CHAPTER 2: Neural Plasticity: Nature's Double-Edged Sword
The large auditorium is hushed as the lights dim and a statistical chart appears on the screen. I reflect momentarily that I have never heard a large group of educators this quiet.
"Now, I'll show you the effects of different environments on our animals' brains." Dr. Marian Diamond wields her laser pointer triumphantly. "We've been working at this for more than thirty years, so I hope you'll forgive me if I skip just a little." The audience chuckles appreciatively and subsides into rapt attention as Dr. Diamond continues. "Here's a summary of the data comparing brain size and weight of rats reared in the standard cages, those who lived in the 'impoverished' environments, and here" -- she pauses dramatically -- "are the results with the animals who lived in the enrichment cages. Notice how, with increasing amounts of environmental enrichment, we see brains that are larger and heavier, with increased dendritic branching. That means those nerve cells can communicate better with each other. With the enriched environments we also get more support cells because the nerve cells are getting bigger. Not only that, but the junction between the cells -- the synapse -- also increases its dimensions. These are highly significant effects of differential experience. It certainly shows how dynamic the nervous system is and how responsive it is to its internal and external surroundings."
This international audience has gathered to hear many speakers describe new concepts for education, but Dr. Diamond is clearly the star attraction. A professor of neuroanatomy at the University of California, Berkeley, she has pioneered studies that have opened scientists' eyes -- and minds -- about the power of environmental factors in physically altering the dimensions of growing brains. In experiments described in her book Enriching Heredity [1] and elaborated on in the next chapter, rats in an "enriched" environment, actively interested and challenged by frequent new learning experiences, develop larger and heavier brains and also show increased ability to run mazes, the best available test of a rat's intelligence. Moreover, in a series of recent experiments, she has demonstrated for the first time that the effects of personal involvement in new learning appear to be so powerful that rats of any age can develop new brain connections if they intensely pursue new challenges. "Yes," she concludes, with a flourish, "if we work hard enough at it we can even change the very old brain."
She is immediately besieged with questions. Aren't there some basic learning abilities the environment can't change'? What about heredity? "Heredity plays a highly important role in the form of these different [behavioral] repertoires," she acknowledges, "but we now have clear evidence that the environment can play a role in shaping brain structure and, in turn, learning behavior. It is the area of the brain that is stimulated that grows." [2]
The auditorium resonates with an undercurrent of response. An elementary school principal seated next to me whispers, "If this applies to human brains, too, think of the implications for teachers -- and for parents!"
I am eager to talk with Dr. Diamond, and an hour later, when she has finally been released by a swarm of questioners, I have my chance. This world-renowned scientist turns out to be an approachable and thoughtful person-- and it soon becomes evident that she takes her own theories to heart. Our conversation takes place as we stride vigorously through a nearby woods, impelled by the enthusiasm with which she approaches new ideas as well as new physical challenges. She has just returned from her first kayaking trip and is about to embark on a six-week teaching assignment in Africa.
Although Dr. Diamond is obviously convinced that stimulation is good for human as well as for rat brains, I am curious about how confidently we can apply her animal research to children. I explain my questions about the effects of contemporary culture on children's brains. Do neuroanatomists believe that the brains of children, like those of the rats, can be changed by their environments?
"To those of us in the field, there is absolutely no doubt that culture changes brains, and there's no doubt in my mind that children's brains are changing," she replies. "Whatever they're learning, as those nerve cells are getting input, they are sending out dendritic branches. As long as stimuli come in to a certain area, you get more branching; if you lose the stimuli, they stop branching. It is the pattern of the branching that differentiates among us. The cortex is changing all the time -- I call it 'the dance of the neurons.' This is true in the brains of cats, dogs, rats, monkeys, or man." [3]
Many similar experiments have convinced other scientists of the changeability -- they call it plasticity -- of brains. Although it is obviously impossible to conduct similar studies on humans, researchers agree both on the validity of principles derived from animal experiments and on the fact that human brains are probably the most plastic of all. Another expert in the field, Dr. Victor H. Denenberg, recently commented, "One would expect even more powerful and more subtle effects with the human, whose brain is vastly more complicated than that of the rat, and who lives in a much more complex social and environmental milieu." [4]
With the reality of brain plasticity well-accepted in scientific circles, it was still a new idea for many of the educators attending Dr. Diamond's presentation.
"I guess it seems obvious, but I somehow never really believed that what I did in the classroom would physically influence the size or shape of my students' brains!" commented one teacher. "It does put being a teacher -- or a parent, for that matter -- in a whole new light."
Indeed it does. In order to interpret any research responsibly, however, it is necessary to understand it. Although scientists themselves do not claim to have any final answers, this chapter will summarize what is currently known about environments as sculptors of growing minds both before and after birth. Let us start by entangling ourselves briefly in a very old, but fundamental, controversy.
THE ADAPTABLE BRAIN
"Just as the twig is bent, the tree's inclined." Common sense suggests that growing organisms are highly adaptable to external influences, but what seemed so apparent to Alexander Pope has caused psychologists to argue bitterly for years. How much is mental ability shaped by environments and how much is in the hands of heredity? After all, the tree still develops bark, leaves, and a functioning root system no matter how the twig gets bent. Psychologists have tried to resolve this issue with studies comparing identical and fraternal twins. Currently, heredity and environment are each assigned roughly 50 (or 40, or 60)% of the credit. As parents of wiggly little children can understand, however, their physical behavior resists numerical formulas -- and so does their mental behavior: learning. So-called "nature-nurture" interactions are complex. For example, in a case to be considered in a later chapter, a learning disability that runs in families may result from changes in the child's brain before birth. Cells in the fetal brain get rearranged by chemicals produced because of an inherited response of the mother's own autoimmune system (don't worry, scientists are confused, too) -- which the child may also inherit. Would you say this disability is caused by heredity or by the prenatal environment?
In another controversial example, children from lower socioeconomic groups tend to score below average on standard IQ tests. Is this because poor environments depress their intelligence, or because they never learned good test-taking skills, or because, as some believe, families with nonstandard intellectual endowment might get trapped in lower socioeconomic groups? In another chapter, when we consider the results of efforts to alter such children's intelligence, we will see how difficult it is to sort out these factors.
Brain research is now giving these old issues an interesting new dimension by changing the focus from heredity versus environment to heredity plus environment. Until recently, so little has been known about the "brain" that most theorists sidestepped it when trying to explain intelligence (and they produced some mindless theories as a result). Now we acknowledge that the basic genetic architecture for our brains lies at the heart of all learning and even much of our emotional behavior. When these inherited patterns interact with the child's environment, plasticity guarantees an unlimited number of interesting variations. The final pattern is determined by the way each individual uses that unique brain.
Behavior Changes Brains and Brains Change Behavior
"Do you really mean that the way children use their brains causes physical changes in them?" Since I began the research for this book, I have heard this question from almost everyone to whom I have talked -- everyone, that is, except the neuroscientists. Their response is quite different, more along the lines of, "So, what else is new?" These scientists already understand that experience -- what children do every day, the ways in which they think and respond to the world, what they learn, and the stimuli to which they decide to pay attention -- shapes their brains. Not only does it change the ways in which the brain is used (functional change), but it also causes physical alterations (structural change) in neural wiring systems.
"Would I be safe in saying that if you change what a child does with his or her brain, you're physically going to change that brain?" I asked Dr. Kenneth A. Klivington of the Salk Institute in San Diego, California.
"That's absolutely correct," he replied. "Structure and function are inseparable. We know that environments shape brains; all sorts of experiments have demonstrated that it happens. There are some studies currently being done that show profound differences in the structure of the brain depending on what is taken in by the senses."
We will return later to these and other studies, but before we get too far into the details, we should undertake a look at the way the brain develops before and after birth, focusing on this whole concept of its changeability. A good starting point is the brain's most basic structure -- the cells and their connections -- for therein lies the secret of neural plasticity.
Networking Neurons
All brains consist of two types of cells: nerve cells, called neurons, and glial cells. The neurons, numbering in the billions, arrive in the world ready and waiting to connect themselves together in flexible networks to fire messages within and between parts of the brain. No new cerebral cortical neurons will be added after birth, but since each of these nerve cells is capable of communicating with thousands of other neurons, the potential for neural networking is virtually incomprehensible. Surrounding glial cells provide the catering service for the nervous system, supporting and nourishing the neurons as they go about their delicate task of creating, firing, and maintaining the connections for thinking.
If you hold your hand out in front of you with fingers extended, you can get a rough idea of the shape of the average neuron. Your palm represents the cell body, with its central nucleus, and your outreaching fingers are dendrites. These microscopic projections extend in treelike formations to act as intake systems, picking up messages from other neurons and relaying them to the cell body. After reaching your palm, a message would travel down your arm, which represents the axon, or output system. When it reaches the end of the axon, it must jump across a small gap called a synapse before being picked up by dendrites from a neighboring neuron. This primordial intellectual leap is facilitated by chemicals -- called neurotransmitters or neuromodulators. It is repeated untold billions of times as this vast array of potential goes about the business of daily mental activity. The strength and efficiency of synaptic connections determine the speed and power with which your brain functions. The most important news about synapses is that they are formed, strengthened, and maintained by interaction with experience.
New Experiences: New Connections
Dr. Richard M. Lerner, professor of child and adolescent development at Pennsylvania State University, and author of On the Nature of Human Plasticity [5] points out that you can't have a developing, changing, responsive organism without its brain being able to be altered structurally by environmental encounters. Structural change, in this case, does not mean growing new neurons, but rather creating new structures, like road systems, between the ones that are already there. As the structures of dendrites and synapses change in response to experience, the new pathways formed allow different functions to follow them so the child becomes able to master new skills. The brain's flexibility is also increased, since new pathways provide alternate routes to the same destination. During our discussion, Dr. Lerner used the analogy of a road system in a developing town. At first, there may be only one road through town; as alternate routes form, a driver has more choices of how to get to a destination. The structural changes are comparable to building a new road, and the functional ones to deciding which of several roads to take to reach a goal. The systems are mutually interactive, since the roads are constructed as a response to demands for certain types of functions.
I asked Dr. Lerner about the possibility that children's brains today might be constructing slightly different road systems from those, say, twenty years ago. If they are being attracted to different types of stimuli, both structure and function could be altered, he acknowledged. Yes, taking a large group of children and exposing them to certain experiences might modify them in a particular direction. Of course, any conclusions of this sort would require a good deal of evidence, this conservative scientist hastened to add. [6]
Scientists hesitate to make definitive statements on this point because they have not had the technology available to get the evidence for large groups of "normal" children. Even with new computerized techniques of brain imaging, it is still difficult to pin down subtle changes at the level of the neuron. Moreover, most research dollars have gone to the pressing issue of serious disability, so most available evidence comes from youngsters whose brains have been injured through illness or accident. They provide dramatic evidence for plasticity. Frequently children master skills even when the neurons thought to be important are missing or damaged. For example, very young children with severe injury in the brain's language areas can develop remarkably good abilities to talk, understand language, read, and write. These brains have been able to develop new structural connections to bypass injured areas and also to reorganize functionally by using alternate, undamaged areas. With a cast of understudies, the final performance is usually somewhat impaired, but young brains are astonishingly flexible.
What about older ones? While new tricks are indeed harder for old synapses, studies of stroke victims prove that with sufficient effort the human brain may be remolded to some extent at any age. The latest research confirms this principle for healthy brains as well. In fact, as I write this book and you read it, our brains are not even the same from moment to moment. The very acts of writing and reading are doubtless changing, very subtly, the way some cells connect together. I find this idea thought-provoking, and I can even become somewhat confounded thinking that while I am thinking this thought-provoking thought, my brain is probably being changed by it!
It is much more difficult, however, to reorganize a brain than it is to organize it in the first place. "Organization inhibits reorganization," say the scientists. [7] Carving out neuronal tracks for certain types of learning is best accomplished when the synapses for that particular skill are most malleable, before they "firm up" around certain types of responses.
Hard Wiring and Open Circuits
Animal brains have an easy time of it. They carry out many of the basic routines of keeping alive, fed, and safe, reproducing and caring for the young, with preprogrammed neural systems that do the work without asking questions. While these more primitive brains are clearly capable of learning, more of their cells are committed to hardwired networks genetically programmed to function with a minimum of flexibility.
Human brains depend on these hard-wired systems, too, but we also have larger areas of uncommitted tissue that can mold itself around the demands of a particular environment. A human brain is thus well adapted for life in a complex society. Our species has a better chance for survival with mental equipment flexibly engineered for the challenges of an ever-changing world. Thus, human brains and the culture they generate are intertwined. As the culture acts to modify our brains, they, in turn, act to modify the culture. [8]
Researchers have debated heatedly about which learning abilities are hard-wired and which are more open to experience. One of the foremost authorities on early brain development, Dr. William T. Greenough [9, 10] of the University of Illinois, has recently found a new way of looking at this problem. According to his explanation, some systems, which he calls experience expectant, are specifically designed to be easily activated by the type of environmental information that a member of a species may ordinarily be expected to encounter. Most human infants, for example, have sufficient visual, auditory, and tactile experiences to activate circuits for seeing, hearing, and touching. These brain cells require proper experience at the proper time, but even a brief period of normal input causes connections to be formed.
Some aspects of more complex skills like language also seem to be built into this "experience expectant" system; the brain "expects" to be stimulated by a set of sounds and some basic grammatical rules (e. g., little children soon pick up the idea that verbs come before objects -- "want cookie"), so these abilities are learned readily by children who have even minimal language experiences in early years. Experience-expectant neurons can be foiled, however. Later in this chapter we will consider what happens to children deprived of even basic sensory experiences.
The open circuitry that accounts for many human learning abilities, however, develops from connections that Greenough calls experience dependent. These systems are unique to each individual's experience and account for the fact that we all have quite different brains! For example, learning about one's physical environment, mastering a particular vocabulary, or trying to pass algebra means the brain must receive enough usable stimulation to carve out its own unique systems of connections between cells.
Since so many children these days seem to lack higher-level language development, I decided Greenough's research might offer a clue. I asked him whether all language should develop almost automatically from a minimum of environmental exposure (experience expectant), or whether higher-level language abilities might depend more on special amounts and types of input into the system (experience dependent).
"My opinion is that language development is heavily experience dependent," he replied, "and therefore would have a great deal to do with the way a child is reared. Hypothetically, children who grew up receiving a great deal of their input from television, for example, might be different from children who grew up getting input from an individual speaker."
"If they get different types of language input, could the language areas of children's brains be subtly different from those of twenty years ago?" I asked.
"I think you can make a case for it, although our work can only indirectly say anything about that. What we know is that the brain very selectively can be shown to respond to its particular experiences; if an animal, for example, learns a motor task, you see very selective changes in the brain regions that govern that task; so that there is no question that these changes are highly specific to the events that produce them. It's certainly quite conceivable that a major difference in the way in which kids grew up would lead to a major difference in brain organization for information processing. There's remarkably little evidence available, however," he added.
"Is it possible that the pace of our contemporary life, when many children are constantly being stimulated from outside so that they have little time to sit, think, reflect, and talk to themselves inside their own heads -- could that make a physical difference in their brains?" I ventured.
"I think it's a reasonable hypothesis," Dr. Greenough responded thoughtfully.
In a later chapter we will examine research that sheds considerable light on some of the subtle language deficiencies shown by many of the current generation. For now, let us resume our survey of how the brain learns to think -- and what happens if it doesn't. While I personally believe that most of the worrisome changes now occurring in children's brains are caused by intellectual environments, some drugs and chemicals to which children are now exposed before birth may also be contributing to the increased incidence of learning difficulties.
THE DOUBLE-EDGED SWORD
The very flexibility of systems that rely on experience for their shaping, or even for their survival, makes plasticity a double-edged sword. On one side is the optimistic news that brains are designed to make the most out of the situations in which they find themselves. At any age we take an active role in shaping our own brains according to what we choose to notice and respond to. On the other hand, however, lie several serious issues. What happens if significant numbers of cells are damaged during the process of development so they can't respond efficiently? What if the "right" stimulation is not available? Is it possible to focus too heavily on one set of stimuli and neglect others? In order to address these complex questions, we must first get an overview of the prenatal process that sets the neurons into place. Then we will move on to consider sources of flaws in the system.
Building the Fetal Brain: Neurons Compete to Survive
Most people are unaware that nature over-endows us with brain cells, yet this apparent wastefulness is our assurance of adaptable mental equipment. In the nine months before birth, the fetal brain grows rapidly from a small cluster of cells into an organ that contains too many neurons. By the fourth week of gestation it has started to differentiate into separate areas. Neurons and glial cells are produced at a rapid rate and then, to the continuing amazement of neuroanatomists, manage somehow to "migrate" to the areas for which they were designed.
The first cells out form areas for more basic functions such as physical drives, reflex movements, and balance. Somewhat later come relay stations for sensory stimuli and some technical equipment to help with memory and emotion. These abilities are mainly "hardwired" into systems underlying the neocortex, whose convoluted surface covers the rest of the brain like an elaborate layer of gray frosting. Hardly a superficial addition, however, the cortex is the control panel for processing information at three levels:
1. receiving sensory stimuli
2. organizing them into meaningful patterns so that we can make sense out of the world
3. associating patterns to develop abstract types of learning and thinking
These later-developing "association areas," so critically important for planning, reasoning, and using language to express ideas, are the most plastic of all; their development depends on the way the child uses his or her brain at different stages of development.
Surprisingly enough, all these abilities emerge as a result of a violent competition by which the brain literally "prunes" out and disposes of its excess neurons. Because there is a limited number of available connection sites, the mortality rate for neurons is staggering. Even before birth up to 40-60% die off because they can't find a permanent home. During gestation, each cell migrating to the cortex tries to find a prearranged spot in one of six layers. They don't all arrive, however. The first cells out arrange themselves in the first, or inner, layer, and the later arrivals quite literally must climb between and beyond them, stacking themselves up until eventually all six layers have formed. The final layers hold the potential for the highest-order, latest-developing mental abilities, but these cells have the hardest job finding their proper station in life.
"So, you can see right away that we can all be considered brain damaged in one respect," wryly observes Dr. Jane Holmes Bernstein. [11] But some of us get labeled, and some don't. As we talk, I notice that one wall of her office in Boston Children's Hospital is covered with drawings made by some of the children that she sees every day. As a clinical neuropsychologist working with children called learning disabled, she attempts to understand behavior -- primarily learning behavior -- in terms of brain structure and function. She is convinced that brain shapes behavior, but also that experience in the world shapes the brain as it develops, through a process that she terms "competition for connections." This mechanism is initiated before birth by nature's clever overproduction of neurons.
"Cell death appears to be a natural consequence of the competition for connections: those cells that don't connect are lost. Ideally, this process will result in a very efficient structure, but it can go wrong, too. Sometimes damage before birth to an early-maturing part may lead to abnormal patterns of connections; if early-arriving cells preempt the connections that should belong to later arrivals, the later ones have nowhere to go and sort of fall off the cliff. It's important to realize that early development after birth may seem normal -- after all, some basic connections have been made; later on, however, it's likely to be a different story. Higher-order thinking skills that should develop with maturation have no foundation!" [12]
What happens, then, to the potential learning ability of this brain? Why would nature set up such a risky system for developing mental connections?
"It seems to me that this sort of competitive connectivity model is the basis for a great deal of our uniqueness as individuals. The playing out of these patterns is presumably what allows brains to be generally competent at the same skills but different in the individual case," reflects Dr. Bernstein.
Not everyone agrees with Dr. Bernstein's terminology. "I hate the term 'brain damaged'!" Marian Diamond argues. "We each have different kinds of brains; the connections are different, giving us different kinds of abilities. Give the young people the benefit of the doubt. . . we have different brains to develop and this is a positive connotation, not a negative one!" [13]
Whatever words may be most effective in getting people to realize that not all children learn in the same way, it is clear that environments play an important role in these differences. Later, we will return to some of Dr. Bernstein's opinions about how neural patterns are being "played out" for today's children. Now, however, we should finish our look at prenatal life by considering some of the specific factors that may alter these patterns of connectivity -- for better or worse. They fall generally into two categories: those that come in from outside, and those that are produced in the environment of the womb itself.
The Vulnerable Fetal Brain: "Birth Defects of the Mind"
The brain is always most plastic at times when it is growing fastest. The fetal brain is especially vulnerable, not only because of its increased metabolic rate, but also because of an underdeveloped ability to detoxify harmful substances. Not so many years ago, obstetricians earnestly assured their patients that the placenta was an effective screen for toxic materials, but they were wrong, as the thalidomide tragedies eventually demonstrated. We are now acutely aware that many toxins are able to cross the placenta. Because of its rapidly proliferating concentration of cells, the fetal brain is a natural target, and the systems growing fastest at the time of exposure are on the front line. [14]
Even toxic material that doesn't cross the placenta, such as residue from cigarette smoking, may accumulate in the placenta and disrupt the baby's nutritional intake. Many prospective fathers are unaware that they, too, can harm their unborn children. If they have been exposed to toxic substances, their contaminated seminal fluid may expose the fetus during intercourse or cause birth defects if toxins have damaged the genetic structure of the sperm. [15]
Because of the finely timed schedule of cell proliferation and migration, different effects may come from exposure at different times. Some are more obvious than others. Damage during the first few days of pregnancy usually results in spontaneous abortion, of which the mother is probably unaware. From one to eight weeks of gestation, when cells start to move toward their target destinations, fetal death or major abnormalities usually result. After eight weeks, when neurons begin to settle into place, toxic exposure may result in subtle rearrangements of their placement or with their potential ability to communicate. These seemingly minor structural and functional abnormalities have aroused growing concern from a group of scientists in the new field of behavioral teratology: the study of the effects of toxic substances on the developing brain. These researchers are convinced of the potential of teratogens, or toxins, to cause subtle but pervasive difficulty with learning and behavior -- the type of problems that, even years later, earn some children the label of "learning disabled." [16]
"Yes, it's a serious problem. There are clear links between substances commonly found in the environment and later development of learning and behavior difficulties," says Dr. Brenda Eskenazi of the departments of Maternal and Child Health and Epidemiology at the University of California at Berkeley. "You might call these 'birth defects of the mind.' The effects on the brain are so subtle they don't show up on routine screening measures, and it may be years before the problem gets identified." [17]
Most such problems are of three major types: motor clumsiness and/or perceptual difficulties; problems with attention; or disabilities in specific types of school learning such as reading or math. As Dr. Bernstein pointed out, while it is sometimes hard to understand how prenatal exposure can show up only years later in school, early damage to higher-order systems may not become apparent until those particular systems are called on, as, for example, in reading comprehension or math reasoning. Since exposure to toxins after birth may also invite subtle forms of damage, causality is hard to pin down.
Hazardous Substances for the Fetal Brain
What are the hazardous substances? Although many potential candidates have been identified, conclusive results from well-controlled testing are few and far between. Here is a summary of the current field:
Lead: Clearly implicated in mental retardation, lead exposure both before and after birth has been shown to lower IQ even in potentially gifted children as well as causing problems with attention and academic learning. Yet the source of the problem may go unrecognized. Dr. Herbert L. Needleman of the University of Pittsburgh School of Medicine is convinced that many children who have real learning and behavior difficulties in the classroom look "fine" when examined in a doctor's office. He estimates that as many as 650,000 American children may be affected. Authorities all over the world are beginning to share this concern. [18]
Other metals: Methyl mercury, arsenic, aluminum, and cadmium have all been implicated, particularly when combined with exposure to other toxins or with lead.
PCBs, PBBs, solvents, pesticides, and some chemical fertilizers: All contain ingredients that may affect the central nervous system. The presence of these substances in many work environments has resulted in new precautions and some regulations concerning exposure for people of childbearing age.
Recreational drugs: Alcohol may cause serious abnormalities in both mental and physical development or may exacerbate the effects of other toxins. The level of susceptibility appears to vary widely among individuals, and it is not known how to determine what amount, if any, is safe for anyone person. Narcotics known to be toxic to the developing brain are heroin, methadone, and codeine. Most research on marijuana is out-of-date and poorly controlled; new studies suggest extreme caution by both potential mothers and fathers. [19] Likewise, many authorities warn that growing cocaine use by pregnant women will soon flood the schools with children who have attention, learning, and social problems. In all, drugs taken during pregnancy are producing a substantial subpopulation of children who begin life with significant neurological impairment. At this writing, it is estimated that at least one out of every nine babies born in the United States is affected. [20] And these children are not even included in our already declining test scores!
Prescription drugs: Prospective parents are advised to discuss potential childbearing with a well-informed physician who can advise them on current information regarding any medication they may be taking.
Over-the-counter drugs: Experts advise completely avoiding these during pregnancy.
When I began to investigate this topic for an article I was asked to write recently, [21] I found myself horrified by what I read and heard from experts in the field. Everywhere I looked, I could see (or breathe, or ingest) substances that were under investigation. How did my husband and I ever manage, I wondered, to have three healthy, well-functioning children? I procrastinated about writing the article, partially because I was worried about frightening expectant parents, yet I became increasingly convinced that this information should be promulgated. Finally, I placed another call to Dr. Eskenazi, who had mentioned the fact that she was expecting her first child. I asked her how she reconciled her own pregnancy with her extensive knowledge about hazards to her child's developing brain.
"You have to use common sense," she replied. "Even knowing everything I do, I don't get hysterical. I just maintain sensible precautions. I read labels and avoid situations where I might be exposed to toxins. I would certainly advise women to clean up their environments and their lifestyles before becoming pregnant, and then just be careful and relax as much as possible." [22]
This is good advice, but to what extent does our society help women "use common sense" or even inform them clearly about the issues involved? Where is the research that will clarify the dimensions of this worldwide problem? At every teacher workshop I attend these days, I am asked, "Do you think that drugs or medications taken by parents may be related to the rash of attention problems we are now seeing in schools?" Although I am convinced there are a number of other forces playing into children's attention problems, I am obliged to respond, "Yes, according to the research, it is certainly a factor."
One group of teachers in California, alarmed by newspaper reports about neurotoxic effects of crop spraying, wanted to know what connection it might have to an increasing number of diagnosed learning disabilities in their district. They are not the only ones wishing for better answers to questions like these. In recent testimony before a Senate subcommittee, Audrey McMahon of the Association for Children with Learning Disabilities appealed for increased research on this global problem, the threat of which, she points out, does not end when the child is born. The brains of young children remain highly susceptible. Contaminants come from a multiplicity of sources, such as air pollution, automobile exhaust, foods that have been sprayed with pesticides, clothing worn by adults in a contaminated workplace, and even breast milk that has absorbed toxins stored in the mother's body fat. During the course of my interviews, a doctor in Germany told me that he and other physicians are advising women who live near the Rhine River, which has been heavily contaminated with pesticides and industrial residues, not to nurse their babies for more than a few weeks. [23]
The Stressed-Out Fetus
Toxins are not the only influences by which the fetal brain can be altered. A mother's illness and accident pose obvious risks. Recently we have also become aware of the importance of her nutritional and emotional status. It is encouraging to learn that these two variables are themselves doubled-edged swords that give parents some control over the general course of their baby's prenatal life. A sensible, balanced diet containing reasonable amounts of protein during pregnancy is a powerful protective factor against other risks. On the other hand, fetal brains are affected by malnutrition, and poorly nourished women also tend to give birth to children of low birthweight, who are statistically more at risk for learning problems. [24]
In today's fast-paced society, the subject of maternal stress is an issue that warrants better research. Animal studies have shown that stress during pregnancy can upset chemical transmission systems in the brain of the fetus, [25] possibly because hormone secretions associated with stress cross the placenta. One recent rat study from Israel demonstrated that "random" stress during pregnancy (i.e., the pregnant animal was exposed to loud noise or flashing lights on an unpredictable schedule) not only caused increased fearfulness and exaggerated stress response in the offspring, but also produced chemical brain changes resulting in permanent alterations in the relative size and shape of the two halves of the offsprings' brains. [26] (Is this an animal analogue for "different learning styles"?)
Published reports by several authorities have suggested that sustained stress during the first months of pregnancy may be a factor in the development of hyperactivity in children, but the professional literature does not offer any definitive guidelines. Expectant mothers are well advised to avoid prolonged, excessive stress if they possibly can -- although available definitions of what constitutes stress, or what "excessive" means for any individual woman, are frustratingly vague. [27]
The Flexible Mind: Overcoming Prenatal Damage
Before we move on to consider the way brains develop after birth, let me digress for a note of reassurance. The idea that brains can get changed around like this is a bit less frightening if we consider the point that everyone is "brain different" in some respect. Many children emerge apparently unscathed from difficult pre- and postnatal environments, while others end up "learning disabled."
There are doubtless several reasons for these different outcomes. First, environments continue to modify the brain long after birth, so their effects can actively counteract prenatal problems. Moreover, some children just seem to be genetically more resilient than others. Good prenatal nutritional and emotional environments provide additional insurance. Finally, because of the young brain's great structural and functional plasticity, it can arrange itself around some types of learning in a wide variety of ways, depending not only on innate predispositions but also on the way the material is presented.
Most school learning calls on many sets of connections, not just a single location in the brain, so some types of prenatal "damage" may be circumvented by later learning experiences. For example, youngsters learning to read by either sounding out words ("b-a-t") or by guessing at them from their general shape ("STOP") are using different systems of neurons in each case. Later, when they move on to rapid reading and comprehension of more complex material, they will connect up with higher-level systems. Thus, skilled reading is said to be "subserved" by a number of different combinations of brain cells in different locations. Some are obviously more critical than others (the ones that put the sounds together with the letters, for example), but it is possible to circumnavigate areas of weakness. Even without big "holes" in our brains, most of us have had to learn to compensate for certain sets of connections that don't hook up quite as easily as others! If you contemplate the potential arrangement and rearrangement of several billions (or hundreds of billions ) of nerve cells, you get a notion of the infinite number of ways in which a system can get arranged.
If some kinds of damage happen early enough, this flexibility, teamed with a drive to succeed and the help of a supportive environment, can generate seemingly miraculous results. One of the most remarkable stories I have recently heard was from Dr. Isabelle Rapin of the Albert Einstein College of Medicine in New York. One of her patients was a girl who had been born with, quite literally, a "hole" in her brain -- a large defect in the right rear quadrant of her cortex. Looking at an early brain (CT) scan of this child, which showed several distortions in addition to the large "empty" area, I had trouble believing she could ever have approached normal functioning. Yet, although she had some enduring visual problems, slow motor development, and trouble doing math, her verbal IQ registered in the superior range by the time she was nine years old. [28] When Dr. Rapin told me about this case, the girl was a student doing well at a well-known Ivy League university.
Some very specific types of damage or deprivation may noticeably effect basic "hard-wired" abilities, such as sensory discriminations (e.g., seeing visual features like vertical or horizontal lines; hearing certain kinds of sounds) because they are "localized" to very specific cells in the brain. Areas controlling attention and some related "executive functions" that will become important in later life (and in later chapters of this book) may also be vulnerable to early damage or deprivation. Many higher-level skills, however, can be approached in several different ways and thus may develop through more variable routes.
In his important book, Frames of Mind, Dr. Howard Gardner has suggested that separate types of intelligence call on many different brain areas. [29] A person may be highly gifted and have a wonderful memory in linguistic (language) intelligence, for example, but be unexceptional at music or interpersonal relationships. We can't draw a neat circle around any of these clusters in the brain, yet the various abilities within each seem somehow to work together. Specific skills within each cluster are developed at different stages of brain growth during childhood and adolescence.
Because the organization of the brain is so heavily influenced by the way it is used after birth, the home and school environment can do a lot to help potentially learning-disabled children learn more successfully. For example, as I have described in my previous book, a child's exposure to good language, a positively structured environment, and methods of instruction appropriate for his or her style of learning may determine whether learning problems materialize. [30] Moreover, the potential of teaching techniques to reorganize young brains is a hot new topic in the education world. We will see in a later chapter how one researcher claims to be changing brain function of reading-disabled schoolchildren with different teaching methods.
While the exact effect of brain-endangering substances remains undetermined, most of the academically injurious changes observed in today's children are probably much more a function of mental environments after birth. Fortunately, parents and teachers can actively do something about these influences. But they need to proceed wisely.
Engineering the Fetal Brain
Some people are in a real hurry to get started teaching their children. An increasingly popular attempt to "stimulate" brains artificially while they are in the womb is worrying many professionals.
"A lot of crazy, bizarre things are happening in the United States," reports Dr. Susan Luddington-Hoe, professor of maternal and child health at UCLA and author of How to Have a Smarter Baby. [31] ''There are now over fourteen programs for prenatal learning! Pregnant women are wearing belts with stereo headsets to try and stimulate their infant's brain. Some people are even holding a card with, say, an a on it to Mom's belly and shining a flashlight through it while they say 'a, a, a' so the kid will supposedly be born knowing the alphabet. Let me tell you, I don't condone any of this stuff."
During a normal pregnancy, the fetus receives a great deal of stimulation from the mother's and its own movement, from the sound of her voice and heartbeat, and even from the taste and smell of the amniotic fluid. Although scientists -- and mothers -- confirm that a fetus can respond to some external events, notably sounds, organized "learning" by fetal brains has a rather tenuous base in research. Studies have demonstrated that infant animals acquire preferences for tastes and odors in utero. [32] One researcher claims that human infants, while still in the womb, learn to prefer their mothers' voices and can even be "taught" to favor certain familiar stories that the expectant mother has frequently read out loud. [33] Dr. Luddington- Hoe's research has suggested that a fetus can differentiate its parents' voices immediately after birth.
Reports such as these have provoked a rash of commercial materials with which parents may attempt to create designer brains in their infants. There is even a "Prenatal University" for those who can't wait to get started paying college tuition.
"For heaven's sake," exclaims Dr. Luddington-Hoe, "nature has created the perfect environment; why should we mess around with it?"
Most responsible researchers agree that we do not yet know enough to do anything that risks distorting the natural processes of mental growth. Trying to "engineer" children's learning at any age can have disastrous emotional and neurological consequences.
The evolutionary history of our species has given us a neural architecture preprogrammed with a driving need to arrange itself adaptively. If a fetal brain is cared for and protected in following its own developmental timetable, it will emerge at the end of nine months ready to take on the challenge of molding itself around the demands of an awaiting -- and constantly changing -- world. We will now begin to examine this process.