior as well as his inability to work constructively with Moroccan authorities."33 The report of the under-secretary-general for internal oversight services did not address obstruction of the process by Morocco or issues of fairness. In June, a Security Council delegation visited the region and issued a report of its own (see below.)
These two reports indicate that the U.N. has been reluctant to use investigative opportunities to inquire into allegations of unfairness, collect information and seek to correct problems. This was further reinforced on October 10, 1995, when Ambassador Ruddy attempted to address the U.N. Special Political and Decolonization Committee (Fourth Committee.) According to the committee's practice, any bona fide request to petition the committee will be considered. The Moroccan ambassador to the United Nations, Ahmed Snoussi, sought to block Ruddy's appearance, by calling for the U.N. legal counsel to opine on Ruddy's right to petition the committee. The under-secretary-general for legal affairs concluded that "the secretary-general has evaluated Mr. Ruddy's request ... and has concluded that he is not prepared to authorize Mr. Ruddy, a former senior staff member, to address a committee or the assembly on the precise area on which he previously worked, and upon which experience he draws." 34 Following this opinion, the Fourth Committee rejected Ruddy's request, in a vote of 38 to 32.
The Role of the Security Council and the U.N. Secretariat
Despite reports that Moroccan conduct has tainted and stalled the referendum process, the U.N. Security Council did not investigate the MINURSO operation until June 1995, when it sent a fact-finding mission to the region to "assess progress and identify problems." The mission, which consisted of Security Council representatives from Botswana, Argentina, France, Honduras, Oman and the United States, issued a report that focused primarily on the slow pace of identification, and only alluded to issues related to the fairness of the referendum.35 According to one U.N. diplomat, "The report did not go to the root of the issue. It avoided the details necessary to understand whathas really happened over there. The parties involved in the delegation had differing positions and the resulting text was a political compromise."36
More important, the Security Council has not used its considerable influence to call on Morocco to cease practices that have jeopardized the transparency and free and fair nature of the referendum. According to one U.N. diplomat, Morocco's membership in the Security Council in 1992 and 1993 and the presence of strong allies on the Council "certainly made it easier for Morocco."37 A U.N. diplomat told Human Rights Watch,
MINURSO has failed because of political reasons. It can only be explained by political motives and interests that facts on the ground have never been disclosed to their full extent. Political considerations that are extraneous to the resolution of the conflict prohibit an impartial and balanced approach. There is a clear tendency in the Council not to antagonize Morocco, which is in a much stronger position [than Polisario.]38
U.N. diplomats also fault the U.N. secretariat for withholding information on the issues and problems confronting MINURSO, even though it is the Security Council that authorizes the MINURSO mission and is empowered to pass resolutions determining the course of MINURSO's actions. One diplomat told Human Rights Watch,
The secretary-general's report [of November 5, 1994] published after the end of registration of applicants that were to be identified did not give the most important information -- that is, the total number of applicants -- in a straightforward manner. To get a rough idea, it had to be calculated by using some approximate numbers. The consequence of this was that the Security Council mission, when it visited the region [in June 1995], was confronted with approximately 100,000 [additional] applications from people residing in Southern Morocco, even though earlier reports of the secretariat were based on a much lower [total] number of applications -- approximately 125,000. This meant an increase by almost 80 percent. No explanation was given by the secretariat as to why these applications had not been included in earlier reports to the Council.39
The same source concluded that
The secretariat is trying to conceal what is happening on the ground. For example, if you look at the secretary-general's reports, they always talk about the difficulties in the process, but they never go into detail to enable outsiders to know what is really going on. Ever since the report of the Security Council delegation demanded it, the secretary-general receives bi-weekly reports with details about the problems in the operation. But the Security Council only gets a meager oral report on these issues and no context is given. What had been intended as an instrument to helpMINURSO become more effective and have the means to put pressure on Morocco is not being used by the secretariat.40
Another example is the failure of the U.N. secretariat to provide the Security Council with drafts of critical documents such as the "Code of Conduct," which will govern the pre-referendum campaign and which both parties have rejected. One diplomat told Human Rights Watch, "From what we hear, the draft is very problematic. For example, it is unclear on what will happen to applicants currently living in the territory but who are found ineligible to vote. There are also problems regarding the accreditation of journalists during the campaign and a vague provision saying that permits for assemblies of more than fifty people will be issued by MINURSO, with the concurrence of Morocco. The Security Council should at least have the opportunity to see the draft and express its opinions. But it is all being kept at the level of the secretariat."41
Another complaint concerns the negligible role played by the secretary-general's current Special Representative for the Western Sahara, Sahabzada Yaqub Khan. One diplomat noted that "[Yaqub Khan] is not engaged. He is never in the Western Sahara and does not intervene directly with the parties. The report of the Security Council mission asked that [Deputy Special Representative Erik] Jensen be promoted to Special Representative because there has to be someone on the ground who can exercise this authority. But the secretary-general declined to make him Special Representative."42
PROBLEMS ASSOCIATED WITH THE IDENTIFICATION PROCESS
Identification of Voters
The identification process finally began on August 28, 1994. At present, there are a total of eight identification centers: four in the Moroccan-controlled Western Sahara and four in the refugee camps in Algeria.43 Applicants are individually interviewed by a two-member U.N. identification team, consisting of an identification commissioner and a registration officer. Applicants answer questions related to their application and submit any further documentary evidence, particularly official documents issued by the Spanish colonial power. They are then questioned by two leaders of their tribal subfraction, one living in the Moroccan-controlled Western Sahara and the second living in Algeria.44 Tribal leaders (sheikhs) were elected by members of their tribes in 1973 and this position has no political affiliation with either Polisario or the Moroccan government. In cases where tribal leaders have died or are otherwise unavailable for the identification process, both parties have agreed upon a tribal elder or other individual to be substituted for the identification process. The task of the tribal leaders is to confirm, under oath, the identity of the applicant and whether he or she belongs to a valid tribal subfraction.
The U.N. identification commissioner's decision regarding eligibility is supposed to be based on the conclusions of both tribal leaders, the application form and oral responses to questions posed by the identificationcommission members, and any documentary or other "convincing" evidence (see below.) A MINURSO legal review committee then reviews these decisions on an on-going basis and will announce a list of eligible voters once all applicants have been identified. When identification is complete, the applicant is given a registration receipt. Applicants who, at some future date, are identified as eligible voters, will have to produce the registration receipt in order to receive a voter card.
Also present during the identification procedure are two observers from each party, as well as an observer from the OAU.45 Observers are not permitted to raise objections during the process, but must submit them to MINURSO in writing within forty-eight hours. Every week, the United Nations flies a delegation of Moroccan observers and tribal leaders to Tindouf and a delegation of Polisario observers and tribal leaders to the Moroccan-controlled Western Sahara, so that identification can proceed in each of the eight centers.